Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Delta Asset Management LLC | 66,036 | $14.4M | 1.38% | −352−0.5% | Reduced |
| Hartford Investment Management Co | 65,745 | $14.3M | 0.36% | +377+0.6% | Added |
| Pinnacle Associates Ltd | 64,853 | $14.1M | 0.26% | −1,712−2.6% | Reduced |
| Ashfield Capital Partners, LLC | 64,629 | $14.1M | 1.00% | +1,728+2.7% | Added |
| Cubist Systematic Strategies, LLC | 64,072 | $13.9M | 0.16% | +55,808+675.3% | Added |
| Lee Danner & Bass Inc | 63,804 | $13.9M | 1.26% | +2,004+3.2% | Added |
| Dearborn Partners LLC | 63,740 | $13.9M | 0.56% | +87+0.1% | Added |
| Kestra Advisory Services, LLC | 63,473 | $13.8M | 0.16% | −2,642−4.0% | Reduced |
| Marco Investment Management LLC | 62,980 | $13.7M | 1.59% | +3,805+6.4% | Added |
| Badgley Phelps & Bell Inc | 62,723 | $13.7M | 0.51% | +5,459+9.5% | Added |
| Quadrature Capital Ltd | 62,500 | $13.6M | 0.52% | +62,500 | New |
| Cetera Advisor Networks LLC | 62,432 | $13.6M | 0.19% | +21,235+51.5% | Added |
| Gofen & Glossberg LLC | 61,646 | $13.4M | 0.32% | −231−0.4% | Reduced |
| Whittier Trust Co | 61,613 | $13.4M | 0.24% | +667+1.1% | Added |
| Captrust Financial Advisors | 61,032 | $13.3M | 0.12% | +16,780+37.9% | Added |
| Quilter Plc | 60,378 | $13.1M | 0.38% | +3,821+6.8% | Added |
| Brown Advisory Inc | 60,161 | $13.1M | 0.02% | +1,259+2.1% | Added |
| Blackhill Capital Inc | 60,000 | $13.1M | 1.19% | 00.0% | Unchanged |
| Ilmarinen Mutual Pension Insurance Co | 60,000 | $13.1M | 0.14% | 00.0% | Unchanged |
| Fiduciary Trust Co | 59,769 | $13.0M | 0.25% | −3,532−5.6% | Reduced |
| Integrated Advisors Network LLC | 59,768 | $13.0M | 0.96% | −3,191−5.1% | Reduced |
| Candriam Luxembourg S.C.A. | 59,327 | $12.9M | 0.09% | −142−0.2% | Reduced |
| Birmingham Capital Management Co Inc | 59,145 | $12.9M | 4.72% | −175−0.3% | Reduced |
| Peapack Gladstone Financial Corp | 58,685 | $12.8M | 0.31% | −196−0.3% | Reduced |
| Blue Chip Partners, Inc. | 57,850 | $12.6M | 1.80% | +2,983+5.4% | Added |
| Nissay Asset Management Corp | 57,069 | $12.4M | 0.11% | +6,178+12.1% | Added |
| Brandywine Global Investment Management, LLC | 55,923 | $12.2M | 0.09% | −5,246−8.6% | Reduced |
| LaFleur & Godfrey LLC | 55,923 | $12.2M | 1.74% | −6,171−9.9% | Reduced |
| D.A. Davidson & Co. | 55,298 | $12.0M | 0.14% | +2,035+3.8% | Added |
| James Investment Research Inc | 54,930 | $12.0M | 1.02% | −1,654−2.9% | Reduced |
| Banco Bilbao Vizcaya Argentaria, S.A. | 51,391 | $11.9M | 0.21% | −43,257−45.7% | Reduced |
| Tufton Capital Management | 54,415 | $11.8M | 1.94% | −10,122−15.7% | Reduced |
| Dai-Ichi Life Insurance Company, Ltd | 54,034 | $11.8M | 0.15% | −5,157−8.7% | Reduced |
