Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,838
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| National Asset Management, Inc. | 35,793 | $14.0M | 0.39% | −5,875−14.1% | Reduced |
| Lyell Wealth Management, LP | 35,350 | $13.8M | 1.26% | −170.0% | Reduced |
| Atria Wealth Solutions, Inc. | 35,121 | $13.7M | 0.15% | −2,920−7.7% | Reduced |
| Whittier Trust Co of Nevada Inc | 35,119 | $13.7M | 0.35% | −472−1.3% | Reduced |
| HighPoint Advisor Group LLC | 35,828 | $13.6M | 0.79% | −193−0.5% | Reduced |
| Candriam Luxembourg S.C.A. | 34,730 | $13.6M | 0.08% | +1,566+4.7% | Added |
| Consolidated Planning Corp | 34,667 | $13.6M | 2.02% | −949−2.7% | Reduced |
| NEOS Investment Management LLC | 34,438 | $13.5M | 0.41% | +8,850+34.6% | Added |
| Shelton Capital Management | 34,388 | $13.4M | 0.35% | +693+2.1% | Added |
| CSM Advisors, LLC | 34,387 | $13.4M | 0.88% | −1,735−4.8% | Reduced |
| Henshaw Capital LLC | 34,060 | $13.3M | 0.56% | +34,060 | New |
| Brookstone Capital Management | 33,925 | $13.3M | 0.20% | +460+1.4% | Added |
| Braun Stacey Associates Inc | 33,874 | $13.2M | 0.50% | +32,449+2,277.1% | Added |
| Atria Investments LLC | 33,853 | $13.2M | 0.16% | −9,193−21.4% | Reduced |
| Kentucky Retirement Systems | 33,781 | $13.2M | 0.39% | −3,072−8.3% | Reduced |
| La Banque Postale Asset Management SA | 33,420 | $13.1M | 0.20% | −2,117−6.0% | Reduced |
| Greenwood Gearhart Inc | 33,075 | $12.9M | 1.08% | +1,998+6.4% | Added |
| Jamison Private Wealth Management, Inc. | 33,036 | $12.9M | 1.97% | +918+2.9% | Added |
| German American Bancorp, Inc. | 32,949 | $12.9M | 1.36% | +2,103+6.8% | Added |
| AIA Group Ltd | 32,669 | $12.8M | 0.33% | −25−0.1% | Reduced |
| Kestra Private Wealth Services, LLC | 32,483 | $12.7M | 0.23% | −8,815−21.3% | Reduced |
| Omers Administration Corp | 32,477 | $12.7M | 0.12% | +400+1.2% | Added |
| Federation des caisses Desjardins du Quebec | 32,199 | $12.6M | 0.06% | +528+1.7% | Added |
| Shelter Mutual Insurance Co | 30,780 | $12.6M | 3.00% | 00.0% | Unchanged |
| James Investment Research Inc | 31,994 | $12.5M | 1.44% | −577−1.8% | Reduced |
| LMCG Investments, LLC | 31,926 | $12.5M | 0.75% | −950−2.9% | Reduced |
| Benjamin Edwards Inc | 31,796 | $12.4M | 0.18% | +28,841+976.0% | Added |
| Folger Nolan Fleming Douglas Capital Management, Inc | 31,675 | $12.4M | 1.22% | −1,573−4.7% | Reduced |
| F/M Investments LLC | 31,564 | $12.3M | 0.42% | −1,344−4.1% | Reduced |
| Mizuho Securities USA LLC | 31,443 | $12.3M | 0.26% | −6,264−16.6% | Reduced |
| Simmons Bank | 31,414 | $12.3M | 0.89% | −1,340−4.1% | Reduced |
| Paradiem, LLC | 31,273 | $12.2M | 2.89% | +911+3.0% | Added |
| Advisory Services Network, LLC | 36,197 | $12.1M | 0.25% | 00.0% | Unchanged |
