Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,838
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Buckingham Strategic Partners | 8,079 | $3.16M | 0.07% | +1,209+17.6% | Added |
| Oxbow Advisors, LLC | 8,069 | $3.16M | 0.31% | +40.0% | Added |
| Farther Finance Advisors, LLC | 8,044 | $3.15M | 0.12% | +1,581+24.5% | Added |
| G&S Capital LLC | 8,036 | $3.14M | 1.32% | −78−1.0% | Reduced |
| Private Trust Co NA | 8,031 | $3.14M | 0.32% | +76+1.0% | Added |
| MB, Levis & Associates, LLC | 8,030 | $3.14M | 1.55% | −20−0.2% | Reduced |
| Oddo BHF Asset Management SAS | 8,009 | $3.13M | 0.16% | +8,009 | New |
| Cohen Klingenstein LLC | 8,000 | $3.13M | 0.11% | 00.0% | Unchanged |
| GAMMA Investing LLC | 7,980 | $3.12M | 0.31% | +1,983+33.1% | Added |
| Bowen Hanes & Co Inc | 7,944 | $3.11M | 0.08% | −65−0.8% | Reduced |
| Valley Brook Capital Group | 7,935 | $3.10M | 2.23% | +310+4.1% | Added |
| Old Port Advisors | 7,922 | $3.10M | 0.86% | −171−2.1% | Reduced |
| MidWestOne Financial Group, Inc. | 7,919 | $3.10M | 0.43% | 00.0% | Unchanged |
| Fruth Investment Management | 7,903 | $3.09M | 0.80% | −20−0.3% | Reduced |
| Field & Main Bank | 7,828 | $3.06M | 1.09% | +45+0.6% | Added |
| Gifford Fong Associates | 7,800 | $3.05M | 0.76% | 00.0% | Unchanged |
| Murphy, Middleton, Hinkle & Parker, Inc. | 7,780 | $3.04M | 1.64% | −237−3.0% | Reduced |
| Investors Asset Management of Georgia Inc | 7,760 | $3.04M | 1.43% | −20.0% | Reduced |
| Ellis Investment Partners, LLC | 7,722 | $3.02M | 0.59% | −125−1.6% | Reduced |
| Focused Wealth Management, Inc | 7,668 | $3.00M | 0.41% | +44+0.6% | Added |
| Berkshire Bank | 7,662 | $3.00M | 0.70% | −353−4.4% | Reduced |
| Ritholtz Wealth Management | 7,643 | $2.99M | 0.09% | +1,250+19.6% | Added |
| Gables Capital Management Inc. | 7,640 | $2.99M | 1.51% | +420+5.8% | Added |
| United Community Bank | 7,631 | $2.98M | 1.17% | +69+0.9% | Added |
| JBR Co Financial Management Inc | 7,622 | $2.98M | 1.95% | 00.0% | Unchanged |
| Court Place Advisors, LLC | 7,619 | $2.98M | 0.87% | −345−4.3% | Reduced |
| Capital Asset Advisory Services LLC | 7,656 | $2.97M | 0.15% | −244−3.1% | Reduced |
| Dorsey & Whitney Trust CO LLC | 7,587 | $2.97M | 0.16% | +547+7.8% | Added |
| Exchange Bank | 7,578 | $2.96M | 2.42% | 00.0% | Unchanged |
| D. Scott Neal, Inc. | 7,549 | $2.95M | 1.56% | 00.0% | Unchanged |
| Ashton Thomas Private Wealth, LLC | 7,543 | $2.95M | 0.16% | −73−1.0% | Reduced |
| Diversified Trust Co | 7,486 | $2.93M | 0.07% | +1,059+16.5% | Added |
| Cozad Asset Management Inc | 7,425 | $2.90M | 0.28% | +304+4.3% | Added |
| Compton Wealth Advisory Group, LLC | 7,390 | $2.89M | 0.73% | +58+0.8% | Added |
| Convergence Investment Partners, LLC | 7,381 | $2.89M | 0.78% | −1,330−15.3% | Reduced |
| Umpqua Bank | 7,314 | $2.86M | 1.05% | −211−2.8% | Reduced |
| AAFMAA Wealth Management & Trust LLC | 7,308 | $2.86M | 1.26% | +116+1.6% | Added |
| Garrett Investment Advisors LLC | 7,307 | $2.86M | 0.29% | +344+4.9% | Added |
| Little House Capital LLC | 7,306 | $2.86M | 0.82% | +123+1.7% | Added |
| FLC Capital Advisors | 7,297 | $2.85M | 0.66% | −735−9.2% | Reduced |
| Orleans Capital Management Corp | 7,278 | $2.85M | 1.62% | −90−1.2% | Reduced |
| Sumitomo Life Insurance Co | 7,266 | $2.84M | 0.06% | +171+2.4% | Added |
| Sheaff Brock Investment Advisors, LLC | 7,238 | $2.83M | 0.25% | +34+0.5% | Added |
| Ignite Planners, LLC | 7,217 | $2.82M | 0.65% | −785−9.8% | Reduced |
| Chapin Davis, Inc. | 7,170 | $2.80M | 0.91% | −1,243−14.8% | Reduced |
| Franklin Street Advisors Inc | 7,150 | $2.80M | 0.19% | −55−0.8% | Reduced |
| Legacy Bridge, LLC | 7,148 | $2.80M | 1.51% | +12+0.2% | Added |
| Heritage Wealth Management, Inc. | 7,146 | $2.79M | 0.92% | −90−1.2% | Reduced |
| Stamos Capital Partners, L.P. | 7,130 | $2.79M | 0.66% | −2,220−23.7% | Reduced |
| Oarsman Capital, Inc. | 7,122 | $2.79M | 0.52% | +293+4.3% | Added |
