Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,838
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sterling Capital Management LLC | 17,051 | $6.67M | 0.09% | +17,051 | New |
| Highland Capital Management, LLC | 17,029 | $6.66M | 0.38% | −5,647−24.9% | Reduced |
| Summitry LLC | 16,988 | $6.64M | 0.32% | −139−0.8% | Reduced |
| EagleClaw Capital Managment, LLC | 16,900 | $6.61M | 1.11% | +760+4.7% | Added |
| Griffin Asset Management, Inc. | 16,888 | $6.61M | 0.74% | +41+0.2% | Added |
| Community Bank, N.A. | 16,835 | $6.58M | 0.83% | −50−0.3% | Reduced |
| Mizuho Markets Americas LLC | 16,784 | $6.56M | 0.16% | −320−1.9% | Reduced |
| Assetmark, Inc | 16,773 | $6.56M | 0.02% | +841+5.3% | Added |
| NewSquare Capital LLC | 16,716 | $6.54M | 0.52% | +1,328+8.6% | Added |
| Massachusetts Institute of Technology | 16,714 | $6.54M | 0.87% | +16,714 | New |
| Foster & Motley Inc | 16,659 | $6.52M | 0.41% | +145+0.9% | Added |
| Castellan Group, LLC | 16,637 | $6.51M | 2.74% | +1,525+10.1% | Added |
| Jackson Square Capital, LLC | 16,581 | $6.49M | 1.61% | +4,182+33.7% | Added |
| Mairs & Power Inc | 16,578 | $6.48M | 0.06% | −510−3.0% | Reduced |
| Wedbush Securities Inc | 16,528 | $6.46M | 0.24% | −2,395−12.7% | Reduced |
| Nomura Holdings Inc | 16,493 | $6.45M | 0.05% | −8,172−33.1% | Reduced |
| Ameritas Advisory Services, LLC | 16,462 | $6.44M | 0.28% | −1,877−10.2% | Reduced |
| Montag A & Associates Inc | 16,394 | $6.41M | 0.30% | −466−2.8% | Reduced |
| Legacy CG, LLC | 16,344 | $6.39M | 2.09% | +755+4.8% | Added |
| Ascent Wealth Partners, LLC | 16,324 | $6.38M | 0.89% | −208−1.3% | Reduced |
| Spire Wealth Management | 16,178 | $6.33M | 0.21% | +4,484+38.3% | Added |
| Beese Fulmer Investment Management, Inc. | 16,156 | $6.32M | 0.54% | −328−2.0% | Reduced |
| Pallas Capital Advisors LLC | 16,312 | $6.31M | 0.27% | −1,145−6.6% | Reduced |
| Wells Trecaso Financial Group, LLC | 16,065 | $6.28M | 2.07% | +183+1.2% | Added |
| Holderness Investments Co | 16,057 | $6.28M | 1.37% | +71+0.4% | Added |
| Sandhill Capital Partners LLC | 16,057 | $6.28M | 0.45% | −10−0.1% | Reduced |
| Two Sigma Investments, LP | 15,993 | $6.26M | 0.01% | −121,590−88.4% | Reduced |
| Twin Capital Management Inc | 15,935 | $6.23M | 0.70% | −214−1.3% | Reduced |
| Roundview Capital LLC | 15,912 | $6.22M | 0.45% | −508−3.1% | Reduced |
| XTX Topco Ltd | 15,842 | $6.20M | 0.45% | +4,389+38.3% | Added |
| Cary Street Partner Investment Advisory LLC | 15,770 | $6.17M | 0.23% | +529+3.5% | Added |
| Flputnam Investment Management Co | 15,728 | $6.15M | 0.11% | +505+3.3% | Added |
| Keeler Thomas Management LLC | 15,720 | $6.15M | 1.94% | −239−1.5% | Reduced |
