Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,837
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Guerra Pan Advisors, LLC | 4,291 | $1.68M | 1.34% | +24+0.6% | Added |
| Cobblestone Capital Advisors LLC | 4,286 | $1.68M | 0.09% | +10+0.2% | Added |
| Woodward Diversified Capital, LLC | 4,275 | $1.67M | 1.06% | −44−1.0% | Reduced |
| CRA Financial Services, LLC | 4,268 | $1.67M | 0.31% | 00.0% | Unchanged |
| Beech Hill Advisors, Inc. | 4,250 | $1.66M | 0.63% | 00.0% | Unchanged |
| Westover Capital Advisors, LLC | 4,246 | $1.66M | 0.32% | +775+22.3% | Added |
| BNP Paribas | 4,256 | $1.66M | 0.07% | +16+0.4% | Added |
| Oak Harvest Investment Services | 4,240 | $1.66M | 0.24% | +191+4.7% | Added |
| Wealthspan Partners, LLC | 4,237 | $1.66M | 0.82% | +10.0% | Added |
| Cardiff Park Advisors, LLC | 4,236 | $1.66M | 0.15% | +15+0.4% | Added |
| Wealth Alliance Advisory Group, LLC | 4,231 | $1.65M | 0.35% | +296+7.5% | Added |
| Allen Capital Group, LLC | 4,221 | $1.65M | 0.21% | +59+1.4% | Added |
| Werlinich Asset Management, LLC | 4,217 | $1.65M | 0.96% | 00.0% | Unchanged |
| Edgestream Partners, L.P. | 4,216 | $1.65M | 0.07% | −2,204−34.3% | Reduced |
| First County Bank | 4,215 | $1.65M | 0.81% | −57−1.3% | Reduced |
| Solstein Capital, LLC | 4,214 | $1.65M | 0.87% | 00.0% | Unchanged |
| Lantz Financial LLC | 4,214 | $1.65M | 0.45% | +33+0.8% | Added |
| Livforsakringsbolaget Skandia, Omsesidigt | 4,202 | $1.64M | 0.09% | +3,326+379.7% | Added |
| Burke & Herbert Bank & Trust Co | 4,189 | $1.64M | 0.38% | −160−3.7% | Reduced |
| Aureus Asset Management, LLC | 4,178 | $1.63M | 0.11% | 00.0% | Unchanged |
| Probity Advisors, Inc. | 4,170 | $1.63M | 0.31% | −310−6.9% | Reduced |
| Byrne Asset Management LLC | 4,169 | $1.63M | 1.11% | −50−1.2% | Reduced |
| First Manhattan Co | 4,164 | $1.63M | 0.00% | +5+0.1% | Added |
| Acorn Wealth Advisors, LLC | 4,156 | $1.63M | 0.70% | −119−2.8% | Reduced |
| Southeast Asset Advisors Inc. | 4,152 | $1.62M | 0.18% | +5+0.1% | Added |
| 9258 Wealth Management, LLC | 4,145 | $1.62M | 0.24% | +149+3.7% | Added |
| BBR Partners, LLC | 4,132 | $1.62M | 0.12% | −57−1.4% | Reduced |
| World Equity Group, Inc. | 4,115 | $1.61M | 0.58% | −122−2.9% | Reduced |
| Smithfield Trust Co | 4,112 | $1.61M | 0.08% | −35−0.8% | Reduced |
| Savvy Advisors, Inc. | 4,104 | $1.60M | 0.33% | +2,101+104.9% | Added |
| Journey Advisory Group, LLC | 4,806 | $1.60M | 0.19% | +100+2.1% | Added |
| Hardy Reed LLC | 4,093 | $1.60M | 0.14% | +112+2.8% | Added |
| Fort Sheridan Advisors LLC | 4,086 | $1.60M | 0.24% | −100−2.4% | Reduced |
| Evergreen Capital Management LLC | 4,077 | $1.59M | 0.05% | +154+3.9% | Added |
