Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,838
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Macquarie Group Ltd | 113,744 | $44.4M | 0.05% | +31,167+37.7% | Added |
| Comerica Bank | 113,007 | $44.2M | 0.17% | −2,420−2.1% | Reduced |
| Gabelli Funds LLC | 112,775 | $44.1M | 0.32% | −1,502−1.3% | Reduced |
| Allspring Global Investments Holdings, LLC | 111,400 | $43.6M | 0.07% | +9,572+9.4% | Added |
| KBC Group NV | 110,725 | $43.3M | 0.13% | −58−0.1% | Reduced |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 110,546 | $43.2M | 0.44% | +110,546 | New |
| Clearstead Advisors, LLC | 110,328 | $43.2M | 0.67% | −510.0% | Reduced |
| Bradley Foster & Sargent Inc | 108,506 | $42.4M | 0.71% | −804−0.7% | Reduced |
| Kovitz Investment Group Partners, LLC | 113,044 | $41.8M | 0.30% | +4,779+4.4% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 105,558 | $41.3M | 0.26% | −1,863−1.7% | Reduced |
| Natixis | 105,065 | $41.1M | 0.25% | −123,850−54.1% | Reduced |
| Amalgamated Bank | 104,213 | $40.8M | 0.34% | +4,542+4.6% | Added |
| Erste Asset Management GmbH | 103,779 | $40.6M | 0.49% | +26,197+33.8% | Added |
| Steward Partners Investment Advisory, LLC | 101,786 | $39.8M | 0.37% | +5,295+5.5% | Added |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 100,596 | $39.3M | 0.10% | −9,253−8.4% | Reduced |
| Wesleyan Assurance Society | 100,379 | $39.2M | 3.11% | −700−0.7% | Reduced |
| IFM Investors Pty Ltd | 100,278 | $39.2M | 0.38% | −1,319−1.3% | Reduced |
| Van Eck Associates Corp | 101,500 | $39.2M | 0.05% | +10,065+11.0% | Added |
| Paralel Advisors LLC | 100,000 | $39.1M | 1.71% | 00.0% | Unchanged |
| Vontobel Holding Ltd. | 99,556 | $38.9M | 0.13% | −8,178−7.6% | Reduced |
| Czech National Bank | 98,778 | $38.6M | 0.39% | +5,584+6.0% | Added |
| Mesirow Financial Investment Management, Inc. | 98,773 | $38.6M | 0.75% | −322−0.3% | Reduced |
| Kames Capital plc | 97,282 | $38.0M | 0.52% | +879+0.9% | Added |
| ING Groep NV | 96,128 | $37.6M | 0.22% | −202,355−67.8% | Reduced |
| Minneapolis Portfolio Management Group, LLC | 95,888 | $37.5M | 4.86% | −2,863−2.9% | Reduced |
| Prospera Financial Services Inc | 95,620 | $37.4M | 0.96% | +7,293+8.3% | Added |
| Main Street Research LLC | 94,050 | $36.8M | 2.31% | +1,599+1.7% | Added |
| Yousif Capital Management, LLC | 94,032 | $36.8M | 0.40% | −1,522−1.6% | Reduced |
| Varma Mutual Pension Insurance Co | 97,556 | $36.7M | 0.29% | +9,700+11.0% | Added |
| Country Trust Bank | 93,780 | $36.7M | 0.90% | −102−0.1% | Reduced |
| Handelsbanken Fonder AB | 92,144 | $36.0M | 0.14% | +1,677+1.9% | Added |
| Banco Santander, S.A. | 91,707 | $35.9M | 0.42% | +19,942+27.8% | Added |
| Stephens Inc | 91,532 | $35.8M | 0.51% | +1,459+1.6% | Added |
