Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,838
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Financial Advisory Service, Inc. | 13,443 | $5.26M | 0.42% | +320+2.4% | Added |
| Sowell Financial Services LLC | 13,424 | $5.25M | 0.24% | −26−0.2% | Reduced |
| Bailard, Inc. | 13,360 | $5.23M | 0.14% | −75−0.6% | Reduced |
| Reliant Investment Management, LLC | 13,360 | $5.23M | 2.46% | +223+1.7% | Added |
| Anchor Investment Management, LLC | 13,317 | $5.21M | 0.49% | +376+2.9% | Added |
| Ledyard National Bank | 13,283 | $5.20M | 0.48% | +179+1.4% | Added |
| Brown Brothers Harriman & Co | 13,250 | $5.18M | 0.04% | +3,142+31.1% | Added |
| Leuthold Group, LLC | 13,229 | $5.17M | 0.58% | −504−3.7% | Reduced |
| Ameritas Investment Partners, Inc. | 13,165 | $5.15M | 0.17% | −138−1.0% | Reduced |
| Gilliland Jeter Wealth Management LLC | 13,160 | $5.15M | 1.66% | −203−1.5% | Reduced |
| Good Life Advisors, LLC | 13,108 | $5.13M | 0.32% | +6,753+106.3% | Added |
| Viewpoint Capital Management LLC | 13,095 | $5.12M | 2.86% | +310+2.4% | Added |
| Transform Wealth, LLC | 13,006 | $5.09M | 0.34% | +5,560+74.7% | Added |
| Kinneret Advisory, LLC | 12,990 | $5.08M | 0.47% | −170−1.3% | Reduced |
| B & T Capital Management DBA Alpha Capital Management | 12,987 | $5.08M | 0.96% | −2,578−16.6% | Reduced |
| Thoroughbred Financial Services, LLC | 12,985 | $5.08M | 0.33% | +201+1.6% | Added |
| CAPROCK Group, Inc. | 12,937 | $5.06M | 0.18% | +1,661+14.7% | Added |
| Ambassador Advisors, LLC | 12,896 | $5.04M | 0.88% | −487−3.6% | Reduced |
| Liberty One Investment Management, LLC | 12,785 | $5.00M | 0.51% | +579+4.7% | Added |
| Trust Co of Vermont | 12,745 | $4.98M | 0.25% | −204−1.6% | Reduced |
| Stonebridge Capital Management Inc | 12,722 | $4.98M | 1.98% | 00.0% | Unchanged |
| Iowa State Bank | 12,706 | $4.97M | 1.02% | −120−0.9% | Reduced |
| Gouws Capital LLC | 12,657 | $4.95M | 3.34% | +1,110+9.6% | Added |
| DT Investment Partners, LLC | 12,654 | $4.95M | 0.40% | +97+0.8% | Added |
| Hayek Kallen Investment Management | 12,619 | $4.93M | 1.75% | −78−0.6% | Reduced |
| Weiss Asset Management LP | 12,601 | $4.93M | 0.13% | −19,264−60.5% | Reduced |
| Azimuth Capital Investment Management LLC | 12,550 | $4.91M | 0.19% | +590+4.9% | Added |
| Ogorek Anthony Joseph | 12,541 | $4.91M | 1.68% | +81+0.7% | Added |
| Plimoth Trust Co LLC | 12,529 | $4.90M | 1.23% | −183−1.4% | Reduced |
| Jacobi Capital Management LLC | 12,517 | $4.90M | 0.37% | +310+2.5% | Added |
| Barbara Oil Co. | 12,500 | $4.89M | 2.00% | 00.0% | Unchanged |
| Johnson Investment Counsel Inc | 12,499 | $4.89M | 0.05% | +1,155+10.2% | Added |
