Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,838
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Dai-Ichi Life Insurance Company, Ltd | 23,040 | $9.01M | 0.23% | +2,469+12.0% | Added |
| Baader Bank INC | 23,030 | $9.00M | 0.76% | −1,623−6.6% | Reduced |
| Capital Investment Counsel, LLC | 22,984 | $8.99M | 1.56% | +263+1.2% | Added |
| Global Retirement Partners, LLC | 22,964 | $8.98M | 0.27% | +498+2.2% | Added |
| Kavar Capital Partners Group, LLC | 22,939 | $8.97M | 1.42% | +32+0.1% | Added |
| Citadel Advisors LLC | 22,909 | $8.96M | 0.01% | −133,871−85.4% | Reduced |
| Aull & Monroe Investment Management Corp | 22,854 | $8.94M | 4.15% | −617−2.6% | Reduced |
| Apollon Wealth Management, LLC | 22,841 | $8.93M | 0.25% | +180+0.8% | Added |
| McGuire Investment Group, LLC | 22,832 | $8.93M | 1.26% | −90−0.4% | Reduced |
| BKD Wealth Advisors, LLC | 22,672 | $8.87M | 0.20% | +1,442+6.8% | Added |
| Perigon Wealth Management, LLC | 22,659 | $8.86M | 0.24% | −52−0.2% | Reduced |
| Welch & Forbes LLC | 22,654 | $8.86M | 0.11% | −849−3.6% | Reduced |
| Hodges Capital Management Inc. | 22,622 | $8.85M | 0.57% | +3,617+19.0% | Added |
| Narwhal Capital Management | 22,574 | $8.83M | 0.79% | −2,892−11.4% | Reduced |
| UniSuper Management Pty Ltd | 22,525 | $8.81M | 0.07% | +229+1.0% | Added |
| Silver Oak Securities, Inc | 22,524 | $8.81M | 0.93% | +2,051+10.0% | Added |
| Wesbanco Bank Inc | 22,431 | $8.77M | 0.30% | −270−1.2% | Reduced |
| First Financial Bank - Trust Division | 22,405 | $8.76M | 0.80% | −726−3.1% | Reduced |
| Hartford Financial Management Inc. | 22,399 | $8.76M | 1.79% | +121+0.5% | Added |
| Ferguson Wellman Capital Management, Inc | 22,348 | $8.74M | 0.17% | −222−1.0% | Reduced |
| Atomi Financial Group, Inc. | 22,322 | $8.73M | 0.55% | −999−4.3% | Reduced |
| Principle Wealth Partners LLC | 22,250 | $8.70M | 0.62% | −787−3.4% | Reduced |
| City Holding Co | 22,205 | $8.68M | 1.21% | +111+0.5% | Added |
| Trexquant Investment LP | 22,135 | $8.66M | 0.11% | −50,037−69.3% | Reduced |
| Concurrent Investment Advisors, LLC | 21,826 | $8.54M | 0.25% | +2,244+11.5% | Added |
| Moors & Cabot, Inc. | 21,744 | $8.50M | 0.42% | −584−2.6% | Reduced |
| Crestwood Advisors Group LLC | 21,728 | $8.50M | 0.16% | +222+1.0% | Added |
| Northwest Investment Counselors, LLC | 21,694 | $8.48M | 1.92% | −422−1.9% | Reduced |
| Compagnie Lombard Odier SCmA | 21,634 | $8.46M | 0.13% | −3,193−12.9% | Reduced |
| ARK Investment Management LLCSuperinvestorARK Invest | 21,612 | $8.45M | 0.08% | −2,856−11.7% | Reduced |
| Citizens National Bank Trust Department | 21,598 | $8.45M | 1.78% | −75−0.3% | Reduced |
| Boit C F David | 21,400 | $8.43M | 4.18% | 00.0% | Unchanged |
