Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Teacher Retirement System of Texas | 128,080 | $27.9M | 0.15% | +3,184+2.5% | Added |
| MetLife Investment Management | 127,002 | $27.6M | 0.24% | −2,944−2.3% | Reduced |
| Adams Diversified Equity Fund, Inc. | 126,800 | $27.6M | 1.09% | 00.0% | Unchanged |
| Creative Planning | 126,523 | $27.5M | 0.05% | −30,253−19.3% | Reduced |
| Foundry Partners, LLC | 123,692 | $26.9M | 0.92% | +11,355+10.1% | Added |
| ING Groep NV | 122,473 | $26.7M | 0.42% | +9,726+8.6% | Added |
| Ossiam | 126,435 | $26.1M | 0.71% | +56,220+80.1% | Added |
| DnB Asset Management AS | 119,374 | $26.0M | 0.17% | −12,283−9.3% | Reduced |
| Skandinaviska Enskilda Banken AB (publ) | 117,947 | $25.7M | 0.16% | −6,134−4.9% | Reduced |
| Massachusetts Financial Services Co | 117,876 | $25.7M | 0.01% | −179,745−60.4% | Reduced |
| Wesleyan Assurance Society | 117,250 | $25.5M | 3.20% | 00.0% | Unchanged |
| Forsta Ap-Fonden | 117,200 | $25.5M | 0.30% | +9,700+9.0% | Added |
| PGGM Investments | 116,940 | $25.4M | 0.11% | −76,965−39.7% | Reduced |
| Prudential PLC | 116,850 | $25.4M | 0.24% | −294,725−71.6% | Reduced |
| SEI Investments Co | 113,900 | $24.9M | 0.06% | −29,714−20.7% | Reduced |
| Russell Investments Group, Ltd. | 114,346 | $24.8M | 0.04% | −821−0.7% | Reduced |
| Nichols & Pratt Advisers LLP | 113,796 | $24.8M | 1.86% | −8,390−6.9% | Reduced |
| Thrivent Financial for Lutherans | 112,800 | $24.5M | 0.05% | +12,231+12.2% | Added |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 112,422 | $24.5M | 0.58% | +6,427+6.1% | Added |
| Vaughan David Investments LLC | 110,558 | $24.1M | 0.75% | +37,941+52.2% | Added |
| Chartwell Investment Partners, LLC | 109,781 | $23.9M | 0.70% | +20,773+23.3% | Added |
| Swiss Life Asset Management Ltd | 106,013 | $23.8M | 0.31% | +20,366+23.8% | Added |
| Associated Banc-Corp | 108,565 | $23.6M | 0.93% | −50,942−31.9% | Reduced |
| Gulf International Bank (UK) Ltd | 106,589 | $23.2M | 0.30% | −383−0.4% | Reduced |
| Janney Capital Management LLC | 106,473 | $23.2M | 1.48% | −1,065−1.0% | Reduced |
| Utah Retirement Systems | 104,458 | $22.7M | 0.29% | +400+0.4% | Added |
| Braun Stacey Associates Inc | 104,112 | $22.7M | 0.88% | −3,888−3.6% | Reduced |
| Comerica Bank | 109,956 | $22.5M | 0.14% | −3,395−3.0% | Reduced |
| Asahi Life Asset Management Co., Ltd. | 102,931 | $22.4M | 2.99% | −9,007−8.0% | Reduced |
| Bradley Foster & Sargent Inc | 102,775 | $22.4M | 0.52% | +1,018+1.0% | Added |
| Healthcare of Ontario Pension Plan Trust Fund | 101,400 | $22.1M | 0.05% | +73,206+259.7% | Added |
| Alps Advisors Inc | 101,339 | $22.1M | 0.20% | +1,339+1.3% | Added |
| Daiwa Securities Group Inc. | 85,108 | $22.0M | 0.15% | −1,340−1.6% | Reduced |
