Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,837
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Applied Finance Capital Management, LLC | 5,197 | $2.03M | 0.09% | +420+8.8% | Added |
| Ingalls & Snyder LLC | 5,195 | $2.03M | 0.08% | +350+7.2% | Added |
| Northern Financial Advisors Inc | 5,186 | $2.03M | 1.54% | −12−0.2% | Reduced |
| Cyndeo Wealth Partners, LLC | 5,159 | $2.02M | 0.14% | +321+6.6% | Added |
| Garrison Point Advisors, LLC | 5,150 | $2.01M | 1.25% | −30−0.6% | Reduced |
| Exencial Wealth Advisors, LLC | 5,140 | $2.01M | 0.07% | −84−1.6% | Reduced |
| NewEdge Wealth, LLC | 5,107 | $2.00M | 0.04% | +3,923+331.3% | Added |
| Stratos Wealth Advisors, LLC | 5,103 | $2.00M | 0.09% | +170+3.4% | Added |
| Courier Capital LLC | 5,102 | $2.00M | 0.14% | +55+1.1% | Added |
| GYL Financial Synergies, LLC | 5,078 | $1.99M | 0.15% | +97+1.9% | Added |
| Accurate Wealth Management, LLC | 5,114 | $1.98M | 0.40% | +273+5.6% | Added |
| Cigna Investments Inc | 5,032 | $1.97M | 0.35% | −36−0.7% | Reduced |
| Beacon Investment Advisors LLC | 5,025 | $1.97M | 0.93% | +183+3.8% | Added |
| Garde Capital, Inc. | 5,021 | $1.96M | 0.13% | 00.0% | Unchanged |
| SOL Capital Management CO | 5,017 | $1.96M | 0.22% | 00.0% | Unchanged |
| Wolff Financial Management LLC | 5,014 | $1.96M | 0.53% | +5,014 | New |
| Capital Investment Advisory Services, LLC | 5,008 | $1.96M | 0.19% | +156+3.2% | Added |
| Princeton Capital Management LLC | 5,004 | $1.96M | 0.62% | +31+0.6% | Added |
| Strategic Advisors LLC | 4,994 | $1.95M | 0.36% | −384−7.1% | Reduced |
| Papp L Roy & Associates | 4,982 | $1.95M | 0.24% | −250−4.8% | Reduced |
| Opes Wealth Management LLC | 4,981 | $1.95M | 0.37% | +3+0.1% | Added |
| Investors Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna | 4,976 | $1.95M | 0.75% | −561−10.1% | Reduced |
| Flagship Harbor Advisors, LLC | 4,968 | $1.94M | 0.11% | +667+15.5% | Added |
| Harbor Group, Inc. | 4,956 | $1.94M | 0.45% | 00.0% | Unchanged |
| Institute for Wealth Management, LLC. | 4,950 | $1.94M | 0.24% | +59+1.2% | Added |
| Pinnacle Wealth Management Advisory Group, LLC | 4,946 | $1.93M | 0.18% | +389+8.5% | Added |
| Dumont & Blake Investment Advisors LLC | 4,933 | $1.93M | 0.51% | −4,933−50.0% | Reduced |
| Schechter Investment Advisors, LLC | 4,921 | $1.92M | 0.14% | +135+2.8% | Added |
| DHJJ Financial Advisors, Ltd. | 4,913 | $1.92M | 0.76% | −106−2.1% | Reduced |
| FinTrust Capital Advisors, LLC | 4,907 | $1.92M | 0.33% | +85+1.8% | Added |
| Diligent Investors, LLC | 4,899 | $1.92M | 0.44% | +126+2.6% | Added |
| Pinnacle West Asset Management, Inc. | 4,900 | $1.92M | 1.37% | +50+1.0% | Added |
| Brighton Jones LLC | 4,890 | $1.91M | 0.07% | −1,645−25.2% | Reduced |
| Diamant Asset Management, Inc. | 4,858 | $1.90M | 1.19% | 00.0% | Unchanged |
| High Falls Advisors, Inc | 4,852 | $1.90M | 0.43% | −10−0.2% | Reduced |
| Douglas Lane & Associates, LLC | 4,832 | $1.89M | 0.03% | −35−0.7% | Reduced |
| Waldron Private Wealth LLC | 4,829 | $1.89M | 0.08% | +58+1.2% | Added |
| Advisory Alpha, LLC | 4,827 | $1.89M | 0.07% | +746+18.3% | Added |
| Obermeyer Wood Investment Counsel, LLLP | 4,821 | $1.89M | 0.10% | +74+1.6% | Added |
| Nwam LLC | 4,802 | $1.88M | 0.11% | +421+9.6% | Added |
| Hohimer Wealth Management, LLC | 4,763 | $1.86M | 0.40% | +125+2.7% | Added |
| Allen Wealth Management, LLC | 4,720 | $1.85M | 1.28% | −360−7.1% | Reduced |
| Emprise Bank | 4,713 | $1.84M | 1.06% | −184−3.8% | Reduced |
| Motiv8 Investments LLC | 4,699 | $1.84M | 1.24% | 00.0% | Unchanged |
| Norden Group LLC | 4,698 | $1.84M | 0.22% | +2,950+168.8% | Added |
| Tanglewood Legacy Advisors, LLC | 4,685 | $1.83M | 0.81% | 00.0% | Unchanged |
| Hillsdale Investment Management Inc. | 4,677 | $1.83M | 0.14% | +837+21.8% | Added |
| Donaldson Capital Management, LLC | 4,669 | $1.83M | 0.07% | −80−1.7% | Reduced |
| Chilton Capital Management LLC | 4,644 | $1.82M | 0.08% | −600−11.4% | Reduced |