| Retirement Guys Formula LLC | 4,058 | $1.59M | 0.74% | +128+3.3% | Added |
| Tower Bridge Advisors | 4,055 | $1.59M | 0.16% | −350−7.9% | Reduced |
| Birch Hill Investment Advisors LLC | 4,044 | $1.58M | 0.07% | 00.0% | Unchanged |
| Spreng Capital Management, Inc. | 4,041 | $1.58M | 0.74% | −1,640−28.9% | Reduced |
| Confluence Wealth Services, Inc. | 4,039 | $1.58M | 0.12% | +206+5.4% | Added |
| Aigen Investment Management, LP | 4,037 | $1.58M | 0.31% | +4,037 | New |
| ZWJ Investment Counsel Inc | 4,027 | $1.58M | 0.06% | −10.0% | Reduced |
| Pensionmark Financial Group, LLC | 4,012 | $1.57M | 0.05% | +843+26.6% | Added |
| Viking Fund Management LLC | 4,000 | $1.56M | 0.25% | 00.0% | Unchanged |
| Delta Investment Management, LLC | 3,998 | $1.56M | 0.32% | −150−3.6% | Reduced |
| Agf Management Ltd | 3,995 | $1.56M | 0.01% | +3,995 | New |
| XML Financial, LLC | 3,994 | $1.56M | 0.14% | −741−15.6% | Reduced |
| K.J. Harrison & Partners Inc | 4,000 | $1.56M | 0.24% | −21−0.5% | Reduced |
| Cynosure Management, LLC | 3,990 | $1.56M | 0.23% | −6,109−60.5% | Reduced |
| Security National Bank | 3,983 | $1.56M | 0.21% | 00.0% | Unchanged |
| Hilltop Holdings Inc. | 3,982 | $1.56M | 0.10% | +1,113+38.8% | Added |
| Xcel Wealth Management, LLC | 3,969 | $1.55M | 0.45% | −529−11.8% | Reduced |
| Mayflower Financial Advisors, LLC | 3,964 | $1.55M | 0.23% | +14+0.4% | Added |
| Pitcairn Co | 3,961 | $1.55M | 0.09% | +96+2.5% | Added |
| Elevate Wealth Advisory, Inc | 3,949 | $1.54M | 1.15% | −10.0% | Reduced |
| Vienna Powszechne Towarzystwo Emerytalne S.A. Vienna Insurance Group | 3,937 | $1.54M | 0.66% | +326+9.0% | Added |
| City State Bank | 3,936 | $1.54M | 0.56% | −13−0.3% | Reduced |
| Counterweight Ventures, LLC | 3,932 | $1.54M | 1.09% | −1,065−21.3% | Reduced |
| Granite Investment Partners, LLC | 3,929 | $1.54M | 0.07% | +53+1.4% | Added |
| Mainstay Capital Management LLC | 3,927 | $1.54M | 0.26% | +650+19.8% | Added |
| Eqis Capital Management, Inc. | 3,911 | $1.53M | 0.12% | −302−7.2% | Reduced |
| Bank & Trust Co | 3,905 | $1.53M | 1.24% | 00.0% | Unchanged |
| Souders Financial Advisors | 3,905 | $1.53M | 0.21% | +248+6.8% | Added |
| Cornerstone Wealth Management, LLC | 3,903 | $1.53M | 0.11% | +126+3.3% | Added |
| High Net Worth Advisory Group LLC | 3,902 | $1.53M | 0.43% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 3,897 | $1.52M | 0.08% | +617+18.8% | Added |
| David Loasby | 3,892 | $1.52M | 0.14% | −9−0.2% | Reduced |
| Newbridge Financial Services Group, Inc. | 3,863 | $1.51M | 0.53% | +533+16.0% | Added |
