Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,838
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Associated Banc-Corp | 57,727 | $22.6M | 0.66% | −1,583−2.7% | Reduced |
| Wealthfront Advisers LLC | 57,360 | $22.4M | 0.07% | −704−1.2% | Reduced |
| Atalanta Sosnoff Capital, LLC | 57,230 | $22.4M | 0.48% | +57,230 | New |
| Guggenheim Capital LLC | 56,973 | $22.3M | 0.16% | −16,010−21.9% | Reduced |
| 1832 Asset Management L.P. | 56,800 | $22.2M | 0.04% | +56,600+28,300.0% | Added |
| Richard C. Young & CO., LTD. | 56,791 | $22.2M | 2.43% | +232+0.4% | Added |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 56,690 | $22.2M | 0.02% | −392−0.7% | Reduced |
| Canada Pension Plan Investment Board | 56,406 | $22.1M | 0.02% | −2,660−4.5% | Reduced |
| Massmutual Trust Co FSB | 56,314 | $22.0M | 0.63% | −210.0% | Reduced |
| Fayez Sarofim & Co | 55,802 | $21.8M | 0.06% | +2,843+5.4% | Added |
| Callahan Advisors, LLC | 55,346 | $21.6M | 2.11% | −270.0% | Reduced |
| Congress Asset Management Co | 55,250 | $21.6M | 0.15% | −1,021−1.8% | Reduced |
| Moran Wealth Management, LLC | 55,199 | $21.6M | 0.66% | −111−0.2% | Reduced |
| Wharton Business Group, LLC | 54,818 | $21.4M | 0.96% | 00.0% | Unchanged |
| Savant Capital, LLC | 54,685 | $21.4M | 0.18% | +5,944+12.2% | Added |
| Temasek Holdings (Private) Ltd | 54,469 | $21.3M | 0.09% | −58,473−51.8% | Reduced |
| Credit Agricole S A | 54,405 | $21.3M | 0.11% | −24,285−30.9% | Reduced |
| KCM Investment Advisors LLC | 54,005 | $21.1M | 0.72% | −509−0.9% | Reduced |
| Renaissance Technologies LLC | 53,368 | $20.9M | 0.03% | −260,944−83.0% | Reduced |
| JustInvest LLC | 53,332 | $20.9M | 0.34% | +4,320+8.8% | Added |
| United Capital Financial Advisers, LLC | 52,169 | $20.4M | 0.17% | −922−1.7% | Reduced |
| Wellington Management Group LLP | 51,654 | $20.2M | 0.00% | −13,847−21.1% | Reduced |
| Oppenheimer Asset Management Inc. | 51,577 | $20.2M | 0.24% | +12,936+33.5% | Added |
| Empowered Funds, LLC | 51,315 | $20.1M | 0.32% | −113−0.2% | Reduced |
| LaFleur & Godfrey LLC | 51,233 | $20.0M | 2.76% | −1,840−3.5% | Reduced |
| Baker Avenue Asset Management, LP | 50,935 | $19.9M | 0.63% | +1,157+2.3% | Added |
| Charter Trust Co | 49,526 | $19.4M | 1.24% | −50.0% | Reduced |
| Whittier Trust Co | 49,454 | $19.3M | 0.26% | −457−0.9% | Reduced |
| First National Trust Co | 48,965 | $19.2M | 0.74% | +142+0.3% | Added |
| Independent Advisor Alliance | 48,366 | $18.9M | 0.69% | −1,593−3.2% | Reduced |
| Crossmark Global Holdings, Inc. | 47,570 | $18.6M | 0.33% | +1,787+3.9% | Added |
| Allianz SE | 47,484 | $18.6M | 0.50% | 00.0% | Unchanged |
