Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2026
Institutional positions in Caterpillar Inc as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,772
- +277 vs. Q4 2025
- Shares held
- 331.6M
- +48.5M (+17.1%) vs. Q4 2025
- Total value
- $232.0B
- +$70.2B (+43.4%) vs. Q4 2025
- New holders
- 392
- 1,291 more added
- Sold out
- 115
- 1,551 more reduced
47 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Little House Capital LLC | 7,280 | $5.16M | 1.33% | +203+2.9% | Added |
| Argent Advisors, Inc. | 7,254 | $5.14M | 1.40% | −715−9.0% | Reduced |
| Gables Capital Management Inc. | 7,250 | $5.14M | 2.18% | −315−4.2% | Reduced |
| Capital Management Associates, Inc | 7,234 | $5.13M | 1.16% | +136+1.9% | Added |
| Fruth Investment Management | 7,230 | $5.12M | 1.28% | −333−4.4% | Reduced |
| Murphy, Middleton, Hinkle & Parker, Inc. | 7,211 | $5.11M | 2.37% | +7,211 | New |
| Genus Capital Management Inc. | 7,200 | $5.10M | 0.58% | +3,800+111.8% | Added |
| Banque Transatlantique SA | 7,007 | $5.09M | 0.12% | −667−8.7% | Reduced |
| Compton Wealth Advisory Group, LLC | 6,941 | $5.07M | 1.13% | +231+3.4% | Added |
| Field & Main Bank | 7,155 | $5.07M | 1.47% | −433−5.7% | Reduced |
| Apella Capital, LLC | 6,367 | $5.06M | 0.08% | +2,564+67.4% | Added |
| Clear Trail Advisors, LLC | 7,110 | $5.04M | 0.84% | −1,334−15.8% | Reduced |
| DT Investment Partners, LLC | 7,103 | $5.03M | 0.42% | −115−1.6% | Reduced |
| Marathon Wealth Advisors LLC | 7,075 | $5.01M | 2.06% | −27−0.4% | Reduced |
| Permanent Capital Management, LP | 5,617 | $5.01M | 0.78% | +31+0.6% | Added |
| Deane Retirement Strategies, Inc. | 7,078 | $5.00M | 2.01% | −45−0.6% | Reduced |
| Gamco Investors, Inc. Et Al | 7,038 | $4.99M | 0.05% | +6,557+1,363.2% | Added |
| World Equity Group, Inc. | 7,008 | $4.96M | 1.29% | +3,389+93.6% | Added |
| South Dakota Investment Council | 7,001 | $4.96M | 0.09% | −153−2.1% | Reduced |
| Parametrica Management Ltd | 7,000 | $4.96M | 5.64% | +7,000 | New |
| Next Century Growth Investors LLC | 6,994 | $4.95M | 0.36% | +1,968+39.2% | Added |
| Dorsey & Whitney Trust CO LLC | 6,979 | $4.94M | 0.27% | −294−4.0% | Reduced |
| Quest Investment Management LLC | 6,968 | $4.94M | 0.58% | 00.0% | Unchanged |
| Modera Wealth Management, LLC | 6,962 | $4.93M | 0.06% | −114−1.6% | Reduced |
| Capital & Planning, LLC | 6,947 | $4.92M | 2.99% | +6,947 | New |
| Milestone Asset Management, LLC | 6,911 | $4.90M | 0.90% | +3,821+123.7% | Added |
| Arvest Bank Trust Division | 6,897 | $4.89M | 0.27% | +4,951+254.4% | Added |
| Confluence Wealth Services, Inc. | 6,892 | $4.88M | 0.19% | +820+13.5% | Added |
| Legacy Financial Strategies, LLC | 6,875 | $4.87M | 0.88% | +3,275+91.0% | Added |
| Becker Capital Management Inc | 6,872 | $4.87M | 0.14% | +10+0.1% | Added |