| Healthcare of Ontario Pension Plan Trust Fund | 90,000 | $35.2M | 0.09% | +90,000 | New |
| USS Investment Management Ltd | 89,334 | $34.9M | 0.26% | +12,178+15.8% | Added |
| Nan Shan Life Insurance Co., Ltd. | 87,695 | $34.3M | 0.81% | +87,695 | New |
| Regions Financial Corp | 87,236 | $34.1M | 0.25% | −2,447−2.7% | Reduced |
| Busey Wealth Management | 87,006 | $34.0M | 1.11% | −957−1.1% | Reduced |
| Beacon Pointe Advisors, LLC | 86,936 | $34.0M | 0.39% | −2,998−3.3% | Reduced |
| Swiss Life Asset Management Ltd | 86,698 | $33.9M | 0.39% | +225+0.3% | Added |
| Foundry Partners, LLC | 86,576 | $33.9M | 1.68% | −504−0.6% | Reduced |
| Levin Capital Strategies, L.P. | 86,394 | $33.8M | 3.27% | −260−0.3% | Reduced |
| Brown Advisory Inc | 86,156 | $33.7M | 0.04% | −2,711−3.1% | Reduced |
| Capital International Ltd | 85,086 | $33.3M | 1.43% | −2,779−3.2% | Reduced |
| Stock Yards Bank & Trust Co | 84,324 | $33.0M | 1.06% | −4,215−4.8% | Reduced |
| Nichols & Pratt Advisers LLP | 81,892 | $32.0M | 2.07% | −3,595−4.2% | Reduced |
| British Columbia Investment Management Corp | 81,601 | $31.9M | 0.19% | −14,048−14.7% | Reduced |
| Utah Retirement Systems | 80,965 | $31.7M | 0.36% | +400+0.5% | Added |
| Vaughan David Investments LLC | 80,719 | $31.6M | 0.73% | +320+0.4% | Added |
| Mediolanum International Funds Ltd | 80,847 | $31.6M | 0.44% | −173−0.2% | Reduced |
| Aptus Capital Advisors, LLC | 80,565 | $31.5M | 0.48% | +14,474+21.9% | Added |
| Peapack Gladstone Financial Corp | 80,444 | $31.5M | 0.45% | −2,342−2.8% | Reduced |
| Edgar Lomax Co | 79,588 | $31.1M | 1.90% | −1,235−1.5% | Reduced |
| D.A. Davidson & Co. | 78,233 | $30.6M | 0.25% | −2,257−2.8% | Reduced |
| CWM, LLC | 77,811 | $30.4M | 0.13% | +8,212+11.8% | Added |
| AMF Pensionsforsakring AB | 76,734 | $30.0M | 0.21% | 00.0% | Unchanged |
| Gotham Asset Management, LLC | 76,356 | $29.9M | 0.31% | +4,037+5.6% | Added |
| Scotia Capital Inc. | 75,618 | $29.6M | 0.16% | −598−0.8% | Reduced |
| Sequoia Financial Advisors, LLC | 75,446 | $29.5M | 0.32% | +7,406+10.9% | Added |
| NorthCrest Asset Manangement, LLC | 74,165 | $29.0M | 0.88% | +1,008+1.4% | Added |
| TD Waterhouse Canada Inc. | 73,740 | $28.9M | 0.23% | −6,991−8.7% | Reduced |
| Quantitative Investment Management, LLC | 73,224 | $28.6M | 2.82% | +54,939+300.5% | Added |
| Willis Investment Counsel | 72,835 | $28.5M | 1.85% | +424+0.6% | Added |
| CIBC Asset Management Inc | 72,743 | $28.5M | 0.09% | +3,051+4.4% | Added |
| Pinnacle Associates Ltd | 96,006 | $28.4M | 0.49% | −15,159−13.6% | Reduced |
| Marco Investment Management LLC | 72,363 | $28.3M | 2.44% | +740+1.0% | Added |
| J. Safra Sarasin Holding AG | 72,330 | $28.3M | 0.49% | −6,791−8.6% | Reduced |
