Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,838
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Change Path, LLC | 10,130 | $3.96M | 0.13% | +1,263+14.2% | Added |
| Naples Global Advisors, LLC | 10,053 | $3.93M | 0.37% | −134−1.3% | Reduced |
| BNC Wealth Management, LLC | 10,024 | $3.92M | 1.44% | +705+7.6% | Added |
| We Are One Seven, LLC | 10,013 | $3.92M | 0.17% | +1,018+11.3% | Added |
| Evercore Wealth Management, LLC | 9,973 | $3.90M | 0.06% | −149−1.5% | Reduced |
| Profund Advisors LLC | 9,955 | $3.89M | 0.15% | −2,121−17.6% | Reduced |
| Schnieders Capital Management LLC | 9,905 | $3.87M | 0.74% | +46+0.5% | Added |
| Brendel Financial Advisors LLC | 9,894 | $3.87M | 2.19% | +450+4.8% | Added |
| PFG Advisors | 9,882 | $3.87M | 0.24% | −741−7.0% | Reduced |
| Argent Trust Co | 9,866 | $3.86M | 0.16% | −14−0.1% | Reduced |
| Midland Wealth Advisors LLC | 9,865 | $3.86M | 0.23% | −1,698−14.7% | Reduced |
| Cumberland Advisors Inc | 9,850 | $3.85M | 1.53% | 00.0% | Unchanged |
| First Dallas Securities Inc. | 9,847 | $3.85M | 1.61% | −199−2.0% | Reduced |
| Truvestments Capital LLC | 9,830 | $3.84M | 1.03% | +9+0.1% | Added |
| LMG Wealth Partners, LLC | 9,824 | $3.84M | 0.88% | +196+2.0% | Added |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 9,812 | $3.84M | 0.11% | −1,152−10.5% | Reduced |
| Consolidated Capital Management, LLC | 9,808 | $3.84M | 1.67% | −1,045−9.6% | Reduced |
| Cullen/Frost Bankers, Inc. | 9,785 | $3.83M | 0.05% | −241−2.4% | Reduced |
| Baldwin Investment Management, LLC | 9,751 | $3.81M | 0.48% | −302−3.0% | Reduced |
| Mill Capital Management, LLC | 9,737 | $3.81M | 0.30% | 00.0% | Unchanged |
| Wellington Shields & Co., LLC | 9,608 | $3.76M | 1.14% | 00.0% | Unchanged |
| SeaCrest Wealth Management, LLC | 9,602 | $3.76M | 0.40% | −32−0.3% | Reduced |
| First National Bank & Trust Co of Newtown | 9,589 | $3.75M | 0.72% | +63+0.7% | Added |
| WR Wealth Planners, LLC | 9,589 | $3.75M | 1.04% | −23−0.2% | Reduced |
| J.W. Cole Advisors, Inc. | 9,572 | $3.74M | 0.16% | +660+7.4% | Added |
| RB Capital Management, LLC | 9,563 | $3.74M | 0.88% | +149+1.6% | Added |
| Hudock, Inc. | 9,521 | $3.72M | 0.64% | −426−4.3% | Reduced |
| Palisade Asset Management, LLC | 9,480 | $3.71M | 0.36% | +33+0.3% | Added |
| Cannon Advisors, Inc. | 9,476 | $3.71M | 3.03% | +9,476 | New |
| Pinnacle Holdings, LLC | 9,468 | $3.70M | 1.45% | −63−0.7% | Reduced |
| Avitas Wealth Management LLC | 9,464 | $3.70M | 0.52% | +156+1.7% | Added |
| Nilsine Partners, LLC | 9,452 | $3.70M | 0.48% | +21+0.2% | Added |
| Jaffetilchin Investment Partners, LLC | 9,431 | $3.69M | 0.28% | +598+6.8% | Added |
| Cambridge Advisors Inc. | 9,424 | $3.69M | 0.81% | −101−1.1% | Reduced |
| Global Trust Asset Management, LLC | 9,397 | $3.68M | 1.36% | +68+0.7% | Added |
| Caldwell Sutter Capital, Inc. | 9,367 | $3.66M | 1.71% | −751−7.4% | Reduced |
| Buckley Wealth Management, LLC | 9,347 | $3.66M | 1.13% | −5−0.1% | Reduced |
| Asahi Life Asset Management Co., Ltd. | 9,343 | $3.65M | 2.21% | −1,282−12.1% | Reduced |
| Finer Wealth Management, Inc. | 9,343 | $3.65M | 2.26% | −446−4.6% | Reduced |
| McKinley Carter Wealth Services, Inc. | 9,334 | $3.65M | 0.22% | −9−0.1% | Reduced |
| Davidson Capital Management Inc. | 9,313 | $3.64M | 1.05% | +9,292+44,247.6% | Added |
| Parallel Advisors, LLC | 9,305 | $3.64M | 0.09% | +1,313+16.4% | Added |
| Concord Wealth Partners | 9,294 | $3.63M | 0.61% | +520+5.9% | Added |
| 1st Source Bank | 9,282 | $3.63M | 0.20% | −665−6.7% | Reduced |
| Family Management Corp | 9,228 | $3.61M | 0.60% | +526+6.0% | Added |
| HBK Sorce Advisory LLC | 9,228 | $3.61M | 0.11% | +60+0.7% | Added |
| Aire Advisors, LLC | 9,112 | $3.56M | 0.79% | +10.0% | Added |
| Hennessy Advisors Inc | 9,100 | $3.56M | 0.11% | −200−2.2% | Reduced |
| River Street Advisors LLC | 9,092 | $3.56M | 1.93% | +5+0.1% | Added |
| Vise Technologies, Inc. | 9,028 | $3.53M | 0.45% | +2,028+29.0% | Added |