| Birmingham Capital Management Co Inc | 47,105 | $18.4M | 6.70% | −3,760−7.4% | Reduced |
| HRT Financial LP | 46,548 | $18.2M | 0.09% | −53,741−53.6% | Reduced |
| Elo Mutual Pension Insurance Co | 46,472 | $18.2M | 0.39% | +3,687+8.6% | Added |
| Dnca Finance | 46,400 | $18.1M | 1.56% | +5,530+13.5% | Added |
| Harvest Portfolios Group Inc. | 46,362 | $18.1M | 0.60% | −6,691−12.6% | Reduced |
| Pacer Advisors, Inc. | 45,930 | $18.0M | 0.04% | +824+1.8% | Added |
| Avantax Advisory Services, Inc. | 45,766 | $17.9M | 0.12% | +2,415+5.6% | Added |
| Sanibel Captiva Trust Company, Inc. | 45,387 | $17.8M | 0.57% | −1,119−2.4% | Reduced |
| Andra AP-fonden | 45,100 | $17.6M | 0.26% | +9,100+25.3% | Added |
| Lido Advisors, LLC | 45,089 | $17.6M | 0.13% | +1,437+3.3% | Added |
| American Assets Investment Management, LLC | 45,000 | $17.6M | 1.54% | 00.0% | Unchanged |
| NBT Bank N A | 44,721 | $17.5M | 1.18% | −933−2.0% | Reduced |
| CWM Advisors, LLC | 44,252 | $17.3M | 1.77% | −4,624−9.5% | Reduced |
| M&G Plc | 42,988 | $16.8M | 0.09% | +347+0.8% | Added |
| Atwater Malick LLC | 42,941 | $16.8M | 5.41% | +50+0.1% | Added |
| Investment Management Corp of Ontario | 42,845 | $16.8M | 0.37% | −494−1.1% | Reduced |
| Davenport & Co LLC | 42,625 | $16.7M | 0.10% | +646+1.5% | Added |
| Allied Investment Advisors, LLC | 42,429 | $16.6M | 3.29% | +30.0% | Added |
| CIBC Private Wealth Group, LLC | 42,427 | $16.6M | 0.03% | −320−0.7% | Reduced |
| Panagora Asset Management Inc | 42,302 | $16.5M | 0.08% | +30,170+248.7% | Added |
| Dodge & Cox | 42,276 | $16.5M | 0.01% | 00.0% | Unchanged |
| Central Trust Co | 42,216 | $16.5M | 0.39% | −451−1.1% | Reduced |
| Salem Investment Counselors Inc | 42,143 | $16.5M | 0.50% | +259+0.6% | Added |
| Ilmarinen Mutual Pension Insurance Co | 42,000 | $16.4M | 0.18% | 00.0% | Unchanged |
| Ethic Inc. | 44,711 | $16.4M | 0.41% | −4,567−9.3% | Reduced |
| Clear Harbor Asset Management, LLC | 41,813 | $16.4M | 1.34% | −4,346−9.4% | Reduced |
| Quilter Plc | 41,692 | $16.3M | 0.33% | −1,662−3.8% | Reduced |
| Janney Capital Management LLC | 41,613 | $16.3M | 1.10% | −164−0.4% | Reduced |
| Oregon Public Employees Retirement Fund | 41,510 | $16.2M | 0.30% | −497−1.2% | Reduced |
| Culbertson A N & Co Inc | 41,394 | $16.2M | 2.61% | −58−0.1% | Reduced |
| Tower Research Capital LLC (TRC) | 41,194 | $16.1M | 0.43% | +6,629+19.2% | Added |
| Noesis Capital Mangement Corp | 40,733 | $15.9M | 3.16% | +2,503+6.5% | Added |
| Stillwater Capital Advisors, LLC | 40,721 | $15.9M | 2.06% | −60.0% | Reduced |
| Rafferty Asset Management, LLC | 40,658 | $15.9M | 0.05% | −2,388−5.5% | Reduced |
| Segment Wealth Management, LLC | 40,652 | $15.9M | 1.09% | +685+1.7% | Added |