| Alps Advisors Inc | 15,714 | $6.15M | 0.04% | −11,756−42.8% | Reduced |
| Level Four Advisory Services, LLC | 16,303 | $6.13M | 0.26% | −250−1.5% | Reduced |
| Siemens Fonds Invest GmbH | 15,665 | $6.13M | 0.49% | −162−1.0% | Reduced |
| TCI Wealth Advisors, Inc. | 15,591 | $6.10M | 0.51% | +43+0.3% | Added |
| Eukles Asset Management | 15,569 | $6.09M | 2.44% | −75−0.5% | Reduced |
| Montgomery Investment Management Inc | 15,480 | $6.05M | 2.19% | 00.0% | Unchanged |
| Merit Financial Group, LLC | 15,441 | $6.04M | 0.14% | +1,308+9.3% | Added |
| Integrated Wealth Concepts LLC | 15,440 | $6.04M | 0.07% | +14+0.1% | Added |
| Ronald Blue Trust, Inc. | 18,083 | $6.02M | 0.08% | +2,294+14.5% | Added |
| Centiva Capital, LP | 15,378 | $6.01M | 0.27% | −19,806−56.3% | Reduced |
| Northwestern Mutual Investment Management Company, LLC | 15,368 | $6.01M | 0.14% | −196−1.3% | Reduced |
| BSN Capital Partners Ltd | 17,450 | $6.01M | 1.18% | +17,450 | New |
| Equitable Trust Co | 15,271 | $5.97M | 0.38% | +250+1.7% | Added |
| Burney Co | 15,267 | $5.97M | 0.21% | −663−4.2% | Reduced |
| Studio Investment Management LLC | 15,254 | $5.97M | 1.25% | −315−2.0% | Reduced |
| Geneos Wealth Management Inc. | 15,246 | $5.96M | 0.23% | +285+1.9% | Added |
| Goelzer Investment Management, Inc. | 15,244 | $5.96M | 0.33% | −153−1.0% | Reduced |
| GAM Holding AG | 15,230 | $5.96M | 0.47% | +1,272+9.1% | Added |
| Canandaigua National Bank & Trust Co | 15,223 | $5.95M | 0.57% | +404+2.7% | Added |
| Alberta Investment Management Corp | 15,200 | $5.95M | 0.05% | +5,500+56.7% | Added |
| Blackston Financial Advisory Group, LLC | 15,100 | $5.91M | 3.05% | +91+0.6% | Added |
| Richard Bernstein Advisors LLC | 15,072 | $5.89M | 0.13% | 00.0% | Unchanged |
| RBF Capital, LLC | 15,000 | $5.87M | 0.30% | 00.0% | Unchanged |
| Kentucky Farm Bureau Mutual Insurance Co | 15,000 | $5.87M | 1.27% | 00.0% | Unchanged |
| Johnson Financial Group, Inc. | 14,999 | $5.87M | 0.27% | +1,251+9.1% | Added |
| Fifth Third Wealth Advisors LLC | 14,959 | $5.85M | 0.36% | +3,148+26.7% | Added |
| Monument Capital Management | 14,882 | $5.82M | 1.61% | +106+0.7% | Added |
| Tower View Investment Management & Research LLC | 14,861 | $5.81M | 3.18% | −155−1.0% | Reduced |
| Malaga Cove Capital, LLC | 14,826 | $5.80M | 2.33% | −121−0.8% | Reduced |
| Chicago Capital, LLC | 14,756 | $5.77M | 0.16% | −26−0.2% | Reduced |
| Equitable Holdings, Inc. | 14,708 | $5.75M | 0.06% | −2,515−14.6% | Reduced |
| Bank of Hawaii | 14,698 | $5.75M | 0.24% | −1,042−6.6% | Reduced |
| Sandy Spring Bank | 14,685 | $5.74M | 0.24% | +197+1.4% | Added |
| Mathes Company, Inc. | 14,624 | $5.72M | 2.02% | −2,059−12.3% | Reduced |
