Caterpillar Inc

CAT

Exchange: NYSE
Industry: Construction Machinery & Equip
SEC CIK: 0000018230

SEC filings (opens in a new tab)

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q1 2026

Institutional positions in Caterpillar Inc as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders: 3,772; +277 vs. Q4 2025
Shares held: 331.6M; +48.5M (+17.1%) vs. Q4 2025
Total value: $232.0B; +$70.2B (+43.4%) vs. Q4 2025
New holders: 392; 1,291 more added
Sold out: 115; 1,551 more reduced

47 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q4 2025: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2026: 3,772 institutions

Value heldQ1 2026: $232.0B

Institutions holding CAT and their total value by quarter
Quarter	Holders	Value
Q2 2026	4,069	$351.1B
Q1 2026	3,772	$232.0B
Q4 2025	3,542	$188.7B
Q3 2025	3,150	$159.0B
Q2 2025	3,023	$128.0B
Q1 2025	2,903	$109.0B
Q4 2024	3,010	$123.4B
Q3 2024	2,838	$133.6B
Q2 2024	2,713	$114.5B
Q1 2024	2,714	$127.6B
Q4 2023	2,583	$104.6B
Q3 2023	2,409	$97.3B
Q2 2023	2,329	$88.0B
Q1 2023	2,284	$82.6B
Q4 2022	2,287	$87.1B
Q3 2022	1,992	$59.2B
Q2 2022	2,077	$65.6B
Q1 2022	2,176	$82.0B
Q4 2021	2,161	$74.9B
Q3 2021	1,943	$71.1B
Q2 2021	2,028	$82.0B
Q1 2021	2,015	$88.0B

Institutions, Q1 2026

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2025.