| Applied Capital LLC | 12,466 | $4.88M | 3.80% | −45−0.4% | Reduced |
| Vista Investment Partners LLC | 12,365 | $4.84M | 1.55% | +42+0.3% | Added |
| J.P. Marvel Investment Advisors, LLC | 12,347 | $4.83M | 0.79% | −17−0.1% | Reduced |
| Global Wealth Management Investment Advisory, Inc. | 12,334 | $4.82M | 1.04% | +386+3.2% | Added |
| Wetherby Asset Management Inc | 12,311 | $4.82M | 0.22% | −783−6.0% | Reduced |
| North Star Investment Management Corp. | 12,306 | $4.81M | 0.33% | +8+0.1% | Added |
| Old National Bancorp | 12,242 | $4.79M | 0.11% | −2,390−16.3% | Reduced |
| Sapient Capital LLC | 12,213 | $4.78M | 0.10% | +23+0.2% | Added |
| Mather Group, LLC. | 12,168 | $4.76M | 0.06% | −12,824−51.3% | Reduced |
| Essex Financial Services, Inc. | 12,189 | $4.73M | 0.34% | −3,546−22.5% | Reduced |
| Seizert Capital Partners, LLC | 12,084 | $4.73M | 0.21% | +2,870+31.1% | Added |
| Modus Advisors, LLC | 12,057 | $4.72M | 1.55% | +804+7.1% | Added |
| Signaturefd, LLC | 12,010 | $4.70M | 0.09% | −196−1.6% | Reduced |
| Meeder Advisory Services, Inc. | 11,991 | $4.69M | 0.30% | +10.0% | Added |
| New Hampshire Trust | 11,803 | $4.62M | 0.99% | −31−0.3% | Reduced |
| Slow Capital, Inc. | 11,785 | $4.61M | 0.71% | −123−1.0% | Reduced |
| Kingsview Wealth Management, LLC | 11,736 | $4.59M | 0.10% | +78+0.7% | Added |
| Procyon Private Wealth Partners, LLC | 11,659 | $4.56M | 0.31% | +31+0.3% | Added |
| Eagle Asset Management Inc | 11,556 | $4.55M | 0.02% | −8,444−42.2% | Reduced |
| Providence Wealth Advisors, LLC | 11,705 | $4.54M | 3.36% | +118+1.0% | Added |
| Whitener Capital Management, Inc. | 11,543 | $4.51M | 1.28% | −543−4.5% | Reduced |
| Argyle Capital Management Inc. | 11,519 | $4.51M | 1.79% | −423−3.5% | Reduced |
| Spirit of America Management Corp | 11,490 | $4.49M | 0.90% | 00.0% | Unchanged |
| Frank, Rimerman Advisors LLC | 11,483 | $4.49M | 0.32% | +20+0.2% | Added |
| MEMBERS Trust Co | 11,468 | $4.49M | 0.15% | −800−6.5% | Reduced |
| Verition Fund Management LLC | 11,463 | $4.48M | 0.03% | −3,876−25.3% | Reduced |
| Nicholas Hoffman & Company, LLC. | 11,454 | $4.48M | 0.19% | +215+1.9% | Added |
| Gladstone Institutional Advisory LLC | 11,445 | $4.48M | 0.22% | +2,367+26.1% | Added |
| Sound View Wealth Advisors Group, LLC | 11,408 | $4.46M | 0.36% | +1,650+16.9% | Added |
| Stevens Capital Management LP | 11,403 | $4.46M | 0.63% | +11,403 | New |
| Traynor Capital Management, Inc. | 11,271 | $4.41M | 0.36% | +482+4.5% | Added |
| Moneta Group Investment Advisors LLC | 11,244 | $4.40M | 0.06% | +71+0.6% | Added |
| MWA Asset Management | 11,239 | $4.40M | 2.92% | −20−0.2% | Reduced |
| Creative Financial Designs Inc | 11,236 | $4.39M | 0.37% | −46−0.4% | Reduced |