| Norinchukin Bank, The | 30,802 | $12.0M | 0.28% | +3,337+12.2% | Added |
| Hartford Investment Management Co | 30,525 | $11.9M | 0.39% | −809−2.6% | Reduced |
| United Capital Management of KS, Inc. | 30,410 | $11.9M | 2.59% | +1,002+3.4% | Added |
| First American Trust, FSB | 30,115 | $11.8M | 1.17% | −3,157−9.5% | Reduced |
| Quadrature Capital Ltd | 30,067 | $11.8M | 0.27% | −70,081−70.0% | Reduced |
| Illinois Municipal Retirement Fund | 29,985 | $11.7M | 0.17% | 00.0% | Unchanged |
| Eagle Global Advisors LLC | 29,767 | $11.6M | 0.58% | +678+2.3% | Added |
| MainStreet Investment Advisors LLC | 29,382 | $11.5M | 1.53% | −1,896−6.1% | Reduced |
| Adviser Investments LLC | 29,362 | $11.5M | 0.14% | −874−2.9% | Reduced |
| Freestone Capital Holdings, LLC | 29,296 | $11.5M | 0.40% | +1,049+3.7% | Added |
| Philadelphia Trust Co | 29,241 | $11.4M | 0.83% | −1,277−4.2% | Reduced |
| Prime Capital Investment Advisors, LLC | 29,069 | $11.4M | 0.16% | +2,128+7.9% | Added |
| Hantz Financial Services, Inc. | 28,986 | $11.3M | 0.20% | −2,425−7.7% | Reduced |
| APG Asset Management N.V. | 31,963 | $11.2M | 0.07% | −353,404−91.7% | Reduced |
| Ieq Capital, LLC | 28,360 | $11.1M | 0.14% | +4,718+20.0% | Added |
| Venture Visionary Partners LLC | 28,337 | $11.1M | 0.48% | +465+1.7% | Added |
| Kanawha Capital Management LLC | 28,288 | $11.1M | 0.80% | −1,412−4.8% | Reduced |
| Maryland State Retirement & Pension System | 28,201 | $11.0M | 0.23% | −9,914−26.0% | Reduced |
| Exchange Traded Concepts, LLC | 28,027 | $11.0M | 0.26% | −24,009−46.1% | Reduced |
| Drexel Morgan & Co. | 27,886 | $10.9M | 2.03% | 00.0% | Unchanged |
| Banque Cantonale Vaudoise | 27,845 | $10.9M | 0.45% | +4,986+21.8% | Added |
| RSM US Wealth Management LLC | 27,416 | $10.8M | 0.16% | +2,175+8.6% | Added |
| Knights of Columbus Asset Advisors LLC | 27,445 | $10.7M | 0.71% | +7,109+35.0% | Added |
| TownSquare Capital, LLC | 27,438 | $10.7M | 0.13% | +1,338+5.1% | Added |
| Vident Advisory, LLC | 27,323 | $10.7M | 0.27% | +1,602+6.2% | Added |
| Louisiana State Employees Retirement System | 27,300 | $10.7M | 0.20% | −400−1.4% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 27,098 | $10.7M | 0.21% | +16,310+151.2% | Added |
| Toroso Investments, LLC | 27,056 | $10.6M | 0.12% | −3,496−11.4% | Reduced |
| Brinker Capital Investments, LLC | 27,053 | $10.6M | 0.11% | +856+3.3% | Added |
| Orion Portfolio Solutions, LLC | 27,053 | $10.6M | 0.11% | +856+3.3% | Added |
| Farmers & Merchants Investments Inc | 26,992 | $10.6M | 0.33% | +141+0.5% | Added |
| Securian Asset Management, Inc | 26,819 | $10.5M | 0.30% | −1,302−4.6% | Reduced |
| CX Institutional | 26,788 | $10.5M | 0.47% | +24,032+872.0% | Added |
