Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,837
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Perkins Coie Trust Co | 6,361 | $2.49M | 0.55% | +83+1.3% | Added |
| Concord Asset Management, LLC | 6,359 | $2.49M | 0.56% | +795+14.3% | Added |
| Glen Eagle Advisors, LLC | 6,346 | $2.48M | 0.42% | +509+8.7% | Added |
| Thompson Siegel & Walmsley LLC | 6,344 | $2.48M | 0.04% | +60+1.0% | Added |
| TKG Advisors, LLC | 6,304 | $2.47M | 1.22% | +2,767+78.2% | Added |
| River Wealth Advisors LLC | 6,303 | $2.47M | 0.33% | −98−1.5% | Reduced |
| Wilson & Boucher Capital Management, LLC | 6,281 | $2.46M | 1.69% | −31−0.5% | Reduced |
| Insight Wealth Strategies, LLC | 6,249 | $2.44M | 0.32% | +125+2.0% | Added |
| Great Lakes Retirement, Inc. | 6,247 | $2.44M | 0.31% | +690+12.4% | Added |
| Essex Savings Bank | 6,244 | $2.44M | 0.61% | +186+3.1% | Added |
| Ramirez Asset Management, Inc. | 6,238 | $2.44M | 0.47% | 00.0% | Unchanged |
| Haverford Trust Co | 6,210 | $2.43M | 0.02% | +289+4.9% | Added |
| Nemes Rush Group LLC | 6,622 | $2.43M | 0.35% | −17−0.3% | Reduced |
| Syon Capital LLC | 6,202 | $2.43M | 0.21% | +467+8.1% | Added |
| Weatherly Asset Management L. P. | 6,187 | $2.42M | 0.21% | +546+9.7% | Added |
| Bayesian Capital Management, LP | 6,159 | $2.41M | 0.28% | +6,159 | New |
| Forum Financial Management, LP | 6,153 | $2.41M | 0.04% | −57−0.9% | Reduced |
| Oak Asset Management, LLC | 6,145 | $2.40M | 0.85% | −425−6.5% | Reduced |
| WealthPlan Investment Management, LLC | 6,141 | $2.40M | 0.24% | +5,251+590.0% | Added |
| Eads & Heald Wealth Management | 6,133 | $2.40M | 1.14% | +42+0.7% | Added |
| Mattern Wealth Management LLC | 6,129 | $2.40M | 0.53% | −21−0.3% | Reduced |
| AdvisorNet Financial, Inc | 6,118 | $2.39M | 0.18% | +3,755+158.9% | Added |
| Checchi Capital Advisers, LLC | 6,117 | $2.39M | 0.18% | −71−1.1% | Reduced |
| Biltmore Family Office, LLC | 6,115 | $2.39M | 0.41% | +87+1.4% | Added |
| Linden Thomas Advisory Services, LLC | 6,105 | $2.39M | 0.33% | +823+15.6% | Added |
| Bartlett & Co. Wealth Management LLC | 6,092 | $2.38M | 0.03% | −1,314−17.7% | Reduced |
| Stoneridge Investment Partners LLC | 6,043 | $2.36M | 0.88% | −48−0.8% | Reduced |
| Osborne Partners Capital Management, LLC | 6,040 | $2.36M | 0.13% | −12−0.2% | Reduced |
| Sargent Investment Group, LLC | 6,029 | $2.36M | 0.42% | +700+13.1% | Added |
| Weaver Capital Management LLC | 6,012 | $2.35M | 0.71% | −188−3.0% | Reduced |
| Csenge Advisory Group | 5,841 | $2.35M | 0.12% | −46−0.8% | Reduced |
| Crown Oak Advisors, LLC | 6,000 | $2.35M | 1.30% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 5,999 | $2.35M | 0.25% | +39+0.7% | Added |
| Keudell/Morrison Wealth Management | 5,972 | $2.34M | 0.63% | 00.0% | Unchanged |
| Watershed Private Wealth LLC | 5,947 | $2.33M | 0.93% | −99−1.6% | Reduced |
| Clark Capital Management Group, Inc. | 5,943 | $2.32M | 0.02% | +1,218+25.8% | Added |
| Bridgeway Capital Management, LLC | 5,940 | $2.32M | 0.05% | 00.0% | Unchanged |
| Eagle Rock Investment Company, LLC | 5,925 | $2.32M | 0.39% | 00.0% | Unchanged |
| Gen-Wealth Partners Inc | 6,101 | $2.31M | 1.01% | +115+1.9% | Added |
| Fairfield Financial Advisors, LTD | 5,912 | $2.31M | 0.79% | +397+7.2% | Added |
| Ocean Capital Management, LLC | 5,911 | $2.31M | 0.54% | +3,711+168.7% | Added |
| HHM Wealth Advisors, LLC | 5,900 | $2.31M | 0.33% | +335+6.0% | Added |
| Meiji Yasuda Life Insurance Co | 5,893 | $2.30M | 0.04% | −21,242−78.3% | Reduced |
| Bridges Investment Management Inc | 5,881 | $2.30M | 0.03% | +176+3.1% | Added |
| WD Rutherford LLC | 5,852 | $2.29M | 1.12% | +1,661+39.6% | Added |
| First National Bank Sioux Falls | 5,851 | $2.29M | 1.04% | −119−2.0% | Reduced |
| Westwood Holdings Group Inc. | 5,846 | $2.29M | 0.01% | +3+0.1% | Added |
| Bragg Financial Advisors, Inc | 5,833 | $2.28M | 0.09% | −112−1.9% | Reduced |