| RiverFront Investment Group, LLC | 53,753 | $11.7M | 0.24% | +744+1.4% | Added |
| Scotia Capital Inc. | 53,700 | $11.7M | 0.09% | +570+1.1% | Added |
| ExodusPoint Capital Management, LP | 53,401 | $11.6M | 0.18% | +41,959+366.7% | Added |
| Andra AP-fonden | 53,300 | $11.6M | 0.24% | −10,300−16.2% | Reduced |
| Advisors Asset Management, Inc. | 52,910 | $11.5M | 0.17% | −33,707−38.9% | Reduced |
| Becker Capital Management Inc | 51,313 | $11.2M | 0.47% | +1,255+2.5% | Added |
| Capstone Investment Advisors, LLC | 51,300 | $11.2M | 0.27% | +49,617+2,948.1% | Added |
| Transform Wealth, LLC | 51,086 | $11.1M | 1.36% | +20,342+66.2% | Added |
| CIBC Asset Management Inc | 50,855 | $11.1M | 0.04% | +587+1.2% | Added |
| Capital International Inc | 50,626 | $11.0M | 0.10% | −13,314−20.8% | Reduced |
| Central Trust Co | 50,020 | $10.9M | 0.39% | −612−1.2% | Reduced |
| Clear Harbor Asset Management, LLC | 49,702 | $10.8M | 1.33% | −407−0.8% | Reduced |
| Richard C. Young & CO., LTD. | 48,039 | $10.5M | 1.33% | +1,994+4.3% | Added |
| Cornerstone Advisors, LLC | 48,000 | $10.4M | 0.62% | +12,000+33.3% | Added |
| Glenview State Bank Trust Dept. | 47,680 | $10.4M | 3.17% | −712−1.5% | Reduced |
| Cetera Investment Advisers | 47,633 | $10.4M | 0.17% | +5,199+12.3% | Added |
| Busey Wealth Management | 47,357 | $10.3M | 0.48% | −1,866−3.8% | Reduced |
| Howe & Rusling Inc | 47,289 | $10.3M | 1.30% | −121−0.3% | Reduced |
| Kovitz Investment Group Partners, LLC | 47,221 | $10.3M | 0.20% | −450−0.9% | Reduced |
| Securian Asset Management, Inc | 46,976 | $10.2M | 0.21% | −209−0.4% | Reduced |
| Mastrapasqua Asset Management Inc | 46,391 | $10.1M | 1.07% | +39,891+613.7% | Added |
| Prime Capital Investment Advisors, LLC | 46,071 | $10.0M | 0.58% | −2,364−4.9% | Reduced |
| Edge Capital Group, LLC | 45,144 | $9.82M | 0.79% | +6,538+16.9% | Added |
| American Assets Investment Management, LLC | 45,000 | $9.79M | 1.28% | 00.0% | Unchanged |
| AE Wealth Management LLC | 44,878 | $9.77M | 0.09% | +530+1.2% | Added |
| Erste Asset Management GmbH | 45,118 | $9.73M | 0.19% | −9,100−16.8% | Reduced |
| Illinois Municipal Retirement Fund | 44,601 | $9.71M | 0.39% | +24,553+122.5% | Added |
| Adams Asset Advisors, LLC | 44,416 | $9.67M | 1.89% | 00.0% | Unchanged |
| Charter Trust Co | 44,352 | $9.65M | 0.90% | +821+1.9% | Added |
| Moody National Bank Trust Division | 43,804 | $9.53M | 0.19% | −149−0.3% | Reduced |
| Oppenheimer & Co Inc | 43,503 | $9.47M | 0.17% | +5,025+13.1% | Added |
| Atria Investments LLC | 42,859 | $9.33M | 0.18% | −1,149−2.6% | Reduced |
| Davenport & Co LLC | 42,749 | $9.30M | 0.07% | +117+0.3% | Added |