| Independent Wealth Network Inc. | 26,619 | $10.4M | 4.60% | −59−0.2% | Reduced |
| Sigma Investment Counselors Inc | 26,503 | $10.4M | 0.61% | +10.0% | Added |
| Financial Partners Group, LLC | 26,455 | $10.3M | 3.88% | +126+0.5% | Added |
| Texas Capital Bank Wealth Management Services Inc | 26,274 | $10.3M | 1.01% | +440+1.7% | Added |
| Addenda Capital Inc. | 26,232 | $10.3M | 0.37% | +10.0% | Added |
| Integris Wealth Management, LLC | 26,098 | $10.2M | 2.85% | −177−0.7% | Reduced |
| Community Bank & Trust, Waco, Texas | 25,912 | $10.1M | 2.28% | +59+0.2% | Added |
| Coldstream Capital Management Inc | 25,624 | $10.0M | 0.22% | +584+2.3% | Added |
| Tufton Capital Management | 25,600 | $10.0M | 1.88% | −755−2.9% | Reduced |
| Logan Capital Management Inc | 25,361 | $9.92M | 0.41% | −70.0% | Reduced |
| Central Bank & Trust Co | 25,212 | $9.86M | 1.36% | −3,076−10.9% | Reduced |
| Generali Powszechne Towarzystwo Emerytalne | 25,118 | $9.82M | 3.30% | 00.0% | Unchanged |
| Chartwell Investment Partners, LLC | 24,946 | $9.76M | 0.33% | 00.0% | Unchanged |
| Sigma Planning Corp | 24,845 | $9.72M | 0.30% | −495−2.0% | Reduced |
| Snowden Capital Advisors LLC | 24,803 | $9.70M | 0.29% | −9,881−28.5% | Reduced |
| AE Wealth Management LLC | 24,788 | $9.70M | 0.09% | +1,763+7.7% | Added |
| Madison Asset Management, LLC | 24,766 | $9.69M | 0.11% | −2,411−8.9% | Reduced |
| Allworth Financial LP | 24,698 | $9.66M | 0.06% | −262−1.0% | Reduced |
| American National Bank | 24,660 | $9.65M | 1.14% | −1,029−4.0% | Reduced |
| Jefferies Financial Group Inc. | 24,426 | $9.55M | 0.16% | +886+3.8% | Added |
| Strategic Global Advisors, LLC | 24,250 | $9.48M | 1.87% | −238−1.0% | Reduced |
| Beach Investment Counsel Inc | 24,019 | $9.39M | 1.16% | +7,271+43.4% | Added |
| Signet Financial Management, LLC | 23,919 | $9.36M | 1.19% | −568−2.3% | Reduced |
| New Mexico Educational Retirement Board | 23,902 | $9.35M | 0.32% | −1,800−7.0% | Reduced |
| Dynamic Advisor Solutions LLC | 23,760 | $9.29M | 0.28% | +61+0.3% | Added |
| Man Group plc | 23,733 | $9.28M | 0.03% | −42,224−64.0% | Reduced |
| Raymond James Trust N.A. | 23,678 | $9.26M | 0.20% | +224+1.0% | Added |
| Community Bank of Raymore | 23,353 | $9.13M | 6.90% | +290+1.3% | Added |
| Kingswood Wealth Advisors, LLC | 23,339 | $9.13M | 0.65% | +3,621+18.4% | Added |
| Metis Global Partners, LLC | 23,269 | $9.10M | 0.28% | −506−2.1% | Reduced |
| TruWealth Advisors, LLC | 23,240 | $9.09M | 0.56% | +992+4.5% | Added |
| Fusion Capital, LLC | 23,225 | $9.08M | 3.90% | −46−0.2% | Reduced |
| Spinnaker Trust | 23,210 | $9.08M | 0.56% | 00.0% | Unchanged |
| Hixon Zuercher, LLC | 23,180 | $9.07M | 3.55% | −481−2.0% | Reduced |