Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2024
Institutional positions in Caterpillar Inc as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,837
- +155 vs. Q2 2024
- Shares held
- 344.1M
- +36.8M (+12.0%) vs. Q2 2024
- Total value
- $133.6B
- +$31.4B (+30.7%) vs. Q2 2024
- New holders
- 246
- 1,057 more added
- Sold out
- 91
- 1,045 more reduced
30 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Fort Pitt Capital Group, LLC | 3,661 | $1.43M | 0.04% | +85+2.4% | Added |
| McGlone Suttner Wealth Management, Inc. | 3,646 | $1.43M | 0.30% | +464+14.6% | Added |
| Circle Wealth Management, LLC | 3,641 | $1.42M | 0.03% | 00.0% | Unchanged |
| Rodgers Brothers Inc. | 3,640 | $1.42M | 0.18% | 00.0% | Unchanged |
| PFC Capital Group, Inc. | 3,635 | $1.42M | 0.68% | 00.0% | Unchanged |
| Live Oak Private Wealth LLC | 3,631 | $1.42M | 0.23% | −450−11.0% | Reduced |
| Promethium Advisors,llc | 3,631 | $1.42M | 1.00% | +3,631 | New |
| Camden Capital, LLC | 3,626 | $1.42M | 0.15% | −108−2.9% | Reduced |
| Zega Financial, LLC | 3,625 | $1.42M | 0.47% | +121+3.5% | Added |
| Davis R M Inc | 3,601 | $1.41M | 0.03% | +482+15.5% | Added |
| Catalyst Funds Management Pty Ltd | 3,600 | $1.41M | 0.31% | −2,500−41.0% | Reduced |
| Founders Financial Securities LLC | 3,596 | $1.41M | 0.13% | −1,182−24.7% | Reduced |
| AA Financial Advisors, LLC | 3,596 | $1.41M | 0.41% | +151+4.4% | Added |
| Thomasville National Bank | 3,590 | $1.40M | 0.10% | −8−0.2% | Reduced |
| J. W. Coons Advisors, LLC | 3,580 | $1.40M | 0.35% | 00.0% | Unchanged |
| Fundamentun, LLC | 3,575 | $1.40M | 0.10% | +93+2.7% | Added |
| Gilbert & Cook, Inc. | 3,572 | $1.40M | 0.19% | +2+0.1% | Added |
| Worldquant Millennium Advisors LLC | 3,572 | $1.40M | 0.01% | −6,562−64.8% | Reduced |
| Quintet Private Bank (Europe) S.A. | 3,552 | $1.39M | 0.08% | −15−0.4% | Reduced |
| KG&L Capital Management,LLC | 3,585 | $1.39M | 0.45% | +335+10.3% | Added |
| Perfromance Wealth Partners, LLC | 3,547 | $1.39M | 0.05% | +122+3.6% | Added |
| Strategic Blueprint, LLC | 3,545 | $1.39M | 0.09% | −497−12.3% | Reduced |
| Boston Research & Management Inc | 3,542 | $1.39M | 0.32% | 00.0% | Unchanged |
| Steigerwald, Gordon & Koch Inc. | 3,528 | $1.38M | 0.15% | 00.0% | Unchanged |
| SS&H Financial Advisors, Inc. | 3,525 | $1.38M | 0.50% | 00.0% | Unchanged |
| Pathway Financial Advisors LLC | 3,523 | $1.38M | 0.35% | 00.0% | Unchanged |
| Texas Yale Capital Corp. | 3,519 | $1.38M | 0.06% | +516+17.2% | Added |
| Wealth Architects, LLC | 3,511 | $1.37M | 0.16% | −8−0.2% | Reduced |
| Monticello Wealth Management, LLC | 3,509 | $1.37M | 0.12% | +10.0% | Added |
| Milestone Asset Management, LLC | 3,504 | $1.37M | 0.31% | +143+4.3% | Added |
