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Livermore
ZHEN

Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q3 2024

Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
2,838
+155 vs. Q2 2024
Shares held
344.1M
+36.8M (+12.0%) vs. Q2 2024
Total value
$133.6B
+$31.4B (+30.7%) vs. Q2 2024
New holders
246
1,057 more added
Sold out
91
1,045 more reduced

30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2024: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2024: 2,838 institutions
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,329 institutionsQ3 2023: 2,409 institutionsQ4 2023: 2,583 institutionsQ1 2024: 2,714 institutionsQ2 2024: 2,713 institutionsQ3 2024: 2,838 institutionsQ4 2024: 3,010 institutionsQ1 2025: 2,903 institutionsQ2 2025: 3,023 institutionsQ3 2025: 3,150 institutionsQ4 2025: 3,542 institutionsQ1 2026: 3,772 institutionsQ2 2026: 4,069 institutions
Value heldQ3 2024: $133.6B
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,069$351.1B
Q1 20263,772$232.0B
Q4 20253,542$188.7B
Q3 20253,150$159.0B
Q2 20253,023$128.0B
Q1 20252,903$109.0B
Q4 20243,010$123.4B
Q3 20242,838$133.6B
Q2 20242,713$114.5B
Q1 20242,714$127.6B
Q4 20232,583$104.6B
Q3 20232,409$97.3B
Q2 20232,329$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q3 2024

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.