| Wealthcare Advisory Partners LLC | 14,616 | $5.72M | 0.16% | +685+4.9% | Added |
| Plato Investment Management Ltd | 14,594 | $5.70M | 0.46% | 00.0% | Unchanged |
| Warren Averett Asset Management, LLC | 14,551 | $5.69M | 0.11% | −59−0.4% | Reduced |
| Covington Investment Advisors Inc. | 14,545 | $5.69M | 0.86% | +220+1.5% | Added |
| Guyasuta Investment Advisors Inc | 14,447 | $5.65M | 0.35% | −165−1.1% | Reduced |
| Kentucky Retirement Systems Insurance Trust Fund | 14,357 | $5.62M | 0.39% | −1,417−9.0% | Reduced |
| Robbins Farley LLC | 14,357 | $5.62M | 2.83% | −881−5.8% | Reduced |
| FRG Family Wealth Advisors LLC | 14,324 | $5.60M | 1.00% | −300−2.1% | Reduced |
| Eastern Bank | 14,267 | $5.58M | 0.10% | +10,187+249.7% | Added |
| Mission Creek Capital Partners, Inc. | 14,252 | $5.57M | 1.30% | −130−0.9% | Reduced |
| Financial Advocates Investment Management | 14,245 | $5.57M | 0.32% | −1,469−9.3% | Reduced |
| Leavell Investment Management, Inc. | 14,178 | $5.55M | 0.28% | +2,256+18.9% | Added |
| Wright Investors Service Inc | 14,119 | $5.52M | 1.45% | −23−0.2% | Reduced |
| Paloma Partners Management Co | 14,083 | $5.51M | 0.29% | −2,517−15.2% | Reduced |
| Robertson Stephens Wealth Management, LLC | 14,027 | $5.49M | 0.20% | −4,236−23.2% | Reduced |
| International Assets Investment Management, LLC | 2,136,667 | $5.46M | 0.03% | +2,131,276+39,534.0% | Added |
| Terry L. Blaker | 13,960 | $5.46M | 0.21% | +10+0.1% | Added |
| Pflug Koory, LLC | 13,958 | $5.46M | 2.68% | +13,958 | New |
| Hallmark Capital Management Inc | 13,950 | $5.46M | 0.40% | −145−1.0% | Reduced |
| Arrow Financial Corp | 13,931 | $5.45M | 0.50% | +47+0.3% | Added |
| Citizens Financial Group Inc | 13,902 | $5.44M | 0.11% | +4,181+43.0% | Added |
| Altrius Capital Management Inc | 13,840 | $5.41M | 1.36% | +68+0.5% | Added |
| U.S. Capital Wealth Advisors, LLC | 13,808 | $5.40M | 0.19% | −57−0.4% | Reduced |
| Prudential PLC | 13,751 | $5.38M | 0.03% | +3,418+33.1% | Added |
| Nikko Asset Management Americas, Inc. | 13,740 | $5.37M | 0.06% | −887−6.1% | Reduced |
| IronBridge Private Wealth, LLC | 13,728 | $5.37M | 2.01% | +73+0.5% | Added |
| Seascape Capital Management | 13,628 | $5.33M | 1.90% | −377−2.7% | Reduced |
| Webster Bank, N. A. | 13,619 | $5.33M | 0.57% | −541−3.8% | Reduced |
| StoneX Group Inc. | 13,585 | $5.31M | 0.39% | −717−5.0% | Reduced |
| Resolute Wealth Strategies, LLC | 13,562 | $5.30M | 2.76% | −1,335−9.0% | Reduced |
| IHT Wealth Management, LLC | 13,532 | $5.30M | 0.15% | +2,626+24.1% | Added |
| Blue Edge Capital, LLC | 13,506 | $5.28M | 0.82% | +499+3.8% | Added |
| Tokio Marine Asset Management Co Ltd | 13,467 | $5.27M | 0.23% | +426+3.3% | Added |