| Ignite Planners, LLC | 6,862 | $4.86M | 0.75% | +103+1.5% | Added |
| Huntleigh Advisors, Inc. | 6,864 | $4.86M | 0.83% | +609+9.7% | Added |
| Avantax Planning Partners, Inc. | 6,850 | $4.85M | 0.13% | +10.0% | Added |
| Generali Investments CEE, investicni spolecnost, a.s. | 6,845 | $4.85M | 0.25% | −1,529−18.3% | Reduced |
| Western Financial Corp | 6,842 | $4.85M | 1.90% | +6,842 | New |
| Lee Johnson Capital Management, LLC | 6,825 | $4.84M | 1.73% | +6,825 | New |
| Staley Capital Advisers Inc | 6,800 | $4.82M | 0.20% | 00.0% | Unchanged |
| KLCM Advisors, Inc. | 6,784 | $4.81M | 0.42% | −1,341−16.5% | Reduced |
| Cross Staff Investments Inc | 6,781 | $4.80M | 3.16% | −285−4.0% | Reduced |
| Kentucky Retirement Systems | 52,539 | $4.77M | 0.36% | +23,467+80.7% | Added |
| Harbor Capital Advisors, Inc. | 6,725 | $4.76M | 0.39% | −1,022−13.2% | Reduced |
| LGT Fund Management Co Ltd. | 6,720 | $4.76M | 0.21% | −1,309−16.3% | Reduced |
| Grantham, Mayo, Van Otterloo & Co. LLC | 6,701 | $4.75M | 0.01% | +3,750+127.1% | Added |
| Eagle Rock Investment Company, LLC | 6,700 | $4.75M | 0.69% | 00.0% | Unchanged |
| Sargent Investment Group, LLC | 6,688 | $4.74M | 0.62% | −68−1.0% | Reduced |
| Howland Capital Management LLC | 6,685 | $4.74M | 0.19% | 00.0% | Unchanged |
| Bartlett & Co. Wealth Management LLC | 5,398 | $4.73M | 0.06% | −171−3.1% | Reduced |
| Capital Group Private Client Services, Inc. | 6,668 | $4.72M | 0.08% | +156+2.4% | Added |
| Bellwether Advisors, LLC | 6,659 | $4.72M | 0.80% | −442−6.2% | Reduced |
| Wealthspire Advisors, LLC | 6,628 | $4.70M | 0.04% | −1,429−17.7% | Reduced |
| Leonteq Securities AG | 6,625 | $4.69M | 0.28% | −16,228−71.0% | Reduced |
| Quadrature Capital Ltd | 6,616 | $4.69M | 0.06% | +6,616 | New |
| Hillsdale Investment Management Inc. | 6,597 | $4.67M | 0.13% | +2,110+47.0% | Added |
| Nemes Rush Group LLC | 6,591 | $4.67M | 0.44% | −286−4.2% | Reduced |
| Cambridge Advisors Inc. | 6,577 | $4.66M | 0.90% | −531−7.5% | Reduced |
| Mount Yale Investment Advisors, LLC | 6,570 | $4.65M | 0.11% | +2,731+71.1% | Added |
| Schear Investment Advisers, LLC | 6,568 | $4.65M | 2.05% | +14+0.2% | Added |
| MB, Levis & Associates, LLC | 6,566 | $4.65M | 1.94% | −28−0.4% | Reduced |
| Strategic Advisors LLC | 6,540 | $4.63M | 0.77% | +96+1.5% | Added |
| Cottage Street Advisors LLC | 6,540 | $4.63M | 2.00% | −4−0.1% | Reduced |
| IFC Advisors LLC | 6,528 | $4.62M | 0.66% | −140−2.1% | Reduced |
| Guardian Wealth Management, Inc. | 6,512 | $4.61M | 2.52% | −1,157−15.1% | Reduced |
| Weaver Capital Management LLC | 6,491 | $4.60M | 1.00% | −236−3.5% | Reduced |
| TCG Advisory Services, LLC | 6,483 | $4.59M | 0.11% | +2,921+82.0% | Added |
