Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| McCarthy Asset Management, Inc. | 1 | $0 | 0.00% | +1 | New |
| Kelly Financial Services LLC | 11,534 | $53 | 0.00% | +11,481+21,662.3% | Added |
| Transamerica Financial Advisors, Inc. | 3 | $1.00K | 0.02% | +3 | New |
| Arcadia Investment Advisors LLC | 5 | $1.09K | 0.00% | +5 | New |
| Perkins Coie Trust Co | 10 | $2.00K | 0.00% | 00.0% | Unchanged |
| First National Bank of South Miami | 8 | $2.00K | 0.00% | 00.0% | Unchanged |
| Investment Research & Advisory Group, Inc. | 10 | $2.00K | 0.00% | 00.0% | Unchanged |
| HWG Holdings LP | 12 | $3.00K | 0.00% | −6,004−99.8% | Reduced |
| ClariVest Asset Management LLC | 13 | $3.00K | 0.00% | −1−7.1% | Reduced |
| Rockbridge Investment Management, LCC | 13 | $3.00K | 0.00% | −1−7.1% | Reduced |
| 1832 Asset Management L.P. | 20 | $4.00K | 0.00% | −1,062,880−100.0% | Reduced |
| Lloyd Advisory Services, LLC. | 20 | $4.00K | 0.00% | −2−9.1% | Reduced |
| TFC Financial Management | 24 | $5.00K | 0.00% | 00.0% | Unchanged |
| Better Money Decisions, LLC | 21 | $5.00K | 0.00% | 00.0% | Unchanged |
| Ironwood Financial, llc | 33 | $7.00K | 0.00% | 00.0% | Unchanged |
| Altshuler Shaham Ltd | 30 | $7.00K | 0.00% | −1−3.2% | Reduced |
| Macroview Investment Management LLC | 30 | $7.00K | 0.01% | 00.0% | Unchanged |
| Hoover Financial Advisors, Inc. | 30 | $7.00K | 0.00% | 00.0% | Unchanged |
| Veritas Investment Partners (UK) Ltd. | 40 | $9.00K | 0.00% | 00.0% | Unchanged |
| TD Capital Management LLC | 40 | $9.00K | 0.00% | +25+166.7% | Added |
| Lenox Wealth Advisors, LLC | 52 | $11.0K | 0.00% | +1+2.0% | Added |
| Kessler Investment Group, LLC | 50 | $11.0K | 0.01% | +43+614.3% | Added |
| Clearview Wealth Advisors LLC | 50 | $11.0K | 0.01% | +50 | New |
| Motco | 57 | $12.0K | 0.00% | −77−57.5% | Reduced |
| Corbenic Partners LLC | 57 | $12.0K | 0.00% | +55+2,750.0% | Added |
| Raffa Wealth Management, LLC | 59 | $12.8K | 0.00% | 00.0% | Unchanged |
| Perennial Advisors, LLC | 62 | $13.0K | 0.00% | 00.0% | Unchanged |
| Paragon Wealth Strategies, LLC | 60 | $13.0K | 0.00% | +60 | New |
| Activest Wealth Management | 63 | $14.0K | 0.01% | −30−32.3% | Reduced |
| True Link Financial Advisors, LLC | 68 | $14.0K | 0.00% | +68 | New |
| Crewe Advisors LLC | 70 | $15.0K | 0.00% | −37−34.6% | Reduced |
| Belmont Capital, LLC | 70 | $15.0K | 0.02% | 00.0% | Unchanged |
| Horan Securities, Inc. | 80 | $17.0K | 0.01% | 00.0% | Unchanged |
| Founders Capital Management | 80 | $17.0K | 0.01% | 00.0% | Unchanged |
| Lowe Wealth Advisors, LLC | 76 | $17.0K | 0.01% | 00.0% | Unchanged |
| Evolution Wealth Advisors, LLC | 78 | $17.0K | 0.00% | 00.0% | Unchanged |
| Cedar Mountain Advisors, LLC | 92 | $20.0K | 0.01% | −1−1.1% | Reduced |
| Bellevue Asset Management, LLC | 100 | $22.0K | 0.01% | −83−45.4% | Reduced |
| TCTC Holdings, LLC | 100 | $22.0K | 0.00% | 00.0% | Unchanged |
| Spectrum Management Group, LLC | 100 | $22.0K | 0.00% | 00.0% | Unchanged |
| Twin Lakes Capital Management, LLC | 100 | $22.0K | 0.01% | 00.0% | Unchanged |
| First PREMIER Bank | 100 | $22.0K | 0.01% | +100 | New |
| Tortoise Investment Management, LLC | 105 | $23.0K | 0.00% | 00.0% | Unchanged |
| Firestone Capital Management | 105 | $23.0K | 0.01% | 00.0% | Unchanged |
| Benjamin Edwards Inc | 111 | $24.0K | 0.02% | −2,367−95.5% | Reduced |
| Elmwood Wealth Management, Inc. | 110 | $24.0K | 0.01% | 00.0% | Unchanged |
| Annapolis Financial Services, LLC | 109 | $24.0K | 0.01% | +75+220.6% | Added |
| QVR LLC | 123 | $27.0K | 0.07% | −286−69.9% | Reduced |
| Resolute Partners Group | 130 | $28.0K | 0.00% | 00.0% | Unchanged |
