Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2026
Institutional positions in Caterpillar Inc as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,772
- +277 vs. Q4 2025
- Shares held
- 331.6M
- +48.5M (+17.1%) vs. Q4 2025
- Total value
- $232.0B
- +$70.2B (+43.4%) vs. Q4 2025
- New holders
- 392
- 1,291 more added
- Sold out
- 115
- 1,551 more reduced
47 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ellenbecker Investment Group | 5,030 | $3.56M | 0.48% | −462−8.4% | Reduced |
| WBH Advisory Inc | 4,878 | $3.56M | 0.27% | −75−1.5% | Reduced |
| Essex Savings Bank | 5,008 | $3.55M | 0.78% | −226−4.3% | Reduced |
| Stratos Wealth Advisors, LLC | 4,998 | $3.54M | 0.22% | −696−12.2% | Reduced |
| Verition Fund Management LLC | 4,992 | $3.54M | 0.03% | −52,899−91.4% | Reduced |
| SCS Capital Management LLC | 4,965 | $3.52M | 0.04% | −349−6.6% | Reduced |
| Root Financial Partners, LLC | 4,963 | $3.52M | 0.16% | +1,754+54.7% | Added |
| Wolff Financial Management LLC | 4,948 | $3.51M | 0.77% | −20−0.4% | Reduced |
| Benedict Financial Advisors Inc | 4,929 | $3.49M | 0.73% | −20.0% | Reduced |
| Gould Capital, LLC | 4,919 | $3.48M | 2.11% | −2,972−37.7% | Reduced |
| United Bank | 4,917 | $3.48M | 1.16% | +266+5.7% | Added |
| E Fund Management Co., Ltd. | 4,916 | $3.48M | 0.10% | +4,916 | New |
| Camden Capital, LLC | 4,914 | $3.48M | 0.23% | −233−4.5% | Reduced |
| Lawood & Co | 4,906 | $3.48M | 3.23% | −327−6.2% | Reduced |
| Patton Fund Management, Inc. | 4,898 | $3.47M | 0.59% | −8,858−64.4% | Reduced |
| Harbor Group, Inc. | 4,880 | $3.46M | 0.50% | +10+0.2% | Added |
| Resources Management Corp | 4,880 | $3.46M | 0.46% | −350−6.7% | Reduced |
| Orleans Capital Management Corp | 4,878 | $3.46M | 2.34% | −10−0.2% | Reduced |
| Bahl & Gaynor Inc | 4,878 | $3.46M | 0.02% | +692+16.5% | Added |
| Opes Wealth Management LLC | 4,876 | $3.45M | 0.59% | +10.0% | Added |
| Forum Financial Management, LP | 4,868 | $3.45M | 0.05% | −3,046−38.5% | Reduced |
| TD Private Client Wealth LLC | 4,862 | $3.44M | 0.07% | −245−4.8% | Reduced |
| Pallas Capital Advisors LLC | 4,853 | $3.44M | 0.13% | −14−0.3% | Reduced |
| Stanley-Laman Group, Ltd. | 4,839 | $3.43M | 0.42% | +224+4.9% | Added |
| Csenge Advisory Group | 4,821 | $3.42M | 0.16% | +442+10.1% | Added |
| Atlas Brown,Inc. | 4,801 | $3.40M | 1.02% | −138−2.8% | Reduced |
| Princeton Capital Management LLC | 4,801 | $3.40M | 0.93% | +54+1.1% | Added |
| Guardian Investment Management | 4,800 | $3.40M | 2.75% | 00.0% | Unchanged |
| CFM Wealth Partners LLC | 4,788 | $3.39M | 0.51% | −100−2.0% | Reduced |
| Norway Savings Bank | 4,786 | $3.39M | 1.61% | −221−4.4% | Reduced |
| Rossmore Private Capital | 4,756 | $3.37M | 0.30% | −10−0.2% | Reduced |
