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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

Q2 2021 vs. Q1 2021

How the institutions holding Caterpillar Inc changed between Q1 2021 and Q2 2021.

All holders in Q2 2021All holders in Q1 2021

13F holders of CAT: Q1 2021 compared with Q2 2021
MeasureQ1 2021Of which not filed for Q2 2021Q2 2021Change
Holders2,015212,028+34
Shares379.9M3.45M377.2M+779.8K (+0.2%)
Value$88.0B$799.7M$82.0B−$5.14B (−5.9%)

21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so the changes leave them out.

New holders (146)

Institutions that held Caterpillar Inc at the end of Q2 2021 but not at the end of Q1 2021.

Showing the largest 100 of 146 by value.

Institutions new to CAT in Q2 2021
InstitutionSharesValue% of portfolio
Amundi2,587,038$563.0M0.39%
Renaissance Technologies LLC1,042,778$226.9M0.28%
Mn Services Vermogensbeheer B.V.399,928$73.4M0.57%
Two Sigma Advisers, LP206,200$44.9M0.12%
Qube Research & Technologies Ltd140,052$30.5M0.38%
Group One Trading, L.P.100,483$21.9M0.42%
Bridgewater Associates, LP86,402$18.8M0.12%
Capital Fund Management S.A.66,869$14.6M0.39%
Quadrature Capital Ltd62,500$13.6M0.52%
MUFG Securities EMEA plc40,000$8.71M0.09%
Quantbot Technologies LP37,891$8.25M0.65%
Teza Capital Management LLC32,535$7.08M1.15%
Scopus Asset Management, L.P.28,315$6.16M0.11%
McRae Capital Management Inc28,020$6.10M1.40%
Simplex Trading, LLC26,735$5.82M0.21%
Arrowstreet Capital, Limited Partnership25,500$5.55M0.01%
Vantis Investment Advisers L.P.25,300$5.51M6.92%
Laurion Capital Management LP25,035$5.45M0.09%
Caption Management, LLC22,950$4.99M0.45%
Jefferies Group LLC22,090$4.81M0.08%
Boit C F David21,100$4.59M3.50%
Pearl River Capital, LLC20,903$4.55M1.25%
Arosa Capital Management LP20,000$4.35M1.55%
Cutler Group LP19,503$4.24M0.31%
Gateway Advisory, LLC18,211$3.96M0.84%
Hudson Bay Capital Management LP18,000$3.92M0.05%
BBVA USA16,854$3.67M0.20%
Samlyn Capital, LLC15,082$3.28M0.05%
Prelude Capital Management, LLC14,809$3.22M0.18%
Sciencast Management LP14,373$3.13M0.66%
Myriad Asset Management Ltd.13,125$2.86M0.22%
Shay Capital LLC12,300$2.68M0.63%
Cornercap Investment Counsel Inc12,015$2.62M0.29%
Point72 Hong Kong Ltd11,340$2.47M0.17%
Black Swift Group, LLC11,000$2.39M1.16%
Aureus Asset Management, LLC10,898$2.37M0.15%
Seven Eight Capital, LP10,893$2.37M0.33%
Verition Fund Management LLC10,220$2.22M0.03%
Fluent Financial, LLC10,134$2.21M0.95%
Capula Management Ltd10,069$2.18M0.40%
Lee Capital Holdings LLC10,000$2.18M1.10%
Maverick Capital LtdSuperinvestorMaverick Capital9,730$2.12M0.02%