| CTC LLC | 21,373 | $8.36M | 0.38% | +18,039+541.1% | Added |
| Howe & Rusling Inc | 21,200 | $8.29M | 0.71% | −2,386−10.1% | Reduced |
| Tiaa Trust, National Association | 21,182 | $8.28M | 0.02% | −206−1.0% | Reduced |
| Bryn Mawr Trust Co | 21,129 | $8.26M | 0.15% | +12,294+139.2% | Added |
| Knuff & Co LLC | 21,107 | $8.26M | 2.52% | 00.0% | Unchanged |
| Beacon Investment Advisory Services, Inc. | 21,079 | $8.24M | 0.34% | +752+3.7% | Added |
| Trifecta Capital Advisors, LLC | 21,018 | $8.22M | 1.72% | +684+3.4% | Added |
| Sentry LLC | 20,771 | $8.12M | 1.57% | −2,633−11.3% | Reduced |
| Park Avenue Securities LLC | 20,762 | $8.12M | 0.09% | +995+5.0% | Added |
| Stratos Wealth Partners, LTD. | 20,594 | $8.05M | 0.12% | +2,950+16.7% | Added |
| Public Sector Pension Investment Board | 20,548 | $8.04M | 0.04% | +3,100+17.8% | Added |
| Searle & Co. | 20,373 | $7.97M | 1.99% | −50−0.2% | Reduced |
| Churchill Management Corp | 20,187 | $7.90M | 0.09% | −661−3.2% | Reduced |
| Axxcess Wealth Management, LLC | 20,157 | $7.88M | 0.20% | −320−1.6% | Reduced |
| Vinva Investment Management Ltd | 20,142 | $7.88M | 0.34% | +5,105+33.9% | Added |
| Turtle Creek Wealth Advisors, LLC | 20,114 | $7.87M | 1.58% | +291+1.5% | Added |
| Creekmur Asset Management LLC | 20,110 | $7.87M | 1.85% | +1,444+7.7% | Added |
| Silvercrest Asset Management Group LLC | 20,005 | $7.82M | 0.05% | +188+0.9% | Added |
| Zimmer Partners, LP | 20,000 | $7.82M | 0.15% | −20,000−50.0% | Reduced |
| Two Sigma Securities, LLC | 19,923 | $7.79M | 0.61% | +19,923 | New |
| Koshinski Asset Management, Inc. | 19,791 | $7.74M | 0.67% | −166−0.8% | Reduced |
| Valeo Financial Advisors, LLC | 19,720 | $7.71M | 0.22% | −1,074−5.2% | Reduced |
| Parcion Private Wealth LLC | 19,688 | $7.70M | 0.64% | +3,480+21.5% | Added |
| Anderson Hoagland & Co | 19,182 | $7.62M | 0.78% | −448−2.3% | Reduced |
| Northeast Investment Management | 19,258 | $7.53M | 0.34% | +165+0.9% | Added |
| Bleakley Financial Group, LLC | 19,224 | $7.52M | 0.23% | +281+1.5% | Added |
| Resources Investment Advisors, LLC. | 19,215 | $7.52M | 0.09% | +464+2.5% | Added |
| Spears Abacus Advisors LLC | 19,116 | $7.48M | 0.15% | +465+2.5% | Added |
| Colonial Trust Advisors | 18,851 | $7.37M | 0.64% | −139−0.7% | Reduced |
| Caldwell Trust Co | 18,778 | $7.34M | 0.77% | −37−0.2% | Reduced |
| King Luther Capital Management Corp | 18,720 | $7.32M | 0.03% | +67+0.4% | Added |
| Vestcor Inc | 18,708 | $7.32M | 0.23% | −925−4.7% | Reduced |
| Mutual Advisors, LLC | 18,901 | $7.32M | 0.21% | −243−1.3% | Reduced |
| Reuter James Wealth Management, LLC | 18,635 | $7.29M | 1.34% | +18,635 | New |