| Greenfield Savings Bank | 6,459 | $4.58M | 1.95% | −109−1.7% | Reduced |
| Shepherd Financial Partners LLC | 6,425 | $4.55M | 0.43% | −14−0.2% | Reduced |
| AdvisorNet Financial, Inc | 6,415 | $4.54M | 0.24% | −300−4.5% | Reduced |
| Ascent Group, LLC | 6,363 | $4.51M | 0.16% | −1,075−14.5% | Reduced |
| National Asset Management, Inc. | 6,751 | $4.51M | 0.29% | −2,092−23.7% | Reduced |
| Courier Capital LLC | 6,354 | $4.50M | 0.25% | −326−4.9% | Reduced |
| Triangle Securities Wealth Management | 6,353 | $4.50M | 1.02% | −7,247−53.3% | Reduced |
| Berkshire Bank | 6,332 | $4.49M | 0.92% | −315−4.7% | Reduced |
| Allegheny Financial Group LTD | 6,322 | $4.48M | 0.60% | +29+0.5% | Added |
| Graham Capital Management, L.P. | 6,300 | $4.46M | 0.15% | −3,700−37.0% | Reduced |
| MONECO Advisors, LLC | 6,292 | $4.46M | 0.35% | +262+4.3% | Added |
| Southeast Asset Advisors Inc. | 6,268 | $4.44M | 0.49% | −698−10.0% | Reduced |
| Diversify Wealth Management, LLC | 5,481 | $4.44M | 0.08% | +4,097+296.0% | Added |
| Private Trust Co NA | 6,267 | $4.44M | 0.40% | −208−3.2% | Reduced |
| Bernard Wealth Management Corp. | 6,246 | $4.42M | 1.89% | +279+4.7% | Added |
| Umpqua Bank | 6,242 | $4.42M | 1.26% | −387−5.8% | Reduced |
| Chapin Davis, Inc. | 6,225 | $4.41M | 0.98% | −756−10.8% | Reduced |
| Vantage Point Financial LLC | 6,194 | $4.39M | 1.54% | +19+0.3% | Added |
| Crawford Investment Counsel Inc | 6,178 | $4.38M | 0.07% | −140−2.2% | Reduced |
| Vectors Research Management, LLC | 6,169 | $4.37M | 1.28% | −180−2.8% | Reduced |
| First National Bank Sioux Falls | 5,651 | $4.37M | 1.19% | −20.0% | Reduced |
| CNB Bank | 6,153 | $4.36M | 1.83% | −220−3.5% | Reduced |
| Massachusetts Wealth Management | 6,146 | $4.35M | 1.89% | −210−3.3% | Reduced |
| Stone Point Wealth LLC | 6,145 | $4.35M | 1.21% | −525−7.9% | Reduced |
| Osborne Partners Capital Management, LLC | 6,145 | $4.35M | 0.23% | −100−1.6% | Reduced |
| International Assets Investment Management, LLC | 5,904 | $4.31M | 0.30% | −270−4.4% | Reduced |
| Brady Family Wealth, LLC | 6,069 | $4.30M | 1.34% | +256+4.4% | Added |
| Kinloch Capital, LLC | 6,068 | $4.30M | 1.75% | −3,911−39.2% | Reduced |
| Advisory Alpha, LLC | 6,044 | $4.28M | 0.12% | +258+4.5% | Added |
| Ellis Investment Partners, LLC | 6,025 | $4.27M | 0.74% | −17−0.3% | Reduced |
| Seizert Capital Partners, LLC | 6,023 | $4.27M | 0.20% | −1,524−20.2% | Reduced |
| Trust Investment Advisors | 5,987 | $4.24M | 2.48% | −752−11.2% | Reduced |
| Biltmore Family Office, LLC | 5,986 | $4.24M | 0.59% | −25−0.4% | Reduced |
| Myriad Asset Management Advisors LLC | 5,978 | $4.24M | 1.25% | +36+0.6% | Added |
| Weatherly Asset Management L. P. | 5,971 | $4.23M | 0.34% | −57−0.9% | Reduced |
| First Manhattan Co | 5,968 | $4.23M | 0.01% | +1,383+30.2% | Added |