| American National Insurance Co | 41,995 | $9.14M | 0.34% | −75−0.2% | Reduced |
| CWM Advisors, LLC | 41,780 | $9.09M | 1.20% | +3,494+9.1% | Added |
| Teachers Retirement System of the State of Kentucky | 41,650 | $9.06M | 0.08% | 00.0% | Unchanged |
| Prio Wealth Limited Partnership | 41,630 | $9.06M | 0.31% | +127+0.3% | Added |
| Clifford Swan Investment Counsel LLC | 43,997 | $9.00M | 0.34% | −6,435−12.8% | Reduced |
| Ausdal Financial Partners, Inc. | 41,285 | $8.98M | 1.36% | +2,105+5.4% | Added |
| CIBC World Markets Inc. | 41,195 | $8.96M | 0.03% | −47,542−53.6% | Reduced |
| Sigma Planning Corp | 41,057 | $8.94M | 0.27% | +9,635+30.7% | Added |
| Greenwood Gearhart Inc | 41,046 | $8.93M | 1.44% | +1,053+2.6% | Added |
| Edmond de Rothschild Holding S.A. | 40,938 | $8.91M | 0.21% | +5,937+17.0% | Added |
| Maryland State Retirement & Pension System | 41,503 | $8.86M | 0.29% | 00.0% | Unchanged |
| Dowling & Yahnke LLC | 40,692 | $8.86M | 0.51% | −120.0% | Reduced |
| First American Trust, FSB | 40,498 | $8.81M | 1.38% | −935−2.3% | Reduced |
| KCM Investment Advisors LLC | 40,485 | $8.81M | 0.36% | +7,178+21.6% | Added |
| Jacobs & Co | 40,416 | $8.79M | 1.02% | −275−0.7% | Reduced |
| MUFG Americas Holdings Corp | 40,256 | $8.76M | 0.16% | +606+1.5% | Added |
| Culbertson A N & Co Inc | 40,169 | $8.74M | 1.82% | +433+1.1% | Added |
| MUFG Securities EMEA plc | 40,000 | $8.71M | 0.09% | +40,000 | New |
| Steward Partners Investment Advisory, LLC | 39,995 | $8.70M | 0.15% | −22−0.1% | Reduced |
| Capital Investment Advisors, LLC | 39,934 | $8.69M | 0.30% | −497−1.2% | Reduced |
| Westfield Capital Management Co LP | 39,235 | $8.54M | 0.05% | +1,613+4.3% | Added |
| Noesis Capital Mangement Corp | 40,676 | $8.46M | 1.73% | +430+1.1% | Added |
| Dodge & Cox | 38,579 | $8.40M | 0.01% | −1,023−2.6% | Reduced |
| Callahan Advisors, LLC | 38,437 | $8.37M | 1.06% | +350+0.9% | Added |
| Churchill Management Corp | 38,318 | $8.34M | 0.12% | +131+0.3% | Added |
| Elo Mutual Pension Insurance Co | 38,162 | $8.30M | 0.28% | −1,030−2.6% | Reduced |
| Quantbot Technologies LP | 37,891 | $8.25M | 0.65% | +37,891 | New |
| Panagora Asset Management Inc | 37,855 | $8.24M | 0.04% | −50.0% | Reduced |
| Steel Peak Wealth Management LLC | 37,838 | $8.23M | 0.60% | +997+2.7% | Added |
| Acadian Asset Management LLC | 37,748 | $8.21M | 0.03% | −13,716−26.7% | Reduced |
| Mariner, LLC | 37,335 | $8.13M | 0.05% | +3,973+11.9% | Added |
| Wealthfront Advisers LLC | 37,166 | $8.09M | 0.04% | −948−2.5% | Reduced |
| B. Metzler seel. Sohn & Co. Holding AG | 36,777 | $8.00M | 0.12% | +4,233+13.0% | Added |
| Swarthmore Group Inc | 36,659 | $7.98M | 2.06% | −1,167−3.1% | Reduced |