| Exos Asset Management LLC | 130 | $28.0K | 0.01% | +130 | New |
| Canton Hathaway, LLC | 135 | $29.0K | 0.01% | +17+14.4% | Added |
| Global Financial Private Client, LLC | 141 | $30.6K | 0.02% | 00.0% | Unchanged |
| Leelyn Smith, LLC | 143 | $31.0K | 0.01% | 00.0% | Unchanged |
| CKW Financial Group | 147 | $32.0K | 0.01% | +147 | New |
| HBC Financial Services, PLLC | 162 | $33.0K | 0.02% | 00.0% | Unchanged |
| MBM Wealth Consultants, LLC | 155 | $34.0K | 0.02% | 00.0% | Unchanged |
| Ford Financial Group, LLC | 159 | $34.0K | 0.01% | +159 | New |
| IronBridge Private Wealth, LLC | 163 | $35.0K | 0.02% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 187 | $41.0K | 0.01% | +87+87.0% | Added |
| Wolff Wiese Magana LLC | 194 | $42.0K | 0.03% | +12+6.6% | Added |
| Lion Street Advisors, LLC | 200 | $43.5K | 1.58% | +200 | New |
| MD Financial Management Inc. | 200 | $44.0K | 0.00% | 00.0% | Unchanged |
| Capital Advisory Group Advisory Services, LLC | 200 | $44.0K | 0.02% | 00.0% | Unchanged |
| Hillsdale Investment Management Inc. | 200 | $44.0K | 0.00% | +200 | New |
| Baystate Wealth Management LLC | 213 | $46.0K | 0.00% | +1+0.5% | Added |
| Clean Yield Group | 212 | $46.0K | 0.02% | +212 | New |
| Bray Capital Advisors | 216 | $47.0K | 0.01% | +1+0.5% | Added |
| Versant Capital Management, Inc | 221 | $48.0K | 0.02% | +76+52.4% | Added |
| Moser Wealth Advisors, LLC | 220 | $48.0K | 0.03% | +200+1,000.0% | Added |
| Iron Horse Wealth Management, LLC | 226 | $49.0K | 0.03% | −50−18.1% | Reduced |
| Horrell Capital Management, Inc. | 226 | $49.0K | 0.02% | 00.0% | Unchanged |
| Semmax Financial Advisors Inc. | 230 | $50.0K | 0.02% | −172−42.8% | Reduced |
| Johnson Midwest Financial, LLC | 231 | $50.0K | 0.05% | 00.0% | Unchanged |
| West Paces Advisors Inc. | 230 | $50.1K | 0.02% | +12+5.5% | Added |
| Riggs Asset Managment Co. Inc. | 233 | $51.0K | 0.01% | +50+27.3% | Added |
| Column Capital Advisors, LLC | 240 | $52.0K | 0.01% | −9−3.6% | Reduced |
| Savior LLC | 237 | $52.0K | 0.04% | 00.0% | Unchanged |
| Avion Wealth | 246 | $53.0K | 0.02% | 00.0% | Unchanged |
| Tacita Capital Inc | 245 | $53.0K | 0.03% | 00.0% | Unchanged |
| Stephenson National Bank & Trust | 250 | $54.0K | 0.04% | −100−28.6% | Reduced |
| Mercer Capital Advisers, Inc. | 250 | $54.0K | 0.03% | −50−16.7% | Reduced |
| Center for Financial Planning, Inc. | 250 | $54.0K | 0.01% | 00.0% | Unchanged |
| Professional Financial Advisors, LLC | 257 | $55.0K | 0.03% | +222+634.3% | Added |
| Emfo, LLC | 254 | $55.0K | 0.05% | +254 | New |
| WestEnd Advisors, LLC | – | $55.1K | 0.00% | – | – |
| Baldrige Asset Management LLC | 262 | $57.0K | 0.02% | +262 | New |
| Mark Sheptoff Financial Planning, LLC | 267 | $58.0K | 0.03% | −785−74.6% | Reduced |
| Alaethes Wealth LLC | 265 | $58.0K | 0.04% | +265 | New |
| Corsicana & Co. | 266 | $58.0K | 0.04% | +266 | New |
| Towarzystwo Funduszy Inwestycyjnych Pzu SA | 270 | $58.8K | 0.07% | 00.0% | Unchanged |
| Ellevest, Inc. | 270 | $59.0K | 0.01% | +37+15.9% | Added |
| Lee Financial Co | 275 | $60.0K | 0.01% | 00.0% | Unchanged |
| NewSquare Capital LLC | 276 | $60.0K | 0.01% | +251+1,004.0% | Added |
| Psagot Investment House Ltd. | 280 | $61.0K | 0.00% | +130+86.7% | Added |
| Earnest Partners LLC | 286 | $62.0K | 0.00% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 283 | $62.0K | 0.01% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 287 | $62.0K | 0.02% | +232+421.8% | Added |
| McIlrath & Eck, LLC | 290 | $63.0K | 0.02% | −324−52.8% | Reduced |
| Estate Counselors, LLC | 303 | $65.0K | 0.01% | 00.0% | Unchanged |
| Orion Capital Management LLC | 300 | $65.0K | 0.04% | 00.0% | Unchanged |