Aigen Investment Management, LP8,408$1.83M0.32%
Voloridge Investment Management, LLC7,721$1.68M0.01%
Enlightenment Research, LLC7,700$1.68M2.13%
Regal Investment Advisors LLC7,598$1.65M0.17%
Pinnacle Wealth Advisors7,582$1.65M0.07%
Stoneridge Investment Partners LLC7,175$1.56M0.76%
Oak Asset Management, LLC7,082$1.54M0.65%
Heartland Bank & Trust Co7,067$1.54M1.42%
Fulcrum Equity Management6,530$1.42M0.53%
Mizuho Markets Cayman LP6,337$1.38M0.25%
Engineers Gate Manager LP6,240$1.36M0.09%
New World Advisors LLC5,956$1.30M0.87%
Ibex Wealth Advisors5,550$1.21M0.24%
Claybrook Capital, LLC5,282$1.15M0.37%
Core Wealth Advisors, Inc.5,028$1.09M0.73%
Precept Management LLC5,000$1.09M1.11%
Glaxis Capital Management, LLC5,000$1.09M1.37%
Capital CS Group, LLC4,705$1.02M0.84%
Delos Wealth Advisors, LLC4,575$996.0K1.25%
Campbell Capital Management Inc4,080$888.0K0.40%
Payden & Rygel3,900$849.0K0.04%
Fullerton Fund Management Co Ltd.3,835$835.0K0.06%
Maven Securities LTD3,823$832.0K0.09%
Centiva Capital, LP3,153$686.0K0.05%
Willow Creek Wealth Management Inc.3,142$684.0K0.16%
Deseret Mutual Benefit Administrators3,096$674.0K0.16%
NN Investment Partners Holdings N.V.3,000$653.0K0.00%
Harvest Investment Services, LLC2,882$627.0K0.26%
Derbend Asset Management2,783$606.0K0.56%
Advisor Resource Council2,734$595.0K0.06%
Occudo Quantitative Strategies LP2,585$563.0K0.09%
Stevens Capital Management LP2,416$526.0K0.15%
Castleview Partners, LLC2,360$514.0K0.23%
Platform Technology Partners2,222$484.0K0.20%
Machina Capital S.A.S.2,200$479.0K0.81%
Davidson Trust Co2,173$473.0K0.37%
Accurate Wealth Management, LLC2,149$468.0K0.41%
Financial Consulate Inc.2,002$436.0K0.16%
Dynamic Technology Lab Private Ltd1,974$430.0K0.04%
West Family Investments, Inc.1,787$389.0K0.11%
Engine No. 1 LLC1,743$379.0K0.10%
Soltis Investment Advisors LLC1,719$374.0K0.06%
Waddell & Associates, LLC1,707$372.0K0.06%
SevenOneSeven Capital Management1,691$368.0K0.96%
PNC Managed Account Solutions, Inc.1,631$355.0K0.07%
Meristem Family Wealth, LLC1,621$353.0K0.06%
Lafayette Investments, Inc.1,600$348.0K0.09%
Wealth Quarterback LLC1,590$347.0K0.21%
AIA Group Ltd1,598$325.0K0.02%
Baker Boyer National Bank1,801$322.0K0.16%
Summit Financial, LLC1,472$320.4K0.03%
PRW Wealth Management LLC1,456$317.0K0.09%
Mason Investment Advisory Services, Inc.1,450$315.6K0.03%
Strategic Advisors LLC1,323$288.0K0.07%
Kowal Investment Group, LLC1,284$279.0K0.10%
Cliftonlarsonallen Wealth Advisors, LLC1,260$274.0K0.01%
Allegiant Private Advisors, LLC1,231$268.0K0.04%
Marino, Stram & Associates LLC1,229$267.0K0.07%