| Mirae Asset Global ETFs Holdings Ltd. | 71,114 | $27.8M | 0.06% | −3,005−4.1% | Reduced |
| Advisors Capital Management, LLC | 70,216 | $27.5M | 0.45% | +932+1.3% | Added |
| Xponance, Inc. | 70,049 | $27.4M | 0.26% | +187+0.3% | Added |
| Quantinno Capital Management LP | 69,858 | $27.3M | 0.36% | +28,826+70.3% | Added |
| Public Employees Retirement Association of Colorado | 68,971 | $27.0M | 0.11% | −372−0.5% | Reduced |
| Ausdal Financial Partners, Inc. | 68,900 | $26.9M | 2.81% | +95+0.1% | Added |
| Glenview Trust Co | 68,575 | $26.8M | 0.52% | +1,517+2.3% | Added |
| Private Advisor Group, LLC | 67,981 | $26.6M | 0.17% | −3,097−4.4% | Reduced |
| Grassi Investment Management | 67,154 | $26.3M | 2.27% | −1,400−2.0% | Reduced |
| Badgley Phelps Wealth Managers, LLC | 66,667 | $26.1M | 0.61% | +1,055+1.6% | Added |
| Tredje AP-fonden | 66,290 | $25.9M | 0.23% | 00.0% | Unchanged |
| Pathstone Holdings, LLC | 66,180 | $25.9M | 0.12% | −1,161−1.7% | Reduced |
| Mutual of America Capital Management LLC | 65,847 | $25.8M | 0.27% | −2,418−3.5% | Reduced |
| Westchester Capital Management, Inc. | 64,929 | $25.4M | 6.17% | −1,904−2.8% | Reduced |
| New York Life Investment Management LLC | 64,732 | $25.3M | 0.25% | −2,713−4.0% | Reduced |
| Cutler Investment Counsel LLC | 64,459 | $25.2M | 3.18% | −1,774−2.7% | Reduced |
| United Services Automobile Association | 64,416 | $25.2M | 0.64% | −20,712−24.3% | Reduced |
| Lazard Asset Management LLC | 64,321 | $25.2M | 0.03% | −967,173−93.8% | Reduced |
| Factory Mutual Insurance Co | 64,100 | $25.1M | 0.26% | 00.0% | Unchanged |
| Janus Henderson Group PLC | 63,821 | $25.0M | 0.01% | −2,200−3.3% | Reduced |
| Fiduciary Trust Co | 62,632 | $24.5M | 0.34% | +687+1.1% | Added |
| FineMark National Bank & Trust | 62,384 | $24.4M | 0.85% | −764−1.2% | Reduced |
| Marshall Wace, LLP | 62,096 | $24.3M | 0.03% | +61,896+30,948.0% | Added |
| Nissay Asset Management Corp | 61,817 | $24.2M | 0.15% | −782−1.2% | Reduced |
| Oppenheimer & Co Inc | 61,198 | $23.9M | 0.37% | −5,373−8.1% | Reduced |
| Delta Asset Management LLC | 60,646 | $23.7M | 2.04% | −1,211−2.0% | Reduced |
| Blackhill Capital Inc | 60,000 | $23.5M | 1.35% | 00.0% | Unchanged |
| CCM Investment Advisers LLC | 59,706 | $23.4M | 2.60% | −195−0.3% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 59,698 | $23.3M | 0.10% | +4,632+8.4% | Added |
| State of Alaska, Department of Revenue | 59,511 | $23.3M | 0.25% | −535−0.9% | Reduced |
| Congress Wealth Management LLC | 58,982 | $23.1M | 0.31% | +11,952+25.4% | Added |
| Integrated Advisors Network LLC | 58,256 | $22.8M | 1.09% | +365+0.6% | Added |
| Umb Bank N A | 58,119 | $22.7M | 0.35% | −531−0.9% | Reduced |