| Wakefield Asset Management LLLP | 11,206 | $4.38M | 1.43% | −28−0.2% | Reduced |
| OneAscent Financial Services LLC | 11,171 | $4.37M | 3.14% | +11,171 | New |
| Regency Capital Management Inc. | 11,152 | $4.36M | 2.40% | +156+1.4% | Added |
| Smith, Moore & Co. | 11,120 | $4.35M | 0.42% | −161−1.4% | Reduced |
| Money Concepts Capital Corp | 11,086 | $4.34M | 0.33% | +75+0.7% | Added |
| Focus Financial Network, Inc. | 11,063 | $4.33M | 0.18% | −96−0.9% | Reduced |
| Capital Investment Counsel, Inc | 11,030 | $4.31M | 0.62% | −50.0% | Reduced |
| CPA Asset Management LLC | 11,009 | $4.31M | 2.08% | 00.0% | Unchanged |
| BLB&B Advisors, LLC | 10,944 | $4.28M | 0.22% | −229−2.0% | Reduced |
| Occidental Asset Management, LLC | 10,920 | $4.27M | 0.69% | +589+5.7% | Added |
| CWA Asset Management Group, LLC | 10,915 | $4.27M | 0.23% | +10,915 | New |
| Argent Financial Group, Inc. | 10,871 | $4.25M | 0.50% | +10,871 | New |
| Legacy Financial Strategies, LLC | 10,835 | $4.24M | 0.94% | +321+3.1% | Added |
| Hudson Capital Management LLC | 10,829 | $4.24M | 1.35% | +479+4.6% | Added |
| Whalerock Point Partners, LLC | 10,792 | $4.22M | 1.00% | +50+0.5% | Added |
| Ibex Wealth Advisors | 1,002 | $4.22M | 1.36% | −8,493−89.4% | Reduced |
| Asset Management Group, Inc. | 10,739 | $4.20M | 0.74% | −318−2.9% | Reduced |
| Boyd Watterson Asset Management LLC | 10,732 | $4.20M | 1.15% | −50.0% | Reduced |
| MV Capital Management, Inc. | 10,713 | $4.19M | 0.44% | 00.0% | Unchanged |
| Tritonpoint Wealth, LLC | 10,711 | $4.19M | 0.38% | +99+0.9% | Added |
| Graypoint LLC | 10,708 | $4.19M | 0.27% | +118+1.1% | Added |
| Vestor Capital, LLC | 10,687 | $4.18M | 0.33% | +10,687 | New |
| Harbor Capital Advisors, Inc. | 10,606 | $4.15M | 0.18% | +78+0.7% | Added |
| Trust Co of Toledo NA | 10,491 | $4.10M | 0.56% | +261+2.6% | Added |
| KMG Fiduciary Partners, LLC | 10,412 | $4.07M | 0.35% | +236+2.3% | Added |
| Kinloch Capital, LLC | 10,335 | $4.04M | 1.96% | −362−3.4% | Reduced |
| Gluskin Sheff & Assoc Inc | 10,325 | $4.04M | 0.47% | 00.0% | Unchanged |
| Mystic Asset Management, Inc. | 10,315 | $4.03M | 1.52% | −140−1.3% | Reduced |
| Great Valley Advisor Group, Inc. | 10,295 | $4.03M | 0.10% | −4,145−28.7% | Reduced |
| Mitchell McLeod Pugh & Williams Inc | 10,269 | $4.02M | 0.84% | −45−0.4% | Reduced |
| NorthRock Partners, LLC | 10,264 | $4.01M | 0.13% | +416+4.2% | Added |
| Pure Financial Advisors, Inc. | 10,258 | $4.01M | 0.10% | −417−3.9% | Reduced |
| Independent Financial Group, LLC | 10,250 | $4.01M | 0.15% | +494+5.1% | Added |
| Monetary Management Group Inc | 10,227 | $4.00M | 1.03% | +60+0.6% | Added |