| Journey Advisory Group, LLC | 4,724 | $3.35M | 0.29% | −399−7.8% | Reduced |
| Glen Eagle Advisors, LLC | 4,722 | $3.35M | 0.47% | +150+3.3% | Added |
| Left Brain Wealth Management, LLC | 4,710 | $3.34M | 1.31% | +4,710 | New |
| Vista Private Wealth Partners. LLC | 3,714 | $3.33M | 1.15% | −436−10.5% | Reduced |
| EPG Wealth Management LLC | 4,698 | $3.33M | 0.90% | −1,444−23.5% | Reduced |
| Woodward Diversified Capital, LLC | 4,183 | $3.32M | 1.51% | −22−0.5% | Reduced |
| Westover Capital Advisors, LLC | 4,676 | $3.31M | 0.61% | 00.0% | Unchanged |
| Quintet Private Bank (Europe) S.A. | 4,656 | $3.30M | 0.22% | +1,248+36.6% | Added |
| Apollon Financial, LLC | 4,656 | $3.30M | 0.46% | −78−1.6% | Reduced |
| Pinnacle West Asset Management, Inc. | 4,651 | $3.29M | 2.24% | −160−3.3% | Reduced |
| TIAA Wealth Investment Management LLC | 4,649 | $3.29M | 0.03% | +4,649 | New |
| Cove Private Wealth, LLC | 4,638 | $3.29M | 0.75% | +2,085+81.7% | Added |
| Ellsworth Advisors, LLC | 4,626 | $3.28M | 0.62% | +3,772+441.7% | Added |
| Joel Isaacson & Co., LLC | 4,616 | $3.27M | 0.11% | +301+7.0% | Added |
| Garrett Investment Advisors LLC | 4,615 | $3.27M | 0.26% | −351−7.1% | Reduced |
| Valmark Advisers, Inc. | 4,606 | $3.26M | 0.04% | +331+7.7% | Added |
| Haverford Trust Co | 4,602 | $3.26M | 0.03% | −117−2.5% | Reduced |
| EverSource Wealth Advisors, LLC | 4,598 | $3.26M | 0.10% | +91+2.0% | Added |
| Colonial Trust Co | 4,593 | $3.25M | 0.44% | −190−4.0% | Reduced |
| Deseret Mutual Benefit Administrators | 4,574 | $3.24M | 1.10% | +2,734+148.6% | Added |
| Alliance Wealth Strategies, LLC d/b/a Brown Edwards Wealth Strategies | 4,573 | $3.24M | 2.91% | 00.0% | Unchanged |
| Total Clarity Wealth Management, Inc. | 4,565 | $3.23M | 0.76% | +182+4.2% | Added |
| Boston Family Office LLC | 4,562 | $3.23M | 0.22% | −1,421−23.8% | Reduced |
| DHJJ Financial Advisors, Ltd. | 4,558 | $3.23M | 1.07% | −17−0.4% | Reduced |
| DB&C Advisors, LLC | 4,558 | $3.23M | 4.20% | −99−2.1% | Reduced |
| Cfo Capital Management LLC | 4,588 | $3.23M | 2.66% | +2,373+107.1% | Added |
| Insigneo Advisory Services, LLC | 4,535 | $3.21M | 0.23% | +245+5.7% | Added |
| Guerra Pan Advisors, LLC | 4,533 | $3.21M | 1.99% | −16−0.4% | Reduced |
| LSV Asset Management | 4,516 | $3.20M | 0.01% | +16+0.4% | Added |
| Vision Retirement, LLC | 4,506 | $3.19M | 0.91% | +103+2.3% | Added |
| G&S Capital LLC | 4,498 | $3.19M | 1.12% | −1,271−22.0% | Reduced |
| Emprise Bank | 4,492 | $3.18M | 1.28% | −147−3.2% | Reduced |
| Citizens & Northern Corp | 4,487 | $3.18M | 0.79% | +273+6.5% | Added |
| Catalytic Wealth RIA, LLC | 4,480 | $3.17M | 0.13% | +1,306+41.1% | Added |
