Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,838
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sumitomo Mitsui DS Asset Management Company, Ltd | 277,926 | $108.7M | 1.17% | +9,403+3.5% | Added |
| CIBC World Markets Inc. | 276,729 | $108.2M | 0.24% | +10,904+4.1% | Added |
| Aviva PLC | 276,316 | $108.1M | 0.28% | +6,215+2.3% | Added |
| Rockefeller Capital Management L.P. | 268,723 | $105.1M | 0.28% | −16,859−5.9% | Reduced |
| Chevy Chase Trust Holdings, Inc. | 266,535 | $104.2M | 0.32% | −7,249−2.6% | Reduced |
| Pictet Asset Management Holding SA | 266,108 | $104.1M | 0.11% | −677−0.3% | Reduced |
| Janney Montgomery Scott LLC | 260,764 | $102.0M | 0.28% | +3,604+1.4% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 259,709 | $101.6M | 0.30% | −7,595−2.8% | Reduced |
| Royal London Asset Management Ltd | 255,485 | $99.9M | 0.25% | +25,568+11.1% | Added |
| Squarepoint Ops LLC | 255,466 | $99.9M | 0.33% | −193,505−43.1% | Reduced |
| Zurich Insurance Group Ltd | 255,355 | $99.9M | 0.85% | +249,155+4,018.6% | Added |
| Empower Advisory Group, LLC | 253,620 | $99.2M | 0.34% | +2,880+1.1% | Added |
| TD Asset Management Inc | 250,888 | $98.1M | 0.09% | −3,807−1.5% | Reduced |
| Jennison Associates LLC | 245,783 | $96.1M | 0.06% | −12,017−4.7% | Reduced |
| Retirement Systems of Alabama | 243,773 | $95.3M | 0.36% | −22,395−8.4% | Reduced |
| Colony Group, LLC | 240,827 | $94.2M | 0.31% | −164,625−40.6% | Reduced |
| Advisor Group Holdings, Inc. | 239,914 | $93.9M | 0.21% | −6,408−2.6% | Reduced |
| Cetera Investment Advisers | 237,994 | $93.1M | 0.20% | +2,135+0.9% | Added |
| Jane Street Group, LLC | 237,498 | $92.9M | 0.15% | −173,037−42.1% | Reduced |
| Cerity Partners LLC | 233,874 | $91.5M | 0.20% | +21,848+10.3% | Added |
| Los Angeles Capital Management LLC | 231,387 | $90.5M | 0.37% | −251,919−52.1% | Reduced |
| Natixis Advisors, L.P. | 230,507 | $90.2M | 0.18% | −47,752−17.2% | Reduced |
| Creative Planning | 227,915 | $89.1M | 0.09% | +3,772+1.7% | Added |
| Treasurer of the State of North Carolina | 227,422 | $88.9M | 0.36% | +928+0.4% | Added |
| Mariner, LLC | 224,953 | $88.0M | 0.16% | +9,246+4.3% | Added |
| Public Employees Retirement System of Ohio | 224,537 | $87.8M | 0.38% | −1,714−0.8% | Reduced |
| Truist Financial Corp | 215,451 | $84.3M | 0.13% | −12,325−5.4% | Reduced |
| Bollard Group LLC | 214,651 | $84.0M | 2.23% | +12,281+6.1% | Added |
| STRS Ohio | 213,313 | $83.4M | 0.32% | −7,487−3.4% | Reduced |
| Rathbone Brothers plc | 213,160 | $83.4M | 0.42% | +6,410+3.1% | Added |
| M&T Bank Corp | 211,221 | $82.6M | 0.27% | −4,567−2.1% | Reduced |
| CIBC World Markets Corp | 210,697 | $82.4M | 0.60% | +51,771+32.6% | Added |
| Allianz Asset Management GmbH | 209,834 | $82.1M | 0.13% | −78,022−27.1% | Reduced |