| Pacific Wealth Strategies Group, Inc. | 5,832 | $2.28M | 1.69% | +123+2.2% | Added |
| Parkside Financial Bank & Trust | 5,828 | $2.28M | 0.32% | +214+3.8% | Added |
| Bahl & Gaynor Inc | 5,807 | $2.27M | 0.01% | +386+7.1% | Added |
| Proequities, Inc. | 5,804 | $2.27M | 0.14% | +735+14.5% | Added |
| Graham Capital Management, L.P. | 5,800 | $2.27M | 0.07% | +5,800 | New |
| CNB Bank | 5,787 | $2.26M | 1.05% | +466+8.8% | Added |
| Shepherd Financial Partners LLC | 5,784 | $2.26M | 0.27% | +162+2.9% | Added |
| Investment House LLC | 5,783 | $2.26M | 0.12% | +160+2.8% | Added |
| Naviter Wealth, LLC | 5,750 | $2.25M | 0.31% | −61−1.0% | Reduced |
| Cottage Street Advisors LLC | 5,742 | $2.25M | 1.22% | −25−0.4% | Reduced |
| ARS Wealth Advisors Group, LLC | 5,732 | $2.24M | 0.28% | +452+8.6% | Added |
| Arbor Trust Wealth Advisors, LLC | 6,721 | $2.24M | 1.18% | 00.0% | Unchanged |
| Aaron Wealth Advisors | 5,721 | $2.24M | 0.27% | +779+15.8% | Added |
| Intellectus Partners, LLC | 5,720 | $2.24M | 0.57% | +166+3.0% | Added |
| RFP Financial Group LLC | 5,714 | $2.24M | 0.73% | +2,834+98.4% | Added |
| LGT Group Foundation | 5,650 | $2.23M | 0.04% | +125+2.3% | Added |
| Beaton Management Co. Inc. | 5,653 | $2.21M | 1.12% | 00.0% | Unchanged |
| Cookson Peirce & Co Inc | 5,603 | $2.19M | 0.10% | +370+7.1% | Added |
| Clearbridge Investments, LLC | 5,596 | $2.19M | 0.00% | −366−6.1% | Reduced |
| Advisors Management Group Inc | 5,592 | $2.19M | 0.52% | −76−1.3% | Reduced |
| Pine Valley Investments Ltd Liability Co | 5,550 | $2.17M | 0.15% | −24−0.4% | Reduced |
| CFM Wealth Partners LLC | 5,540 | $2.17M | 0.38% | +52+0.9% | Added |
| Old Mission Investment Co LLC | 5,521 | $2.16M | 0.66% | +268+5.1% | Added |
| DRW Securities, LLC | 5,501 | $2.15M | 0.12% | −3,458−38.6% | Reduced |
| Connecticut Wealth Management, LLC | 5,500 | $2.15M | 0.10% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 5,494 | $2.15M | 0.16% | −187−3.3% | Reduced |
| WBH Advisory Inc | 5,493 | $2.15M | 0.20% | −229−4.0% | Reduced |
| Cooper Financial Group | 5,490 | $2.15M | 0.28% | +315+6.1% | Added |
| Alaethes Wealth LLC | 5,464 | $2.14M | 0.79% | −53−1.0% | Reduced |
| True North Advisors, LLC | 5,455 | $2.13M | 0.56% | 00.0% | Unchanged |
| Wealthspire Advisors, LLC | 5,451 | $2.13M | 0.02% | +639+13.3% | Added |
| Y.D. More Investments Ltd | 5,429 | $2.12M | 0.22% | −2,015−27.1% | Reduced |
| Greater Midwest Financial Group, LLC | 5,420 | $2.12M | 1.24% | +122+2.3% | Added |
| Aster Capital Management (DIFC) Ltd | 5,397 | $2.11M | 0.46% | +5,397 | New |
| SevenBridge Financial Group, LLC | 5,272 | $2.09M | 0.40% | +308+6.2% | Added |
| Atlas Brown,Inc. | 5,335 | $2.09M | 0.72% | −1,039−16.3% | Reduced |
| Patton Albertson Miller Group, LLC | 5,334 | $2.09M | 0.28% | 00.0% | Unchanged |
| Charles Schwab Trust Co | 5,301 | $2.07M | 0.18% | −595−10.1% | Reduced |
| Cladis Investment Advisory, LLC | 5,300 | $2.07M | 1.44% | −14−0.3% | Reduced |
| RMB Capital Management, LLC | 5,297 | $2.07M | 0.05% | −20.0% | Reduced |
| Legacy Capital Group California, Inc. | 5,293 | $2.07M | 0.69% | −117−2.2% | Reduced |
| LGT Fund Management Co Ltd. | 5,249 | $2.07M | 0.21% | +5,249 | New |
| Guardian Investment Management | 5,287 | $2.07M | 1.79% | 00.0% | Unchanged |
| PFG Investments, LLC | 5,268 | $2.06M | 0.13% | +81+1.6% | Added |
| West Oak Capital, LLC | 5,267 | $2.06M | 0.38% | +40+0.8% | Added |
| Eldridge Investment Advisors, Inc. | 5,263 | $2.06M | 0.48% | +400+8.2% | Added |
| GPS Wealth Strategies Group, LLC | 5,235 | $2.05M | 0.27% | −72−1.4% | Reduced |
| Benedict Financial Advisors Inc | 5,221 | $2.04M | 0.48% | −601−10.3% | Reduced |
| Trust Point Inc. | 5,217 | $2.04M | 0.15% | +81+1.6% | Added |
| AXS Investments LLC | 5,208 | $2.04M | 0.54% | −771−12.9% | Reduced |
| Moody National Bank Trust Division | 5,201 | $2.03M | 0.22% | +412+8.6% | Added |
| Lockheed Martin Investment Management Co | 5,200 | $2.03M | 0.09% | +5,200 | New |