| Kiley Juergens Wealth Management, LLC | 18,603 | $7.28M | 1.89% | −121−0.6% | Reduced |
| AustralianSuper Pty Ltd | 18,550 | $7.26M | 0.04% | 00.0% | Unchanged |
| Pinnacle Financial Partners Inc | 18,495 | $7.23M | 0.15% | −265−1.4% | Reduced |
| Capital Group Investment Management Pte. Ltd. | 18,359 | $7.18M | 1.44% | −441−2.3% | Reduced |
| Neville Rodie & Shaw Inc | 18,325 | $7.17M | 0.53% | −60−0.3% | Reduced |
| Principal Securities, Inc. | 18,310 | $7.16M | 0.17% | +2,115+13.1% | Added |
| Biechele Royce Advisors | 18,310 | $7.16M | 2.36% | −918−4.8% | Reduced |
| Columbia Asset Management | 18,130 | $7.09M | 1.25% | −250−1.4% | Reduced |
| EP Wealth Advisors, LLC | 18,032 | $7.05M | 0.06% | +6,400+55.0% | Added |
| Aries Wealth Management | 17,992 | $7.04M | 1.93% | −100−0.6% | Reduced |
| Physicians Financial Services, Inc. | 17,984 | $7.03M | 2.19% | −555−3.0% | Reduced |
| Romano Brothers and Company | 17,946 | $7.02M | 0.87% | −100−0.6% | Reduced |
| Advocate Group LLC | 17,920 | $7.01M | 1.27% | +327+1.9% | Added |
| Veriti Management LLC | 17,898 | $7.00M | 0.38% | +1,071+6.4% | Added |
| iA Global Asset Management Inc. | 17,880 | $6.99M | 0.12% | −3,067−14.6% | Reduced |
| Financial & Tax Architects, LLC | 17,814 | $6.97M | 1.79% | −260−1.4% | Reduced |
| Steel Peak Wealth Management LLC | 17,737 | $6.94M | 0.31% | −1,770−9.1% | Reduced |
| Oak Harbor Wealth Partners, LLC | 17,735 | $6.94M | 2.01% | +30.0% | Added |
| Empirical Finance, LLC | 17,728 | $6.93M | 0.40% | +267+1.5% | Added |
| Ipswich Investment Management Co., Inc. | 17,706 | $6.93M | 1.60% | 00.0% | Unchanged |
| Ellsworth Advisors, LLC | 17,623 | $6.89M | 1.78% | +397+2.3% | Added |
| Trinity Legacy Partners, LLC | 17,439 | $6.87M | 1.77% | −123−0.7% | Reduced |
| Bridge Creek Capital Management LLC | 17,561 | $6.87M | 2.07% | −37−0.2% | Reduced |
| Gateway Advisory, LLC | 17,363 | $6.79M | 1.09% | −462−2.6% | Reduced |
| Greenleaf Trust | 17,305 | $6.77M | 0.06% | +266+1.6% | Added |
| Groupama Asset Managment | 21,541 | $6.76M | 0.18% | −1,472−6.4% | Reduced |
| Williams Jones Wealth Management, LLC. | 17,287 | $6.76M | 0.08% | −373−2.1% | Reduced |
| Asset Dedication, LLC | 17,223 | $6.74M | 0.45% | −2,274−11.7% | Reduced |
| Family Legacy, Inc. | 17,156 | $6.71M | 2.23% | +157+0.9% | Added |
| Americana Partners, LLC | 17,139 | $6.70M | 0.46% | +2,095+13.9% | Added |
| MAI Capital Management | 17,124 | $6.70M | 0.06% | −2,098−10.9% | Reduced |
| Country Club Bank | 17,086 | $6.68M | 0.45% | −96−0.6% | Reduced |
| Advisors Asset Management, Inc. | 17,070 | $6.68M | 0.12% | −2,985−14.9% | Reduced |
| Envestnet Portfolio Solutions, Inc. | 17,058 | $6.67M | 0.02% | −1,412−7.6% | Reduced |