| Penobscot Investment Management Company, Inc. | 9,005 | $3.52M | 0.32% | +100+1.1% | Added |
| South Dakota Investment Council | 8,964 | $3.51M | 0.07% | 00.0% | Unchanged |
| L2 Asset Management, LLC | 8,960 | $3.50M | 0.95% | −118−1.3% | Reduced |
| V-Square Quantitative Management LLC | 8,940 | $3.50M | 0.51% | +906+11.3% | Added |
| Douglass Winthrop Advisors, LLC | 8,908 | $3.48M | 0.07% | +12+0.1% | Added |
| Modern Wealth Management, LLC | 8,847 | $3.46M | 0.21% | +1,124+14.6% | Added |
| AlTi Global, Inc. | 8,845 | $3.46M | 0.08% | +279+3.3% | Added |
| Acadian Asset Management LLC | 8,766 | $3.43M | 0.01% | −717−7.6% | Reduced |
| Cullen Investment Group, Ltd. | 8,710 | $3.41M | 0.51% | +25+0.3% | Added |
| Hanson & Doremus Investment Management | 8,703 | $3.40M | 0.54% | −22−0.3% | Reduced |
| Ti-Trust, Inc | 8,692 | $3.40M | 2.43% | 00.0% | Unchanged |
| Gould Capital, LLC | 8,677 | $3.39M | 2.23% | −158−1.8% | Reduced |
| Daymark Wealth Partners, LLC | 128,360 | $3.39M | 0.14% | +106+0.1% | Added |
| Qtron Investments LLC | 8,587 | $3.36M | 0.46% | +452+5.6% | Added |
| Westpac Banking Corp | 8,574 | $3.35M | 0.22% | +371+4.5% | Added |
| Fidelis Capital Partners, LLC | 8,684 | $3.35M | 0.40% | +456+5.5% | Added |
| Martingale Asset Management L P | 8,563 | $3.35M | 0.08% | +4,273+99.6% | Added |
| Smith, Salley & Associates | 8,544 | $3.34M | 0.22% | −132−1.5% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 8,535 | $3.34M | 0.20% | −8,533−50.0% | Reduced |
| Abn Amro Investment Solutions | 8,511 | $3.33M | 0.06% | −110−1.3% | Reduced |
| JT Stratford LLC | 8,474 | $3.31M | 0.57% | +3,438+68.3% | Added |
| Verdence Capital Advisors LLC | 8,472 | $3.31M | 0.26% | +877+11.5% | Added |
| Lake Street Advisors Group, LLC | 8,454 | $3.31M | 0.15% | −7,682−47.6% | Reduced |
| Zhang Financial LLC | 8,422 | $3.29M | 0.21% | +227+2.8% | Added |
| Cornell Pochily Investment Advisors, Inc. | 8,411 | $3.29M | 1.14% | +10.0% | Added |
| First Horizon Advisors, Inc. | 8,399 | $3.29M | 0.09% | −165−1.9% | Reduced |
| Seven Eight Capital, LP | 8,393 | $3.28M | 0.29% | +6,823+434.6% | Added |
| Radnor Capital Management, LLC | 8,362 | $3.27M | 0.49% | +8,362 | New |
| Ballentine Partners, LLC | 8,361 | $3.27M | 0.06% | +1,165+16.2% | Added |
| Park National Corp | 8,345 | $3.26M | 0.11% | −177−2.1% | Reduced |
| Core Wealth Advisors, Inc. | 8,332 | $3.26M | 1.05% | +5+0.1% | Added |
| Rothschild Investment LLC | 8,326 | $3.26M | 0.21% | −146−1.7% | Reduced |
| Main Street Financial Solutions, LLC | 8,324 | $3.26M | 0.30% | +7,472+877.0% | Added |
| Susquehanna Portfolio Strategies, LLC | 8,300 | $3.25M | 0.22% | 00.0% | Unchanged |
| Inspire Advisors, LLC | 8,266 | $3.23M | 0.39% | +1,694+25.8% | Added |
| Lifeworks Advisors, LLC | 8,260 | $3.23M | 0.64% | +262+3.3% | Added |
| Atlantic Union Bankshares Corp | 8,247 | $3.23M | 0.19% | −286−3.4% | Reduced |
| Boltwood Capital Management | 8,237 | $3.22M | 0.95% | −19−0.2% | Reduced |
| Tradewinds, LLC. | 8,236 | $3.22M | 0.99% | +287+3.6% | Added |
| Adirondack Trust Co | 8,235 | $3.22M | 1.24% | −603−6.8% | Reduced |
| Horizon Kinetics Asset Management LLC | 8,216 | $3.21M | 0.05% | +1,743+26.9% | Added |
| Graphene Investments SAS | 8,200 | $3.21M | 2.06% | −1,100−11.8% | Reduced |
| Secured Retirement Advisors, LLC | 8,193 | $3.20M | 2.31% | +250+3.1% | Added |
| Becker Capital Management Inc | 8,184 | $3.20M | 0.10% | −200−2.4% | Reduced |
| Loudon Investment Management, LLC | 8,163 | $3.19M | 1.75% | −255−3.0% | Reduced |
| Choate Investment Advisors | 8,151 | $3.19M | 0.08% | −168−2.0% | Reduced |
| IFP Advisors, Inc | 8,118 | $3.17M | 0.11% | +638+8.5% | Added |
| Mission Wealth Management, LP | 8,112 | $3.17M | 0.08% | +1,433+21.5% | Added |
| Lowe Brockenbrough & Co Inc | 8,094 | $3.17M | 0.20% | −778−8.8% | Reduced |
| Horizon Investments, LLC | 8,123 | $3.17M | 0.08% | +3,139+63.0% | Added |