Sold out (112)

Institutions that held Caterpillar Inc at the end of Q1 2021 and filed for Q2 2021 without it.

Showing the largest 100 of 112 by value.

Institutions that sold out of CAT in Q2 2021
InstitutionShares, Q1 2021Value, Q1 2021
Tredje AP-fonden128,030$29.7M
Falcon Edge Capital, LP113,847$26.4M
Parallax Volatility Advisers, L.P.92,478$21.4M
Caisse de Depot Et Placement du Quebec83,732$19.4M
Moore Capital Management, LP56,907$13.2M
Thames Capital Management LLC46,377$10.8M
Wealthstreet Investment Advisors, LLC38,645$8.96M
North Fourth Asset Management, LP37,800$8.77M
River & Mercantile Asset Management LLP33,548$7.79M
Edge Wealth Management LLC31,204$7.24M
Axel Capital Management, LLC30,000$6.96M
Barometer Capital Management Inc.27,600$6.37M
Weiss Multi-Strategy Advisers LLC26,882$6.23M
Albar Capital Ltd23,465$5.44M
Signet Financial Management, LLC22,846$5.30M
Robbins Farley LLC17,474$4.24M
Duality Advisers, LP16,580$3.84M
Sowell Financial Services LLC15,349$3.64M
Winton Group Ltd12,985$3.01M
Voya Financial Advisors, Inc.12,519$2.92M
Quantitative Systematic Strategies LLC11,563$2.68M
Deane Retirement Strategies, Inc.11,363$2.64M
Stolper Co9,908$2.30M
F/M Investments LLC9,647$2.24M
TrinityPoint Wealth, LLC8,913$2.07M
Phoenix Holdings Ltd.7,792$1.81M
Meitav Dash Investments Ltd7,058$1.64M
M Holdings Securities, Inc.7,060$1.64M
Cypress Capital Management LLC (WY)5,735$1.33M
L2 Asset Management, LLC5,492$1.27M
Longfellow Investment Management Co LLC5,185$1.20M
Walleye Capital LLC4,569$1.06M
ETF Managers Group, LLC4,252$991.0K
Regency Capital Management Inc.4,165$966.0K
Qtron Investments LLC4,148$962.0K
Arvest Bank Trust Division3,683$854.0K
Principal Street Partners, LLC3,575$829.0K
Caas Capital Management LP3,400$788.0K
IPG Investment Advisors LLC3,225$747.8K
Capital Bank & Trust Co3,085$715.0K
Optas, LLC3,007$697.0K
AGF Investments LLC2,832$657.0K
Telemus Capital, LLC2,695$630.0K
B. Riley Wealth Management, Inc.2,679$621.0K
Artisan Partners Limited Partnership2,594$602.0K
A.R.T. Advisors, LLC2,547$591.0K
Aperture Investors, LLC2,455$569.0K
Colony Family Offices, LLC2,400$556.0K
Tennessee Valley Asset Management Partners2,305$535.0K
Bluefin Capital Management, LLC2,087$484.0K
Grantham, Mayo, Van Otterloo & Co. LLC2,005$465.0K
Farmers National Bank1,953$452.8K
Hunter Associates Investment Management LLC1,904$441.0K
Winning Points Advisors, LLC1,830$424.0K
Wealth Advisory Solutions, LLC1,830$424.0K
Shoker Investment Counsel, Inc.1,762$408.0K
MainStreet Investment Advisors LLC1,734$402.0K
Ferris Capital, LLC1,683$390.0K
Capital Advantage, Inc.1,563$362.0K
WealthBridge Capital Management, LLC1,545$358.0K
Independent Solutions Wealth Management, LLC1,514$351.1K
Weld Capital Management LLC1,464$339.0K
First National Corp1,372$318.0K
BSW Wealth Partners1,292$300.0K
David J Yvars Group1,295$300.0K
Fox Run Management, L.L.C.1,284$298.0K
Community Trust & Investment Co1,273$295.0K
Fred Alger Management, LLC1,267$294.0K
Innovative Portfolios LLC1,268$294.0K
South Shore Capital Advisors1,221$283.0K
Princeton Portfolio Strategies Group LLC1,180$274.0K
swisspartners Ltd.1,113$259.0K
Benedetti & Gucer, Inc.1,071$248.0K
Wealthquest Corp1,065$246.0K
Manchester Financial Inc941$218.0K
Fulcrum Capital LLC927$215.0K
Marks Group Wealth Management, Inc945$215.0K
SMH Capital Advisors Inc921$214.0K
Roberts Glore & Co Inc914$212.0K
Pettee Investors, Inc.908$211.0K
First United Bank Trust905$210.0K
Cullen Capital Management LLC900$209.0K
Hourglass Capital, LLC902$209.0K
Wills Financial Group, Inc.901$209.0K
McGinn Investment Management, Inc.900$209.0K
Cascadia Advisory Services, LLC897$208.0K
Kornitzer Capital Management Inc890$206.0K
Keystone Financial Group882$205.0K
D.B. Root & Company, LLC877$203.0K
Adams Wealth Management876$203.0K
Private Portfolio Partners LLC875$202.9K
Raub Brock Capital Management LP869$201.0K
Oxford Financial Group Ltd864$200.0K
Pettinga Financial Advisors, LLC864$200.0K
Certified Advisory Corp839$194.0K
Human Investing LLC821$190.0K
Syntal Capital Partners, LLC654$151.0K
Mascoma Wealth Management LLC505$117.0K
Allred Capital Management, LLC484$112.2K
Lederer & Associates Investment Counsel360$83.5K

Not filed for Q2 2021 yet (21)

Institutions that held Caterpillar Inc at the end of Q1 2021 and haven't filed a 13F for Q2 2021. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding CAT in Q1 2021 that haven't filed for Q2 2021
InstitutionShares, Q1 2021Value, Q1 2021
Amundi Asset Management US, Inc.3,184,826$738.5M
Waddell & Reed Financial Inc77,039$17.9M
Pillar Pacific Capital Management LLC62,466$14.5M
Bokf, NA50,043$11.6M
TCF National Bank21,721$5.04M
BBVA USA Bancshares, Inc.16,830$3.90M
Wolff Financial Management LLC5,413$1.25M
Money Concepts Capital Corp4,440$1.03M
Rikoon Group, LLC3,644$845.0K
Diamant Asset Management, Inc.3,480$807.0K
Sullivan, Bruyette, Speros & Blaney, LLC3,342$775.0K
Pathway Financial Advisors LLC3,263$767.0K
626 Financial, LLC3,124$696.0K
Camden National Bank1,725$400.0K
WealthStone, Inc.1,445$335.0K
Cordatus Wealth Management LLC1,435$333.0K
Integer Wealth Advisors Group LLC1,288$297.0K
Tompkins Financial Corp1,165$271.0K
MBL Wealth, LLC1,115$258.0K
E Fund Management Co., Ltd.958$222.0K
CSat Investment Advisory, L.P.30$7.00K