| Vontobel Holding Ltd. | 102,230 | $22.0M | 0.19% | −692−0.7% | Reduced |
| British Columbia Investment Management Corp | 100,863 | $22.0M | 0.13% | +11,687+13.1% | Added |
| Group One Trading, L.P. | 100,483 | $21.9M | 0.42% | +100,483 | New |
| Willis Investment Counsel | 99,854 | $21.7M | 1.28% | +10,205+11.4% | Added |
| Wolverine Trading, LLC | 100,563 | $21.6M | 0.59% | +25,600+34.2% | Added |
| Glenmede Trust Co NA | 99,206 | $21.6M | 0.11% | −2,046−2.0% | Reduced |
| Sabal Trust CO | 99,185 | $21.6M | 1.56% | +2,623+2.7% | Added |
| Pinebridge Investments, L.P. | 97,651 | $21.3M | 0.25% | −10,297−9.5% | Reduced |
| Westpac Banking Corp | 97,205 | $21.2M | 0.21% | −140,971−59.2% | Reduced |
| Regions Financial Corp | 97,076 | $21.1M | 0.18% | +985+1.0% | Added |
| Public Employees Retirement Association of Colorado | 96,577 | $21.0M | 0.09% | −164−0.2% | Reduced |
| Xponance, Inc. | 96,413 | $21.0M | 0.39% | +48,906+102.9% | Added |
| Sandbar Asset Management LLP | 96,302 | $21.0M | 2.27% | +72,816+310.0% | Added |
| Chilton Capital Management LLC | 94,834 | $20.6M | 1.20% | +1,775+1.9% | Added |
| Point72 Asset Management, L.P. | 94,618 | $20.6M | 0.10% | +7,465+8.6% | Added |
| Levin Capital Strategies, L.P. | 94,200 | $20.5M | 2.13% | +4,371+4.9% | Added |
| Wilbanks Smith & Thomas Asset Management LLC | 93,378 | $20.3M | 0.80% | −347−0.4% | Reduced |
| O'Shaughnessy Asset Management, LLC | 92,600 | $20.1M | 0.40% | −374−0.4% | Reduced |
| Northwestern Mutual Wealth Management Co | 92,151 | $20.1M | 0.04% | +11,469+14.2% | Added |
| Employees Retirement System of Texas | 92,000 | $20.0M | 0.24% | +41,000+80.4% | Added |
| Madison Asset Management, LLC | 91,796 | $20.0M | 0.27% | −72,710−44.2% | Reduced |
| Front Barnett Associates LLC | 91,345 | $19.9M | 2.03% | +620+0.7% | Added |
| Paloma Partners Management Co | 91,180 | $19.8M | 0.52% | +84,926+1,357.9% | Added |
| Schroder Investment Management Group | 91,030 | $19.8M | 0.02% | −20,322−18.3% | Reduced |
| Texas Permanent School Fund | 91,003 | $19.8M | 0.23% | −53−0.1% | Reduced |
| Marshall Wace, LLP | 90,296 | $19.7M | 0.10% | +48,816+117.7% | Added |
| Schonfeld Strategic Advisors LLC | 89,600 | $19.5M | 0.22% | +51,969+138.1% | Added |
| Guggenheim Capital LLC | 89,399 | $19.5M | 0.12% | −30,821−25.6% | Reduced |
| Metropolitan Life Insurance Co | 89,038 | $19.4M | 0.27% | +22,381+33.6% | Added |
| Private Advisor Group, LLC | 88,398 | $19.2M | 0.17% | +8,020+10.0% | Added |
| Bridgewater Associates, LP | 86,402 | $18.8M | 0.12% | +86,402 | New |
| Mackay Shields LLC | 86,192 | $18.8M | 0.18% | −8,169−8.7% | Reduced |
| Public Sector Pension Investment Board | 85,871 | $18.7M | 0.12% | +25,624+42.5% | Added |