| Rockland Trust Co | 4,640 | $1.81M | 0.09% | −1,041−18.3% | Reduced |
| Flaharty Asset Management, LLC | 4,637 | $1.81M | 0.26% | 00.0% | Unchanged |
| Farmers Trust Co | 4,636 | $1.81M | 0.34% | −20−0.4% | Reduced |
| Redwood Investment Management, LLC | 4,635 | $1.81M | 0.16% | −330−6.6% | Reduced |
| Woodard & Co Asset Management Group Inc | 4,626 | $1.81M | 0.41% | +142+3.2% | Added |
| Catalyst Financial Partners LLC | 4,623 | $1.81M | 0.35% | +272+6.3% | Added |
| Wealth Group, Ltd. | 4,621 | $1.81M | 1.21% | −626−11.9% | Reduced |
| Roman Butler Fullerton & Co | 4,649 | $1.80M | 0.54% | +7+0.2% | Added |
| Balyasny Asset Management LLC | 4,610 | $1.80M | 0.00% | +3,417+286.4% | Added |
| IPG Investment Advisors LLC | 4,603 | $1.80M | 0.39% | −2,101−31.3% | Reduced |
| Kerusso Capital Management LLC | 4,585 | $1.79M | 1.14% | +276+6.4% | Added |
| Crawford Investment Counsel Inc | 4,575 | $1.79M | 0.03% | −184−3.9% | Reduced |
| Cypress Capital Group | 4,573 | $1.79M | 0.20% | −58−1.3% | Reduced |
| MONECO Advisors, LLC | 4,559 | $1.78M | 0.22% | −11−0.2% | Reduced |
| Mirabaud & Cie SA | 4,553 | $1.78M | 0.52% | −1,605−26.1% | Reduced |
| Betterment LLC | 4,539 | $1.77M | 0.00% | +4,539 | New |
| Univest Financial Corp | 4,535 | $1.77M | 0.12% | +3,530+351.2% | Added |
| Cornerstone Wealth Group, LLC | 4,519 | $1.77M | 0.15% | −49−1.1% | Reduced |
| Wrapmanager Inc | 4,511 | $1.76M | 0.46% | +529+13.3% | Added |
| Signal Advisors Wealth, LLC | 4,511 | $1.76M | 0.25% | +4,511 | New |
| Altshuler Shaham Ltd | 4,511 | $1.76M | 0.11% | −270,500−98.4% | Reduced |
| Westhampton Capital, LLC | 4,510 | $1.76M | 0.90% | 00.0% | Unchanged |
| Boston Family Office LLC | 4,502 | $1.76M | 0.12% | −150−3.2% | Reduced |
| Miracle Mile Advisors, LLC | 4,491 | $1.76M | 0.04% | +59+1.3% | Added |
| Clarius Group, LLC | 4,491 | $1.75M | 0.12% | −104−2.3% | Reduced |
| Norway Savings Bank | 4,477 | $1.75M | 0.95% | +110+2.5% | Added |
| Cornercap Investment Counsel Inc | 4,470 | $1.75M | 0.52% | −2,800−38.5% | Reduced |
| Old West Investment Management, LLC | 4,458 | $1.74M | 0.67% | 00.0% | Unchanged |
| Charter Research & Investment Group, Inc. | 4,450 | $1.74M | 1.28% | 00.0% | Unchanged |
| RS Crum Inc. | 4,430 | $1.73M | 0.41% | 00.0% | Unchanged |
| Avidian Wealth Solutions, LLC | 4,421 | $1.73M | 0.08% | −182−4.0% | Reduced |
| Strategic Investment Advisors | 4,421 | $1.73M | 0.19% | −64−1.4% | Reduced |
| Widmann Financial Services, Inc. | 4,421 | $1.73M | 1.31% | −30−0.7% | Reduced |
| Transamerica Financial Advisors, Inc. | 4,408 | $1.73M | 0.17% | −383−8.0% | Reduced |
| Optimum Investment Advisors | 4,408 | $1.72M | 0.75% | −390−8.1% | Reduced |
| Lindbrook Capital, LLC | 4,404 | $1.72M | 0.15% | −910−17.1% | Reduced |
| Blue Chip Partners, Inc. | 4,393 | $1.72M | 0.15% | −209−4.5% | Reduced |
| Blueshift Asset Management, LLC | 4,392 | $1.72M | 0.43% | −941−17.6% | Reduced |
| CoreCap Advisors, LLC | 4,390 | $1.72M | 0.08% | +4,390 | New |
| Am Investment Strategies LLC | 4,384 | $1.72M | 0.42% | +10.0% | Added |
| Shell Asset Management Co | 4,378 | $1.71M | 0.08% | +4,378 | New |
| Golden State Equity Partners | 4,368 | $1.71M | 0.27% | +859+24.5% | Added |
| Stonehage Fleming Financial Services Holdings Ltd | 4,371 | $1.71M | 0.05% | 00.0% | Unchanged |
| IVC Wealth Advisors LLC | 4,366 | $1.71M | 0.93% | +6+0.1% | Added |
| Kowal Investment Group, LLC | 4,351 | $1.70M | 0.31% | +126+3.0% | Added |
| First Citizens Bank & Trust Co | 4,349 | $1.70M | 0.04% | −11−0.3% | Reduced |
| Total Clarity Wealth Management, Inc. | 4,346 | $1.70M | 0.55% | +119+2.8% | Added |
| Amarillo National Bank | 4,334 | $1.70M | 0.31% | +67+1.6% | Added |
| Larson Financial Group LLC | 4,333 | $1.69M | 0.10% | +888+25.8% | Added |
| Sit Investment Associates Inc | 4,300 | $1.68M | 0.04% | 00.0% | Unchanged |
| Washington Trust Co | 4,300 | $1.68M | 0.06% | −151−3.4% | Reduced |