| Sequent Asset Management, LLC | 3,498 | $1.37M | 0.68% | −244−6.5% | Reduced |
| FNY Investment Advisers, LLC | 3,500 | $1.37M | 0.66% | +3,500 | New |
| Raleigh Capital Management Inc. | 3,490 | $1.37M | 0.53% | −138−3.8% | Reduced |
| Donoghue Forlines LLC | 3,481 | $1.36M | 0.39% | +1,659+91.1% | Added |
| Advisor OS, LLC | 3,468 | $1.36M | 0.14% | +107+3.2% | Added |
| Vanguard Capital Wealth Advisors | 3,466 | $1.36M | 1.43% | +28+0.8% | Added |
| Savoie Capital LLC | 3,465 | $1.36M | 0.17% | 00.0% | Unchanged |
| E Fund Management Co., Ltd. | 3,456 | $1.35M | 0.07% | +365+11.8% | Added |
| Pinnacle Wealth Planning Services, Inc. | 3,440 | $1.35M | 0.18% | −258−7.0% | Reduced |
| Investment Partners, Ltd. | 3,422 | $1.34M | 0.56% | −21−0.6% | Reduced |
| Allegheny Financial Group LTD | 3,414 | $1.34M | 0.33% | −3−0.1% | Reduced |
| Advanced Portfolio Management, LLC | 3,411 | $1.33M | 1.37% | −2,956−46.4% | Reduced |
| Lantern Wealth Advisors, LLC | 3,409 | $1.33M | 0.92% | −297−8.0% | Reduced |
| Fairview Capital Investment Management, LLC | 3,398 | $1.33M | 0.07% | −30−0.9% | Reduced |
| Montis Financial, LLC | 3,397 | $1.33M | 0.47% | −60−1.7% | Reduced |
| BTG Pactual Asset Management US LLC | 3,395 | $1.33M | 0.19% | +189+5.9% | Added |
| Wealth Management Partners, LLC | 3,389 | $1.33M | 0.61% | −225−6.2% | Reduced |
| DMG Group, LLC | 3,376 | $1.32M | 1.07% | −15−0.4% | Reduced |
| Keynote Financial Services LLC | 3,372 | $1.32M | 1.01% | 00.0% | Unchanged |
| Telos Capital Management, Inc. | 3,371 | $1.32M | 0.14% | −25−0.7% | Reduced |
| Transcend Wealth Collective, LLC | 3,369 | $1.32M | 0.09% | +112+3.4% | Added |
| Alexander Labrunerie & Co., Inc. | 3,365 | $1.32M | 0.60% | −15−0.4% | Reduced |
| Balentine LLC | 3,359 | $1.31M | 0.05% | +2,673+389.7% | Added |
| Bath Savings Trust Co | 3,349 | $1.31M | 0.13% | +365+12.2% | Added |
| TCG Advisory Services, LLC | 3,345 | $1.31M | 0.06% | −280−7.7% | Reduced |
| CIC Wealth, LLC | 3,340 | $1.31M | 0.34% | +3+0.1% | Added |
| Atwood & Palmer Inc | 3,340 | $1.31M | 0.09% | 00.0% | Unchanged |
| First Heartland Consultants, Inc. | 3,339 | $1.31M | 0.14% | −2−0.1% | Reduced |
| Amussen Hunsaker Associates LLC | 3,338 | $1.31M | 0.20% | −1,000−23.1% | Reduced |
| Lakewood Asset Management LLC | 3,335 | $1.30M | 0.89% | +4+0.1% | Added |
| Security Financial Services, INC. | 3,334 | $1.30M | 0.27% | +23+0.7% | Added |
| CORDA Investment Management, LLC. | 3,313 | $1.30M | 0.10% | −68−2.0% | Reduced |
| Tiemann Investment Advisors, LLC | 3,312 | $1.30M | 0.56% | −135−3.9% | Reduced |
| Manchester Capital Management LLC | 3,305 | $1.29M | 0.15% | +113+3.5% | Added |
| Paradigm Asset Management Co LLC | 3,300 | $1.29M | 0.34% | 00.0% | Unchanged |