| LSV Asset Management | 209,100 | $81.8M | 0.18% | +10,100+5.1% | Added |
| Ensign Peak Advisors, Inc | 207,293 | $81.1M | 0.14% | −894−0.4% | Reduced |
| Northwestern Mutual Wealth Management Co | 199,326 | $78.0M | 0.07% | −711−0.4% | Reduced |
| Mn Services Vermogensbeheer B.V. | 196,828 | $77.0M | 0.54% | −4,400−2.2% | Reduced |
| GWM Advisors LLC | 193,447 | $75.7M | 0.49% | +2,284+1.2% | Added |
| Cambridge Investment Research Advisors, Inc. | 189,422 | $74.1M | 0.25% | +1,078+0.6% | Added |
| State of Tennessee, Treasury Department | 186,403 | $72.9M | 0.26% | −6,327−3.3% | Reduced |
| Teacher Retirement System of Texas | 185,711 | $72.6M | 0.35% | −5,595−2.9% | Reduced |
| Susquehanna International Group, LLP | 181,629 | $71.0M | 0.12% | −453−0.2% | Reduced |
| State of New Jersey Common Pension Fund D | 181,339 | $70.9M | 0.29% | −2,872−1.6% | Reduced |
| Cresset Asset Management, LLC | 177,538 | $69.4M | 0.27% | +4,762+2.8% | Added |
| Old Republic International Corporation | 177,000 | $69.2M | 2.60% | 00.0% | Unchanged |
| Intech Investment Management LLC | 175,578 | $68.7M | 0.77% | +65,134+59.0% | Added |
| Millennium Management LLC | 174,518 | $68.3M | 0.06% | −113,283−39.4% | Reduced |
| Toronto Dominion Bank | 165,473 | $64.7M | 0.11% | +2,078+1.3% | Added |
| AXA S.A. | 165,411 | $64.7M | 0.19% | −522−0.3% | Reduced |
| Nisa Investment Advisors, LLC | 165,047 | $64.6M | 0.38% | +3,922+2.4% | Added |
| Russell Investments Group, Ltd. | 164,887 | $64.5M | 0.09% | +33,730+25.7% | Added |
| Financial Counselors Inc | 164,193 | $64.2M | 0.95% | +1,748+1.1% | Added |
| Commerzbank Aktiengesellschaft | 162,817 | $63.7M | 1.70% | +151,884+1,389.2% | Added |
| Resona Asset Management Co.,Ltd. | 160,926 | $62.9M | 0.36% | −3,837−2.3% | Reduced |
| Gateway Investment Advisers LLC | 160,695 | $62.9M | 0.69% | −790.0% | Reduced |
| Kestra Advisory Services, LLC | 157,467 | $61.6M | 0.34% | −3,609−2.2% | Reduced |
| Jupiter Asset Management Ltd | 154,930 | $60.6M | 0.53% | −149,877−49.2% | Reduced |
| Huntington National Bank | 154,327 | $60.4M | 0.44% | −2,100−1.3% | Reduced |
| Pinebridge Investments, L.P. | 152,891 | $59.8M | 0.45% | +12,487+8.9% | Added |
| Fort Washington Investment Advisors Inc | 152,386 | $59.6M | 0.36% | +1,337+0.9% | Added |
| CBOE Vest Financial, LLC | 149,172 | $58.3M | 1.12% | +29,011+24.1% | Added |
| Mackenzie Financial Corp | 148,354 | $58.0M | 0.08% | −30,606−17.1% | Reduced |
| MML Investors Services, LLC | 146,643 | $57.4M | 0.21% | +6,694+4.8% | Added |
| Daiwa Securities Group Inc. | 144,359 | $56.5M | 0.26% | +7,602+5.6% | Added |
| Forsta Ap-Fonden | 142,800 | $55.9M | 0.43% | +7,200+5.3% | Added |
| Commerce Bank | 142,698 | $55.8M | 0.34% | +11,498+8.8% | Added |