Institutions holding CAT in Q1 2026
Institution	Shares	Value	% of portfolio	Change in shares	Action
LM Advisors LLC	258	$365	0.01%	+258	New
ROSS\JOHNSON & Associates LLC	1	$708	0.01%	−1−50.0%	Reduced
Strategic Advocates LLC	2	$1.42K	0.01%	−609−99.7%	Reduced
PFS Partners, LLC	2	$1.42K	0.00%	00.0%	Unchanged
NorthAvenue LLC	2	$1.42K	0.00%	00.0%	Unchanged
Dynamic Wealth Strategies, LLC	2	$1.42K	0.00%	+2	New
Curio Wealth, LLC	2	$1.42K	0.00%	+2	New
PEAK6 LLC	2	$1.71K	0.00%	−1−33.3%	Reduced
Phillip James Consulting Co.	4	$2.00K	0.00%	+4	New
Battery Global Advisors, LLC	3	$2.13K	0.00%	−9−75.0%	Reduced
Redwood Park Advisors LLC	3	$2.13K	0.00%	−1−25.0%	Reduced
Three Bearings Fiduciary Advisors, Inc.	3	$2.13K	0.00%	00.0%	Unchanged
Arcadia Investment Management Corp	4	$2.83K	0.00%	00.0%	Unchanged
WealthCollab, LLC	4	$2.83K	0.00%	00.0%	Unchanged
Osbon Capital Management LLC	4	$2.83K	0.00%	00.0%	Unchanged
LGT Financial Advisors LLC	4	$2.83K	0.01%	00.0%	Unchanged
Transce3nd, LLC	5	$3.54K	0.03%	−5−50.0%	Reduced
Decker Retirement Planning Inc.	5	$3.54K	0.00%	00.0%	Unchanged
Seneschal Advisors, LLC	5	$3.54K	0.00%	00.0%	Unchanged
Torren Management, LLC	5	$3.63K	0.00%	−42−89.4%	Reduced
Cypress Capital Management LLC (WY)	6	$4.25K	0.00%	00.0%	Unchanged
Richard W. Paul & Associates, LLC	6	$4.25K	0.00%	00.0%	Unchanged
Sofos Investments, Inc.	6	$4.25K	0.00%	+6	New
Westfuller Advisors, LLC	8	$5.67K	0.00%	−4−33.3%	Reduced
DAGCO, Inc.	8	$5.67K	0.00%	00.0%	Unchanged
Gilpin Wealth Management, LLC	8	$5.67K	0.00%	00.0%	Unchanged
Benson Wealth Management INC	8	$5.67K	0.01%	00.0%	Unchanged
Islay Capital Management, LLC	9	$6.38K	0.00%	+2+28.6%	Added
Cornerstone National Bank & Trust Co	9	$6.57K	0.00%	00.0%	Unchanged
Curat Global, LLC	10	$7.08K	0.01%	−100−90.9%	Reduced
Investors Research Corp	10	$7.08K	0.00%	00.0%	Unchanged
Berbice Capital Management LLC	10	$7.08K	0.00%	+10	New
HFM Investment Advisors, LLC	11	$7.79K	0.00%	−7−38.9%	Reduced
Wealth Preservation Advisors, LLC	13	$9.21K	0.01%	+13	New
PayPay Securities Corp	12	$9.27K	0.32%	−5−29.4%	Reduced
Holos Integrated Wealth LLC	13	$9.42K	0.00%	00.0%	Unchanged
MJT & Associates Financial Advisory Group, Inc.	14	$9.92K	0.01%	00.0%	Unchanged
Marshall Investment Management, LLC	15	$10.6K	0.01%	+15	New
Matrix Trust Co	16	$11.0K	0.00%	+16	New
Park Square Financial Group, LLC	16	$11.3K	0.09%	+16	New
Red Tortoise LLC	17	$12.0K	0.01%	00.0%	Unchanged
JDM Financial Group LLC	17	$12.0K	0.00%	00.0%	Unchanged
Lipe & Dalton	19	$13.0K	0.01%	+19	New
Evelyn Partners Asset Management Ltd	19	$13.5K	0.00%	00.0%	Unchanged
Estabrook Capital Management	20	$14.2K	0.00%	00.0%	Unchanged
Game Plan Financial Advisors, LLC	20	$14.2K	0.01%	00.0%	Unchanged
S&T Bank	20	$14.2K	0.01%	+9+81.8%	Added
Vision Financial Markets LLC	21	$14.4K	0.01%	00.0%	Unchanged
Elevated Capital Advisors, LLC	22	$15.6K	0.00%	00.0%	Unchanged
Breakwater Investment Management	22	$15.6K	0.01%	−10−31.3%	Reduced
SWAN Capital LLC	25	$17.7K	0.01%	−48−65.8%	Reduced
Abound Financial, LLC	25	$17.7K	0.01%	00.0%	Unchanged
Carolina Wealth Advisors, LLC	26	$18.4K	0.01%	+26	New
NCP Inc.	28	$19.8K	0.03%	00.0%	Unchanged
Horizon Financial Services, LLC	28	$19.8K	0.01%	+14+100.0%	Added
Atlas Capital Advisors LLC	29	$20.5K	0.00%	−8−21.6%	Reduced
Blume Capital Management, Inc.	30	$21.3K	0.00%	00.0%	Unchanged
Strengthening Families & Communities, LLC	31	$22.1K	0.01%	+31	New
Peterson Wealth Services	32	$22.7K	0.01%	00.0%	Unchanged
Principia Wealth Advisory, LLC	34	$24.1K	0.01%	+6+21.4%	Added
Your Advocates Ltd., LLP	35	$24.8K	0.01%	00.0%	Unchanged
DecisionPoint Financial, LLC	35	$24.8K	0.01%	00.0%	Unchanged
Align Financial, LLC	36	$25.5K	0.01%	−20,587−99.8%	Reduced
Stone House Investment Management, LLC	37	$26.2K	0.00%	00.0%	Unchanged
Consultiva Wealth Management, Corp.	37	$26.2K	0.08%	00.0%	Unchanged
Lam Group, Inc.	37	$26.2K	0.01%	+37	New
Copia Wealth Management	38	$26.9K	0.02%	00.0%	Unchanged
Penserra Capital Management LLC	39	$27.0K	0.00%	00.0%	Unchanged
Noble Wealth Management PBC	40	$28.3K	0.01%	−20−33.3%	Reduced
Flagship Wealth Advisors, LLC	73	$28.3K	0.01%	+33+82.5%	Added
DiNuzzo Private Wealth, Inc.	41	$29.0K	0.00%	00.0%	Unchanged
Bare Financial Services, Inc	41	$29.0K	0.01%	+9+28.1%	Added
Corsicana & Co.	89	$29.4K	0.02%	−10−10.1%	Reduced
Chapman Financial Group, LLC	42	$29.8K	0.02%	00.0%	Unchanged
Davis Capital Management	43	$30.5K	0.02%	00.0%	Unchanged
Aspect Partners, LLC	43	$30.5K	0.01%	+1+2.4%	Added
PlanVest Financial, Inc	46	$33.1K	0.03%	+46	New
TFC Financial Management	48	$34.1K	0.00%	00.0%	Unchanged
Bay Harbor Wealth Management, LLC	49	$34.7K	0.01%	+14+40.0%	Added
Forum Finance Group S.A.	60	$35.0K	0.02%	+60	New
Tacita Capital Inc	50	$35.4K	0.02%	−119−70.4%	Reduced
Financial Avengers, Inc.	50	$35.7K	0.02%	00.0%	Unchanged
Front Row Advisors LLC	51	$36.1K	0.01%	00.0%	Unchanged
Cedar Mountain Advisors, LLC	51	$36.4K	0.01%	+23+82.1%	Added
Investors Portfolio Services LLC	49	$37.1K	0.03%	+34+226.7%	Added
Insight Financial Services	53	$38.0K	0.02%	00.0%	Unchanged
Frazier Financial Advisors, LLC	55	$39.0K	0.02%	+7+14.6%	Added
Whipplewood Advisors, LLC	57	$40.4K	0.02%	+51+850.0%	Added
TopTier Wealth Management, LLC	60	$42.2K	0.03%	+60	New
Cornerstone Financial Management LLC	60	$42.5K	0.04%	+5+9.1%	Added
Kings Path Partners LLC	61	$43.2K	0.01%	00.0%	Unchanged
Monetary Solutions, Ltd	61	$43.5K	0.04%	00.0%	Unchanged
Evelyn Partners Investment Management Services Ltd	63	$44.6K	0.01%	00.0%	Unchanged
Key Capital Management, INC	64	$45.3K	0.03%	+2+3.2%	Added
Greykasell Wealth Strategies, Inc.	64	$45.3K	0.02%	+64	New
Rialto Wealth Management, LLC	64	$45.3K	0.01%	+8+14.3%	Added
Manitou Investment Management Ltd.	65	$46.0K	0.01%	00.0%	Unchanged
Turim 21 Investimentos Ltda.	65	$46.0K	0.01%	+65	New
1620 Investment Advisors, Inc.	66	$46.8K	0.03%	−5−7.0%	Reduced
Credit Industriel Et Commercial	67	$47.5K	0.01%	+67	New