Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2026
Institutional positions in Caterpillar Inc as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,772
- +277 vs. Q4 2025
- Shares held
- 331.6M
- +48.5M (+17.1%) vs. Q4 2025
- Total value
- $232.0B
- +$70.2B (+43.4%) vs. Q4 2025
- New holders
- 392
- 1,291 more added
- Sold out
- 115
- 1,551 more reduced
47 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Frank, Rimerman Advisors LLC | 5,961 | $4.22M | 0.28% | +570+10.6% | Added |
| JFS Wealth Advisors, LLC | 5,955 | $4.22M | 0.24% | −167−2.7% | Reduced |
| Bridges Investment Management Inc | 5,951 | $4.22M | 0.06% | +100+1.7% | Added |
| Cornerstone Planning, LLC | 5,938 | $4.21M | 0.95% | −1,922−24.5% | Reduced |
| Westpac Banking Corp | 5,928 | $4.20M | 0.29% | −1,300−18.0% | Reduced |
| Arrow Financial Corp | 5,919 | $4.19M | 0.42% | −910−13.3% | Reduced |
| Florida Financial Advisors, LLC | 5,906 | $4.19M | 1.00% | +5,093+626.4% | Added |
| Harvest Fund Management Co., Ltd | 5,911 | $4.18M | 0.18% | +2,042+52.8% | Added |
| Ar Asset Management Inc | 5,900 | $4.18M | 0.81% | −800−11.9% | Reduced |
| Wilson & Boucher Capital Management, LLC | 5,852 | $4.15M | 2.75% | −119−2.0% | Reduced |
| Rollins Financial Advisors, LLC | 5,852 | $4.15M | 0.66% | +507+9.5% | Added |
| Nations Financial Group Inc, | 5,841 | $4.14M | 0.21% | +125+2.2% | Added |
| Roman Butler Fullerton & Co | 5,363 | $4.14M | 1.14% | +4+0.1% | Added |
| Family Management Corp | 5,838 | $4.14M | 0.50% | −51−0.9% | Reduced |
| Kentucky Trust Co | 5,824 | $4.13M | 2.16% | −14−0.2% | Reduced |
| Crown Oak Advisors, LLC | 5,821 | $4.12M | 2.07% | 00.0% | Unchanged |
| Investment House LLC | 5,808 | $4.11M | 0.21% | 00.0% | Unchanged |
| Tudor Investment Corp Et Al | 5,794 | $4.10M | 0.02% | −18,206−75.9% | Reduced |
| FLC Capital Advisors | 5,788 | $4.10M | 0.74% | −317−5.2% | Reduced |
| Wealth Architects, LLC | 5,788 | $4.10M | 0.37% | −93−1.6% | Reduced |
| Cordatus Wealth Management LLC | 5,780 | $4.09M | 0.97% | −87−1.5% | Reduced |
| Qtron Investments LLC | 5,757 | $4.08M | 0.55% | +391+7.3% | Added |
| Am Investment Strategies LLC | 5,741 | $4.07M | 0.89% | 00.0% | Unchanged |
| Beaton Management Co. Inc. | 5,733 | $4.06M | 1.81% | −50−0.9% | Reduced |
| Thompson Siegel & Walmsley LLC | 5,726 | $4.06M | 0.07% | −527−8.4% | Reduced |
| BOS Asset Management, LLC | 5,703 | $4.04M | 1.03% | −429−7.0% | Reduced |
| NewEdge Wealth, LLC | 5,677 | $4.02M | 0.05% | −3,032−34.8% | Reduced |
| Modern Wealth Management, LLC | 5,507 | $4.02M | 0.07% | +172+3.2% | Added |
| Bragg Financial Advisors, Inc | 5,652 | $4.00M | 0.13% | −124−2.1% | Reduced |