| Calamos Advisors LLC | 141,634 | $55.4M | 0.26% | −3,525−2.4% | Reduced |
| Mercer Global Advisors Inc | 140,959 | $55.3M | 0.13% | +7,946+6.0% | Added |
| State of Michigan Retirement System | 141,072 | $55.2M | 0.27% | −1,900−1.3% | Reduced |
| B. Metzler seel. Sohn & Co. AG | 140,614 | $55.0M | 0.55% | +14,384+11.4% | Added |
| B. Metzler seel. Sohn & Co. Holding AG | 140,614 | $55.0M | 0.55% | +140,614 | New |
| Arizona State Retirement System | 140,224 | $54.8M | 0.35% | −4,549−3.1% | Reduced |
| Tocqueville Asset Management L.P. | 138,182 | $54.0M | 0.85% | −679−0.5% | Reduced |
| Keybank National Association | 136,454 | $53.4M | 0.21% | −3,202−2.3% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 134,491 | $52.6M | 0.11% | +28,619+27.0% | Added |
| Corebridge Financial, Inc. | 133,323 | $52.1M | 0.28% | −4,961−3.6% | Reduced |
| HM Payson & Co | 130,709 | $51.1M | 0.88% | +76,260+140.1% | Added |
| Heritage Investors Management Corp | 130,477 | $51.0M | 1.70% | −5,590−4.1% | Reduced |
| Captrust Financial Advisors | 129,353 | $50.6M | 0.15% | +77+0.1% | Added |
| MetLife Investment Management | 129,322 | $50.6M | 0.29% | −4,345−3.3% | Reduced |
| Sanctuary Advisors, LLC | 126,564 | $50.3M | 0.32% | +11,390+9.9% | Added |
| AQR Capital Management LLC | 128,336 | $50.0M | 0.07% | −127,269−49.8% | Reduced |
| Qube Research & Technologies Ltd | 126,544 | $49.5M | 0.09% | −415,801−76.7% | Reduced |
| O'Shaughnessy Asset Management, LLC | 125,573 | $49.5M | 0.44% | +40,302+47.3% | Added |
| Meyer Handelman Co | 126,366 | $49.4M | 1.67% | −875−0.7% | Reduced |
| Manning & Napier Advisors LLC | 124,626 | $48.7M | 0.54% | −10,101−7.5% | Reduced |
| Glenmede Trust Co NA | 124,477 | $48.7M | 0.23% | −140−0.1% | Reduced |
| Robeco Institutional Asset Management B.V. | 123,002 | $48.1M | 0.10% | −31,255−20.3% | Reduced |
| QRG Capital Management, Inc. | 120,940 | $47.3M | 0.51% | +7,657+6.8% | Added |
| Capital International Sarl | 119,944 | $46.9M | 1.21% | +13,819+13.0% | Added |
| SEI Investments Co | 119,649 | $46.8M | 0.06% | +1,460+1.2% | Added |
| Capital International Inc | 119,622 | $46.8M | 0.59% | −8,399−6.6% | Reduced |
| BI Asset Management Fondsmaeglerselskab A/S | 119,598 | $46.8M | 0.81% | −1,893−1.6% | Reduced |
| Railway Pension Investments Ltd | 118,300 | $46.3M | 0.55% | +2,400+2.1% | Added |
| Federated Hermes, Inc. | 116,916 | $45.7M | 0.10% | −7,031−5.7% | Reduced |
| Alpha Cubed Investments, LLC | 116,566 | $45.6M | 2.03% | +6,212+5.6% | Added |
| Conning Inc. | 116,445 | $45.5M | 1.50% | +5,320+4.8% | Added |
| S&CO Inc | 115,744 | $45.3M | 2.96% | +2,940+2.6% | Added |
| Blair William & Co | 114,217 | $44.7M | 0.13% | −3,357−2.9% | Reduced |
| Achmea Investment Management B.V. | 114,083 | $44.6M | 0.74% | +42,370+59.1% | Added |