| Insigneo Advisory Services, LLC | 7,110 | $2.78M | 0.28% | −567−7.4% | Reduced |
| Cross Staff Investments Inc | 7,104 | $2.78M | 2.14% | 00.0% | Unchanged |
| Argent Advisors, Inc. | 7,100 | $2.78M | 1.03% | −155−2.1% | Reduced |
| D L Carlson Investment Group Inc | 7,082 | $2.77M | 0.50% | +7,082 | New |
| Fox Hill Wealth Management | 7,073 | $2.77M | 1.52% | −85−1.2% | Reduced |
| Fort Point Capital Partners LLC | 7,037 | $2.75M | 0.35% | +109+1.6% | Added |
| Western Wealth Management, LLC | 7,014 | $2.74M | 0.16% | +2,713+63.1% | Added |
| Tyche Wealth Partners LLC | 6,983 | $2.73M | 0.62% | −55−0.8% | Reduced |
| Triangle Securities Wealth Management | 6,977 | $2.73M | 0.71% | −101−1.4% | Reduced |
| Wedmont Private Capital | 6,846 | $2.73M | 0.16% | +672+10.9% | Added |
| Quest Investment Management LLC | 6,968 | $2.73M | 0.32% | 00.0% | Unchanged |
| Modera Wealth Management, LLC | 6,942 | $2.72M | 0.03% | +122+1.8% | Added |
| 44 Wealth Management LLC | 7,034 | $2.71M | 0.95% | +7,034 | New |
| Lake Street Financial LLC | 6,906 | $2.70M | 0.43% | −4,171−37.7% | Reduced |
| Howland Capital Management LLC | 6,901 | $2.70M | 0.12% | −20−0.3% | Reduced |
| Rollins Financial Advisors, LLC | 6,897 | $2.70M | 0.45% | −138−2.0% | Reduced |
| Symphony Financial, Ltd. Co. | 6,787 | $2.67M | 0.44% | +458+7.2% | Added |
| Foundations Investment Advisors, LLC | 6,831 | $2.67M | 0.06% | +556+8.9% | Added |
| Staley Capital Advisers Inc | 6,800 | $2.66M | 0.12% | 00.0% | Unchanged |
| BCM Advisors, LLC | 7,056 | $2.66M | 0.61% | +56+0.8% | Added |
| Hilton Capital Management, LLC | 6,783 | $2.65M | 0.21% | 00.0% | Unchanged |
| Stone Point Wealth LLC | 6,721 | $2.63M | 0.85% | −95−1.4% | Reduced |
| Ar Asset Management Inc | 6,700 | $2.62M | 0.58% | 00.0% | Unchanged |
| Trust Investment Advisors | 6,692 | $2.62M | 1.67% | −557−7.7% | Reduced |
| Quadrant Capital Group LLC | 6,676 | $2.61M | 0.18% | +98+1.5% | Added |
| Arkadios Wealth Advisors | 6,671 | $2.61M | 0.15% | +301+4.7% | Added |
| Ontario Teachers Pension Plan Board | 6,649 | $2.60M | 0.02% | −9,877−59.8% | Reduced |
| Schear Investment Advisers, LLC | 6,628 | $2.59M | 1.60% | +647+10.8% | Added |
| Arete Wealth Advisors, LLC | 6,622 | $2.58M | 0.22% | −129−1.9% | Reduced |
| Slagle Financial, LLC | 6,598 | $2.58M | 1.15% | +331+5.3% | Added |
| Resources Management Corp | 6,594 | $2.58M | 0.35% | 00.0% | Unchanged |
| AMG National Trust Bank | 6,593 | $2.58M | 0.07% | −2,619−28.4% | Reduced |
| Valley National Advisers Inc | 6,585 | $2.57M | 0.46% | +5,114+347.7% | Added |
| Indiana Trust & Investment Management CO | 6,574 | $2.57M | 0.88% | +1,094+20.0% | Added |
| Stonegate Investment Group, LLC | 6,572 | $2.57M | 0.07% | +81+1.2% | Added |
| Trueblood Wealth Management, LLC | 6,551 | $2.56M | 1.29% | −42−0.6% | Reduced |
| Harbour Investments, Inc. | 6,548 | $2.56M | 0.08% | +182+2.9% | Added |
| Greenfield Savings Bank | 6,544 | $2.56M | 1.21% | −99−1.5% | Reduced |
| Affinity Investment Advisors, LLC | 6,527 | $2.55M | 1.75% | −36−0.5% | Reduced |
| Vivid Wealth Management, LLC | 6,518 | $2.55M | 1.33% | +86+1.3% | Added |
| Pinnacle Wealth Management, LLC | 6,512 | $2.55M | 3.05% | −799−10.9% | Reduced |
| NBC Securities, Inc. | 6,512 | $2.55M | 0.21% | −282−4.2% | Reduced |
| RFG Advisory, LLC | 6,507 | $2.54M | 0.08% | −147−2.2% | Reduced |
| Avantax Planning Partners, Inc. | 6,502 | $2.54M | 0.09% | −379−5.5% | Reduced |
| Massachusetts Wealth Management | 6,457 | $2.53M | 1.59% | +80+1.3% | Added |
| Fairhaven Wealth Management, LLC | 6,449 | $2.52M | 0.77% | +157+2.5% | Added |
| St Germain D J Co Inc | 6,435 | $2.52M | 0.12% | +250+4.0% | Added |
| Cascade Investment Advisors, Inc. | 6,415 | $2.51M | 1.60% | +5+0.1% | Added |
| ClariVest Asset Management LLC | 7,518 | $2.50M | 0.26% | 00.0% | Unchanged |
| Coastline Trust Co | 6,376 | $2.49M | 0.29% | +271+4.4% | Added |