| Harris Associates L PSuperinvestorHarris Associates (Oakmark) | 85,128 | $18.5M | 0.03% | −1,615,394−95.0% | Reduced |
| MML Investors Services, LLC | 84,625 | $18.4M | 0.15% | +2,920+3.6% | Added |
| Avalon Investment & Advisory | 84,501 | $18.4M | 0.41% | −1,588−1.8% | Reduced |
| KBC Group NV | 83,625 | $18.2M | 0.07% | +1,847+2.3% | Added |
| Bridgeway Capital Management, LLC | 83,350 | $18.1M | 0.32% | +16,600+24.9% | Added |
| Old National Bancorp | 82,586 | $18.0M | 0.67% | −248−0.3% | Reduced |
| Bank Julius Baer & Co. Ltd, Zurich | 82,452 | $17.9M | 0.11% | +59,972+266.8% | Added |
| Cutler Investment Counsel LLC | 82,382 | $17.9M | 2.80% | −1,048−1.3% | Reduced |
| Colony Group LLC | 79,999 | $17.4M | 0.35% | −2,953−3.6% | Reduced |
| Ziegler Capital Management, LLC | 78,959 | $17.2M | 0.58% | −15,070−16.0% | Reduced |
| Stock Yards Bank & Trust Co | 78,148 | $17.0M | 1.08% | +429+0.6% | Added |
| Banco Santander, S.A. | 76,578 | $16.7M | 0.09% | −25,418−24.9% | Reduced |
| Mutual of America Capital Management LLC | 76,256 | $16.6M | 0.16% | +901+1.2% | Added |
| Zweig-DiMenna Associates LLC | 76,178 | $16.6M | 1.03% | +29,478+63.1% | Added |
| Community Bank of Raymore | 76,025 | $16.5M | 5.27% | −170−0.2% | Reduced |
| Fort Washington Investment Advisors Inc | 75,769 | $16.5M | 0.15% | −45−0.1% | Reduced |
| Marshall Wace North America L.P. | 75,521 | $16.4M | 0.07% | +12,312+19.5% | Added |
| Spire Wealth Management | 74,169 | $16.1M | 0.44% | +1,491+2.1% | Added |
| Westchester Capital Management, Inc. | 74,097 | $16.1M | 4.52% | −1,200−1.6% | Reduced |
| IFM Investors Pty Ltd | 72,650 | $15.8M | 0.32% | +14,289+24.5% | Added |
| Norinchukin Bank, The | 72,441 | $15.8M | 0.23% | +5,328+7.9% | Added |
| Tower Research Capital LLC (TRC) | 72,246 | $15.7M | 0.41% | −22,450−23.7% | Reduced |
| FineMark National Bank & Trust | 71,242 | $15.5M | 0.63% | −78−0.1% | Reduced |
| Mercer Global Advisors Inc | 70,529 | $15.3M | 0.12% | +5,395+8.3% | Added |
| CCM Investment Advisers LLC | 70,402 | $15.3M | 1.96% | −3,189−4.3% | Reduced |
| Independent Advisor Alliance | 70,136 | $15.3M | 0.84% | −1,347−1.9% | Reduced |
| Philadelphia Trust Co | 70,106 | $15.3M | 1.05% | −587−0.8% | Reduced |
| Grassi Investment Management | 69,600 | $15.1M | 1.64% | 00.0% | Unchanged |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 68,632 | $14.9M | 0.17% | +432+0.6% | Added |
| Stephens Inc | 67,493 | $14.7M | 0.22% | −8,701−11.4% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 67,449 | $14.7M | 0.04% | −29,718−30.6% | Reduced |
| Capital Fund Management S.A. | 66,869 | $14.6M | 0.39% | +66,869 | New |
| Polaris Wealth Advisory Group, LLC | 66,901 | $14.5M | 0.86% | +5,032+8.1% | Added |
| Alpha Cubed Investments, LLC | 66,513 | $14.5M | 1.05% | −1,081−1.6% | Reduced |