| Nicolet Bankshares Inc | 3,284 | $1.28M | 0.31% | 00.0% | Unchanged |
| Hall Laurie J Trustee | 3,280 | $1.28M | 0.41% | +2,000+156.3% | Added |
| Corundum Group, Inc. | 3,278 | $1.28M | 0.58% | −2,371−42.0% | Reduced |
| Valmark Advisers, Inc. | 3,272 | $1.28M | 0.02% | +221+7.2% | Added |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 3,259 | $1.27M | 0.19% | −61−1.8% | Reduced |
| Rooted Wealth Advisors, Inc. | 3,193 | $1.27M | 0.57% | +191+6.4% | Added |
| RiverFront Investment Group, LLC | 3,241 | $1.27M | 0.03% | +960+42.1% | Added |
| JFS Wealth Advisors, LLC | 3,241 | $1.27M | 0.08% | +10+0.3% | Added |
| Colonial Trust Co | 3,236 | $1.27M | 0.20% | +48+1.5% | Added |
| Montecito Bank & Trust | 3,235 | $1.27M | 0.22% | 00.0% | Unchanged |
| LexAurum Advisors, LLC | 3,235 | $1.27M | 0.28% | −78−2.4% | Reduced |
| King Wealth | 3,232 | $1.26M | 0.20% | +14+0.4% | Added |
| Traphagen Investment Advisors LLC | 3,230 | $1.26M | 0.13% | −36−1.1% | Reduced |
| Auxier Asset Management | 3,230 | $1.26M | 0.19% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 3,228 | $1.26M | 0.30% | +58+1.8% | Added |
| Edge Capital Group, LLC | 3,224 | $1.26M | 0.06% | −49−1.5% | Reduced |
| Planning Capital Management Corp | 3,218 | $1.26M | 0.83% | +1,801+127.1% | Added |
| Avestar Capital, LLC | 3,214 | $1.26M | 0.14% | +225+7.5% | Added |
| Intrua Financial, LLC | 3,211 | $1.26M | 0.20% | −441−12.1% | Reduced |
| Prosperity Consulting Group, LLC | 3,210 | $1.26M | 0.10% | −2,870−47.2% | Reduced |
| Edmond de Rothschild Holding S.A. | 3,200 | $1.25M | 0.02% | −3,086−49.1% | Reduced |
| Howard Capital Management Inc. | 3,199 | $1.25M | 0.02% | +3,199 | New |
| Provenance Wealth Advisors, LLC | 3,196 | $1.25M | 0.16% | +53+1.7% | Added |
| Grimes & Company, Inc. | 3,190 | $1.25M | 0.03% | +16+0.5% | Added |
| Saxon Interests, Inc. | 3,186 | $1.25M | 0.57% | +66+2.1% | Added |
| Hazlett, Burt & Watson, Inc. | 3,160 | $1.24M | 0.57% | +105+3.4% | Added |
| Taurus Asset Management, LLC | 3,158 | $1.24M | 0.12% | 00.0% | Unchanged |
| Monograph Wealth Advisors, LLC | 3,157 | $1.23M | 0.16% | 00.0% | Unchanged |
| SignalPoint Asset Management, LLC | 3,157 | $1.23M | 0.29% | −12−0.4% | Reduced |
| Magnus Financial Group LLC | 3,156 | $1.23M | 0.13% | +76+2.5% | Added |
| Astoria Portfolio Advisors LLC. | 3,066 | $1.23M | 0.42% | +309+11.2% | Added |
| Argus Investors' Counsel, Inc. | 3,145 | $1.23M | 0.80% | −600−16.0% | Reduced |
| KLCM Advisors, Inc. | 3,144 | $1.23M | 0.15% | +200+6.8% | Added |
| Regal Investment Advisors LLC | 3,141 | $1.23M | 0.09% | −435−12.2% | Reduced |
| Menard Financial Group LLC | 3,134 | $1.23M | 0.81% | +22+0.7% | Added |