| Wealth Group, Ltd. | 5,634 | $3.99M | 3.72% | +10.0% | Added |
| Gen-Wealth Partners Inc | 5,616 | $3.98M | 1.25% | −202−3.5% | Reduced |
| Trueblood Wealth Management, LLC | 5,595 | $3.96M | 1.55% | +28+0.5% | Added |
| Security National Bank | 5,591 | $3.96M | 0.58% | −57−1.0% | Reduced |
| Rexford Capital Inc | 5,589 | $3.96M | 2.83% | −282−4.8% | Reduced |
| Ocean Capital Management, LLC | 5,585 | $3.96M | 0.81% | +3+0.1% | Added |
| Monticello Wealth Management, LLC | 5,555 | $3.94M | 0.25% | +38+0.7% | Added |
| Sierra Summit Advisors LLC | 5,547 | $3.93M | 0.57% | +2,620+89.5% | Added |
| LOM Asset Management Ltd | 5,516 | $3.91M | 1.12% | +93+1.7% | Added |
| Financial Plan, Inc. | 5,511 | $3.90M | 0.42% | 00.0% | Unchanged |
| Precision Wealth Strategies, LLC | 5,504 | $3.90M | 1.29% | +4,035+274.7% | Added |
| RD Lewis Holdings, Inc. | 4,950 | $3.90M | 3.37% | −342−6.5% | Reduced |
| Bowen Hanes & Co Inc | 5,495 | $3.89M | 0.09% | −534−8.9% | Reduced |
| Nwam LLC | 5,493 | $3.89M | 0.22% | +541+10.9% | Added |
| Parkside Financial Bank & Trust | 5,492 | $3.89M | 0.30% | −412−7.0% | Reduced |
| Capital Investment Advisory Services, LLC | 5,484 | $3.89M | 0.28% | +11+0.2% | Added |
| Silverlake Wealth Management LLC | 5,483 | $3.88M | 0.82% | +3+0.1% | Added |
| Leelyn Smith, LLC | 5,470 | $3.88M | 0.54% | +5,470 | New |
| Smithfield Trust Co | 5,463 | $3.87M | 0.17% | 00.0% | Unchanged |
| Garde Capital, Inc. | 5,462 | $3.87M | 0.23% | +328+6.4% | Added |
| Alaethes Wealth LLC | 5,435 | $3.85M | 1.11% | −40−0.7% | Reduced |
| Kerusso Capital Management LLC | 5,433 | $3.85M | 1.93% | −386−6.6% | Reduced |
| Woodmont Investment Counsel LLC | 5,428 | $3.85M | 0.24% | +413+8.2% | Added |
| Victrix Investment Advisors | 5,419 | $3.84M | 1.39% | −210−3.7% | Reduced |
| First Horizon Corp | 5,400 | $3.83M | 0.16% | −56−1.0% | Reduced |
| Redmond Asset Management, LLC | 5,381 | $3.81M | 1.04% | −30−0.6% | Reduced |
| Drive Wealth Management, LLC | 5,375 | $3.81M | 0.80% | −557−9.4% | Reduced |
| Pinkerton Retirement Specialists, LLC | 6,635 | $3.80M | 0.35% | +537+8.8% | Added |
| Norden Group LLC | 5,361 | $3.80M | 0.36% | +1,410+35.7% | Added |
| Hilltop Holdings Inc. | 5,357 | $3.79M | 0.34% | −1,909−26.3% | Reduced |
| Ti-Trust, Inc | 5,344 | $3.79M | 2.25% | −12−0.2% | Reduced |
| Perkins Coie Trust Co | 5,319 | $3.77M | 0.72% | +17+0.3% | Added |
| Everhart Financial Group, Inc. | 5,310 | $3.76M | 0.32% | +755+16.6% | Added |
| West Michigan Advisors, LLC | 5,308 | $3.76M | 0.83% | +3,353+171.5% | Added |
| Checchi Capital Advisers, LLC | 5,280 | $3.74M | 0.26% | +238+4.7% | Added |
| Watershed Private Wealth LLC | 5,274 | $3.74M | 1.17% | −72−1.3% | Reduced |