| Smartleaf Asset Management LLC | 3,859 | $1.51M | 0.18% | +1,089+39.3% | Added |
| Everhart Financial Group, Inc. | 3,856 | $1.51M | 0.33% | +450+13.2% | Added |
| Loomis Sayles & Co L P | 3,854 | $1.51M | 0.00% | +2,105+120.4% | Added |
| First Trust Investment Solutions L.P. | 3,852 | $1.51M | 0.17% | −1,297−25.2% | Reduced |
| Cim Investment Mangement Inc | 3,848 | $1.51M | 0.44% | −98−2.5% | Reduced |
| Berger Financial Group, Inc | 3,848 | $1.50M | 0.11% | −59−1.5% | Reduced |
| EverSource Wealth Advisors, LLC | 3,836 | $1.50M | 0.09% | −131−3.3% | Reduced |
| Patten & Patten Inc | 3,824 | $1.50M | 0.10% | −44−1.1% | Reduced |
| LRI Investments, LLC | 3,851 | $1.49M | 0.14% | +1,986+106.5% | Added |
| Portside Wealth Group, LLC | 3,811 | $1.49M | 0.25% | −826−17.8% | Reduced |
| Gateway Wealth Partners, LLC | 3,806 | $1.49M | 0.41% | +138+3.8% | Added |
| Everett Harris & Co | 3,805 | $1.49M | 0.02% | 00.0% | Unchanged |
| HCR Wealth Advisors | 3,793 | $1.48M | 0.19% | +314+9.0% | Added |
| Journey Strategic Wealth LLC | 3,782 | $1.48M | 0.05% | +733+24.0% | Added |
| Creegan & Nassoura Financial Group, LLC | 3,780 | $1.48M | 0.93% | −125−3.2% | Reduced |
| 180 Wealth Advisors, LLC | 3,773 | $1.48M | 0.23% | −94−2.4% | Reduced |
| Northwest Quadrant Wealth Management, LLC | 3,763 | $1.47M | 0.34% | +12+0.3% | Added |
| First Citizens Financial Corp | 3,759 | $1.47M | 0.78% | −31−0.8% | Reduced |
| Patrick M Sweeney & Associates, Inc | 3,759 | $1.47M | 1.08% | +46+1.2% | Added |
| Bullock Wealth Management Group | 3,744 | $1.47M | 0.89% | +121+3.3% | Added |
| Silverlake Wealth Management LLC | 3,739 | $1.46M | 0.56% | −389−9.4% | Reduced |
| Evernest Financial Advisors, LLC | 3,729 | $1.46M | 0.39% | −106−2.8% | Reduced |
| SNS Financial Group, LLC | 3,726 | $1.46M | 0.15% | −296−7.4% | Reduced |
| C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors | 3,718 | $1.45M | 0.12% | −186−4.8% | Reduced |
| Trustmark National Bank Trust Department | 3,698 | $1.45M | 0.11% | −1,194−24.4% | Reduced |
| Burford Brothers, Inc. | 3,695 | $1.45M | 0.75% | +357+10.7% | Added |
| Rehmann Capital Advisory Group | 3,691 | $1.44M | 0.09% | +15+0.4% | Added |
| Missouri Trust & Investment Co | 3,689 | $1.44M | 0.50% | −5−0.1% | Reduced |
| Northwest & Ethical Investments L.P. | 3,678 | $1.44M | 0.04% | +1,458+65.7% | Added |
| Marble Harbor Investment Counsel, LLC | 3,672 | $1.44M | 0.16% | −10−0.3% | Reduced |
| Grantham, Mayo, Van Otterloo & Co. LLC | 3,672 | $1.44M | 0.00% | +3,672 | New |
| Sunbelt Securities, Inc. | 3,666 | $1.43M | 0.14% | −213−5.5% | Reduced |
| Quad-Cities Investment Group, LLC | 3,663 | $1.43M | 0.72% | −297−7.5% | Reduced |