| Parsons Capital Management Inc | 40,478 | $15.8M | 1.00% | +80.0% | Added |
| Cullinan Associates Inc | 40,516 | $15.8M | 0.89% | −2,104−4.9% | Reduced |
| Teamwork Financial Advisors, LLC | 40,346 | $15.8M | 2.19% | +2,087+5.5% | Added |
| Jacobs & Co | 40,231 | $15.7M | 1.57% | +215+0.5% | Added |
| Tudor Investment Corp Et Al | 40,027 | $15.7M | 0.17% | +40,027 | New |
| Clifford Swan Investment Counsel LLC | 39,814 | $15.6M | 0.55% | −338−0.8% | Reduced |
| Summit Trail Advisors, LLC | 39,784 | $15.6M | 0.39% | −9,407−19.1% | Reduced |
| SpiderRock Advisors, LLC | 39,685 | $15.5M | 0.33% | +7,388+22.9% | Added |
| Dearborn Partners LLC | 39,485 | $15.4M | 0.63% | 00.0% | Unchanged |
| SlateStone Wealth, LLC | 39,336 | $15.4M | 1.39% | +12,328+45.6% | Added |
| Hamilton Capital Partners Inc. | 39,243 | $15.3M | 1.33% | +5,052+14.8% | Added |
| Gulf International Bank (UK) Ltd | 39,064 | $15.3M | 0.39% | −1,718−4.2% | Reduced |
| Lee Danner & Bass Inc | 38,906 | $15.2M | 1.07% | −711−1.8% | Reduced |
| Bokf, NA | 38,829 | $15.2M | 0.27% | −2,120−5.2% | Reduced |
| Jones Financial Companies LLLP | 38,749 | $15.2M | 0.02% | +21,656+126.7% | Added |
| Synovus Financial Corp | 38,551 | $15.1M | 0.17% | +745+2.0% | Added |
| Prio Wealth Limited Partnership | 38,521 | $15.1M | 0.44% | −150−0.4% | Reduced |
| Dana Investment Advisors, Inc. | 38,439 | $15.0M | 0.50% | −1,953−4.8% | Reduced |
| Dakota Wealth Management | 38,353 | $15.0M | 0.34% | −332−0.9% | Reduced |
| LS Investment Advisors, LLC | 38,350 | $15.0M | 2.22% | −219−0.6% | Reduced |
| Meridian Wealth Management, LLC | 37,697 | $14.7M | 0.72% | +37,697 | New |
| Capital Investment Advisors, LLC | 37,634 | $14.7M | 0.30% | −173−0.5% | Reduced |
| Pittenger & Anderson Inc | 37,370 | $14.6M | 0.55% | +200+0.5% | Added |
| Banco Bilbao Vizcaya Argentaria, S.A. | 37,315 | $14.6M | 0.15% | +4,677+14.3% | Added |
| Teachers Retirement System of the State of Kentucky | 37,189 | $14.5M | 0.13% | −3,759−9.2% | Reduced |
| Bogart Wealth, LLC | 37,175 | $14.5M | 0.69% | −2,678−6.7% | Reduced |
| Stockman Wealth Management, Inc. | 36,980 | $14.5M | 2.25% | +965+2.7% | Added |
| Summit Financial, LLC | 36,884 | $14.4M | 0.57% | +2,428+7.0% | Added |
| HB Wealth Management, LLC | 36,510 | $14.3M | 0.15% | −1,163−3.1% | Reduced |
| Cornerstone Advisors, LLC | 36,500 | $14.3M | 0.56% | +4,200+13.0% | Added |
| Vantage Investment Partners, LLC | 36,289 | $14.2M | 1.19% | +10.0% | Added |
| Welch Group, LLC | 36,111 | $14.1M | 0.61% | +451+1.3% | Added |
| Meiji Yasuda Asset Management Co Ltd. | 35,804 | $14.0M | 0.53% | −823−2.2% | Reduced |