| Marvin & Palmer Associates Inc | 5,270 | $3.73M | 4.47% | −1,215−18.7% | Reduced |
| Connecticut Wealth Management, LLC | 5,267 | $3.73M | 0.16% | +106+2.1% | Added |
| WD Rutherford LLC | 5,251 | $3.72M | 1.65% | −681−11.5% | Reduced |
| MASTERINVEST Kapitalanlage GmbH | 5,248 | $3.72M | 0.39% | +109+2.1% | Added |
| Grimes & Company, Inc. | 5,229 | $3.70M | 0.10% | +289+5.9% | Added |
| Oxbow Advisors, LLC | 5,215 | $3.69M | 0.31% | −1,405−21.2% | Reduced |
| Avidian Wealth Solutions, LLC | 5,211 | $3.69M | 0.12% | +858+19.7% | Added |
| Alliance Private Wealth, LLC | 5,193 | $3.68M | 1.32% | +11+0.2% | Added |
| XML Financial, LLC | 5,193 | $3.68M | 0.30% | +116+2.3% | Added |
| Krilogy Financial LLC | 4,742 | $3.66M | 0.12% | +276+6.2% | Added |
| Journey Strategic Wealth LLC | 5,170 | $3.66M | 0.09% | +226+4.6% | Added |
| True North Advisors, LLC | 5,165 | $3.66M | 0.42% | −15−0.3% | Reduced |
| Northern Financial Advisors Inc | 5,162 | $3.66M | 2.67% | +2,491+93.3% | Added |
| Compagnie Lombard Odier SCmA | 5,159 | $3.65M | 0.04% | −4,651−47.4% | Reduced |
| First Citizens Bank & Trust Co | 5,154 | $3.65M | 0.08% | +153+3.1% | Added |
| Core Wealth Advisors, Inc. | 5,153 | $3.65M | 0.87% | −38−0.7% | Reduced |
| Amussen Hunsaker Associates LLC | 5,145 | $3.64M | 0.39% | +671+15.0% | Added |
| Exencial Wealth Advisors, LLC | 5,142 | $3.64M | 0.11% | +145+2.9% | Added |
| Eldridge Investment Advisors, Inc. | 5,131 | $3.64M | 0.80% | −13−0.3% | Reduced |
| Fox Hill Wealth Management | 5,131 | $3.63M | 1.75% | +1,099+27.3% | Added |
| Arbor Trust Wealth Advisors, LLC | 5,126 | $3.63M | 1.60% | −389−7.1% | Reduced |
| Cynosure Management, LLC | 5,462 | $3.63M | 0.45% | −508,292−98.9% | Reduced |
| Papp L Roy & Associates | 5,117 | $3.63M | 0.42% | −10.0% | Reduced |
| PCM Encore, LLC | 5,111 | $3.62M | 0.74% | +176+3.6% | Added |
| Mayflower Financial Advisors, LLC | 5,107 | $3.62M | 0.44% | −240−4.5% | Reduced |
| HHM Wealth Advisors, LLC | 5,097 | $3.61M | 0.42% | −657−11.4% | Reduced |
| Altshuler Shaham Ltd | 5,096 | $3.61M | 0.07% | +1,924+60.7% | Added |
| Beacon Investment Advisors LLC | 5,078 | $3.60M | 1.36% | −53−1.0% | Reduced |
| Xcel Wealth Management, LLC | 5,076 | $3.60M | 1.00% | −1,500−22.8% | Reduced |
| Itau Unibanco Holding S.A. | 5,062 | $3.59M | 0.09% | +5,062 | New |
| HCR Wealth Advisors | 5,060 | $3.59M | 0.37% | +15+0.3% | Added |
| JBR Co Financial Management Inc | 6,252 | $3.58M | 1.50% | 00.0% | Unchanged |
| ARS Wealth Advisors Group, LLC | 5,046 | $3.57M | 0.30% | +5+0.1% | Added |
| Isthmus Partners, LLC | 5,045 | $3.57M | 0.37% | −107−2.1% | Reduced |
| Catalyst Financial Partners LLC | 5,039 | $3.57M | 0.42% | +145+3.0% | Added |