| West Branch Capital LLC | 4,476 | $3.17M | 0.85% | +2,691+150.8% | Added |
| IronBridge Private Wealth, LLC | 4,465 | $3.16M | 1.02% | −2,863−39.1% | Reduced |
| Old West Investment Management, LLC | 4,458 | $3.16M | 0.34% | 00.0% | Unchanged |
| Precedent Wealth Partners, LLC | 4,451 | $3.15M | 0.63% | +39+0.9% | Added |
| Beck Capital Management, LLC | 4,445 | $3.15M | 0.72% | +4,445 | New |
| Institute for Wealth Management, LLC. | 4,440 | $3.15M | 0.34% | −69−1.5% | Reduced |
| Flagship Harbor Advisors, LLC | 4,440 | $3.15M | 0.14% | +465+11.7% | Added |
| Founders Financial Securities LLC | 3,992 | $3.14M | 0.18% | −557−12.2% | Reduced |
| Diamant Asset Management, Inc. | 3,140,603 | $3.14M | 2.29% | +3,136,020+68,427.2% | Added |
| RS Crum Inc. | 4,430 | $3.14M | 0.61% | 00.0% | Unchanged |
| Northstar Advisory Group, LLC | 4,428 | $3.14M | 1.20% | +4,428 | New |
| Cigna Investments Inc | 4,419 | $3.13M | 0.49% | −74−1.6% | Reduced |
| Financial Management Network Inc | 3,972 | $3.13M | 0.48% | +35+0.9% | Added |
| Rodgers Brothers Inc. | 4,405 | $3.12M | 0.36% | −11−0.2% | Reduced |
| Stamos Capital Partners, L.P. | 4,402 | $3.12M | 0.49% | −1,337−23.3% | Reduced |
| Mainstay Capital Management LLC | 4,400 | $3.12M | 0.24% | +84+1.9% | Added |
| Caption Management, LLC | 4,400 | $3.12M | 0.15% | +2,000+83.3% | Added |
| Burke & Herbert Bank & Trust Co | 4,396 | $3.11M | 0.86% | 00.0% | Unchanged |
| Advisor OS, LLC | 4,393 | $3.11M | 0.23% | −412−8.6% | Reduced |
| Oak Asset Management, LLC | 4,387 | $3.11M | 1.07% | −207−4.5% | Reduced |
| Trinity Legacy Partners, LLC | 3,908 | $3.10M | 0.67% | −40−1.0% | Reduced |
| RKL Wealth Management LLC | 4,381 | $3.10M | 0.28% | +6+0.1% | Added |
| Widmann Financial Services, Inc. | 4,375 | $3.10M | 1.84% | −99−2.2% | Reduced |
| Capital Advisors Inc | 4,374 | $3.10M | 0.05% | +663+17.9% | Added |
| Ticino Wealth | 4,260 | $3.10M | 1.08% | −83−1.9% | Reduced |
| First Heartland Consultants, Inc. | 4,361 | $3.09M | 0.24% | +242+5.9% | Added |
| Mirabella Financial Services LLP | 4,353 | $3.08M | 0.30% | −849−16.3% | Reduced |
| Cooper Financial Group | 4,348 | $3.08M | 0.31% | −228−5.0% | Reduced |
| AIA Group Ltd | 4,342 | $3.08M | 0.04% | −12,058−73.5% | Reduced |
| Inman Jager Wealth Management, LLC | 4,337 | $3.07M | 1.80% | −85−1.9% | Reduced |
| Fundamentun, LLC | 4,335 | $3.07M | 0.12% | −372−7.9% | Reduced |
| Evernest Financial Advisors, LLC | 3,703 | $3.07M | 0.64% | +71+2.0% | Added |
| Great Diamond Partners, LLC | 4,326 | $3.06M | 0.59% | +3,411+372.8% | Added |
| Investment Research & Advisory Group, Inc. | 4,298 | $3.05M | 1.07% | +156+3.8% | Added |
| Sit Investment Associates Inc | 4,300 | $3.05M | 0.06% | 00.0% | Unchanged |