Institutions holding CAT in Q3 2024
InstitutionSharesValue% of portfolioChange in sharesAction
Pathway Financial Advisers, LLC124,370$3180.00%+124,087+43,847.0%Added
Gordian Capital Singapore Pte Ltd1$3910.00%+1New
Mowery & Schoenfeld Wealth Management, LLC1$3920.00%00.0%Unchanged
Mendota Financial Group, LLC1$3920.00%+1New
LMR Partners LLP2$7820.00%+2New
PEAK6 Investments LLC3$1.05K0.00%+3New
Investors Research Corp3$1.17K0.00%00.0%Unchanged
Sanctuary Wealth Management, L.L.C.4$1.56K0.00%00.0%Unchanged
WealthCollab, LLC4$1.56K0.00%00.0%Unchanged
POM Investment Strategies, LLC5$1.96K0.00%−108−95.6%Reduced
Westend Capital Management, LLC6$2.35K0.00%00.0%Unchanged
American Capital Advisory, LLC6$2.43K0.00%00.0%Unchanged
Kessler Investment Group, LLC7$2.74K0.00%00.0%Unchanged
Semmax Financial Advisors Inc.7$2.81K0.00%00.0%Unchanged
Peterson Financial Group, Inc.8$3.23K0.01%+8New
Marquette Asset Management, LLC10$3.91K0.00%+10New
Pension & Wealth Management Advisors, Inc.11$4.30K0.00%+11New
Voisard Asset Management Group, Inc.11$4.30K0.00%+2+22.2%Added
PayPay Securities Corp12$4.69K0.42%+1+9.1%Added
Criterion Capital Advisors, LLC15$5.00K0.00%00.0%Unchanged
Blume Capital Management, Inc.13$5.08K0.00%00.0%Unchanged
Cornerstone National Bank & Trust Co15$5.87K0.00%+15New
Red Tortoise LLC17$6.65K0.00%00.0%Unchanged
Peterson Wealth Services17$6.65K0.00%+17New
New Millennium Group LLC20$7.67K0.00%00.0%Unchanged
Stone House Investment Management, LLC20$7.82K0.00%−11−35.5%Reduced
JDM Financial Group LLC20$7.82K0.00%+6+42.9%Added
Albion Financial Group23$9.00K0.00%00.0%Unchanged
Highline Wealth Partners LLC24$9.41K0.00%−11−31.4%Reduced
DecisionPoint Financial, LLC25$9.78K0.00%00.0%Unchanged
Winch Advisory Services, LLC26$9.99K0.00%+1+4.0%Added
Clear Point Advisors Inc.26$10.1K0.01%00.0%Unchanged
Anfield Capital Management, LLC26$10.2K0.00%00.0%Unchanged
Breakwater Investment Management30$11.7K0.00%00.0%Unchanged
Chesapeake Asset Management LLC32$12.5K0.01%+4+14.3%Added
TFC Financial Management34$13.3K0.00%−4−10.5%Reduced
Investment Research & Advisory Group, Inc.35$13.8K0.01%00.0%Unchanged
Lam Group, Inc.37$14.5K0.01%00.0%Unchanged
Fortis Group Advisors, LLC37$14.5K0.00%00.0%Unchanged
Macroview Investment Management LLC39$15.3K0.01%00.0%Unchanged
MeadowBrook Investment Advisors LLC39$15.3K0.01%+39New
Financial Gravity Companies, Inc.39$15.3K0.00%+39New
Game Plan Financial Advisors, LLC40$15.6K0.01%00.0%Unchanged
Burkett Financial Services, LLC40$15.8K0.01%00.0%Unchanged
Penserra Capital Management LLC42$16.0K0.00%−490,883−100.0%Reduced
Financial Avengers, Inc.50$19.6K0.01%00.0%Unchanged
Trivant Custom Portfolio Group, LLC50$19.6K0.01%00.0%Unchanged
Pacific Capital Wealth Advisors, Inc50$19.6K0.00%+4+8.7%Added
Catalyst Capital Advisors LLC50$19.6K0.00%+50New
Front Row Advisors LLC51$19.9K0.01%−400−88.7%Reduced
Raffa Wealth Management, LLC52$20.3K0.00%00.0%Unchanged
Kathleen S. Wright Associates Inc.54$21.1K0.01%00.0%Unchanged
Grayhawk Investment Strategies Inc.61$23.9K0.04%00.0%Unchanged
AlphaMark Advisors, LLC65$25.0K0.01%00.0%Unchanged
Atlantic Edge Private Wealth Management, LLC65$25.4K0.01%−105−61.8%Reduced
Manitou Investment Management Ltd.65$25.4K0.00%00.0%Unchanged
Aspect Partners, LLC66$25.8K0.01%−9−12.0%Reduced
TD Capital Management LLC67$26.2K0.00%00.0%Unchanged
Belmont Capital, LLC70$27.4K0.00%00.0%Unchanged
SWAN Capital LLC73$28.6K0.01%00.0%Unchanged
Annapolis Financial Services, LLC74$28.9K0.01%00.0%Unchanged
Mascoma Wealth Management LLC75$29.3K0.01%00.0%Unchanged
Thompson Investment Management, Inc.75$29.3K0.00%00.0%Unchanged
Lowe Wealth Advisors, LLC76$29.7K0.01%00.0%Unchanged
Meeder Asset Management Inc78$30.5K0.00%−192−71.1%Reduced
Evergreen Private Wealth LLC80$31.3K0.01%00.0%Unchanged
BBJS Financial Advisors, LLC83$32.6K0.01%00.0%Unchanged
DB Fitzpatrick & Co, Inc88$34.4K0.03%00.0%Unchanged
Partnership Wealth Management, LLC88$34.4K0.02%00.0%Unchanged
Talon Private Wealth, LLC89$34.8K0.01%+89New
Capital Performance Advisors LLP91$35.6K0.01%+91New
Itau Unibanco Holding S.A.93$36.4K0.00%−4,217−97.8%Reduced
Fairscale Capital, LLC99$38.7K0.03%00.0%Unchanged
Spectrum Wealth Counsel, LLC100$39.1K0.00%−48−32.4%Reduced
TCTC Holdings, LLC100$39.1K0.00%00.0%Unchanged
Twin Lakes Capital Management, LLC100$39.1K0.03%00.0%Unchanged
Kimelman & Baird, LLC100$39.1K0.00%+30+42.9%Added
Northwest Capital Management Inc101$39.7K0.01%00.0%Unchanged
ZRC Wealth Management, LLC102$39.7K0.02%00.0%Unchanged
West Financial Advisors, LLC103$40.3K0.01%00.0%Unchanged
Bellevue Asset Management, LLC106$41.6K0.02%00.0%Unchanged
Cedar Mountain Advisors, LLC108$42.3K0.01%−2−1.8%Reduced
IAG Wealth Partners, LLC109$42.7K0.01%+44+67.7%Added
Capula Management Ltd110$43.0K0.00%+110New
Walleye Capital LLC112$43.8K0.00%−875−88.7%Reduced
Park Place Capital Corp113$44.2K0.01%00.0%Unchanged
Pineridge Advisors LLC117$45.8K0.02%−3−2.5%Reduced
Tucker Asset Management LLC123$48.1K0.01%+123New
Riggs Asset Managment Co. Inc.124$48.5K0.01%−10−7.5%Reduced
CGC Financial Services, LLC126$49.3K0.02%00.0%Unchanged
Redmont Wealth Advisors LLC129$50.5K0.08%00.0%Unchanged
Rational Advisors LLC130$50.8K0.00%−18−12.2%Reduced
Mark Sheptoff Financial Planning, LLC132$51.6K0.03%00.0%Unchanged
Authentikos Wealth Advisory, LLC135$52.8K0.05%+135New
Iron Horse Wealth Management, LLC136$53.2K0.02%+5+3.8%Added
Moisand Fitzgerald Tamayo, LLC136$53.2K0.01%00.0%Unchanged
DiNuzzo Private Wealth, Inc.137$53.6K0.01%−5−3.5%Reduced
Syntax Research, Inc.138$54.0K0.04%+3+2.2%Added
Silicon Valley Capital Partners143$56.0K0.01%+1+0.7%Added
TruNorth Capital Management, LLC145$56.7K0.02%+22+17.9%Added