Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Allied Investment Advisors, LLC | 36,409 | $7.92M | 2.98% | −1,462−3.9% | Reduced |
| New Mexico Educational Retirement Board | 36,402 | $7.92M | 0.27% | +2,100+6.1% | Added |
| Atwater Malick LLC | 36,213 | $7.88M | 4.36% | +1,452+4.2% | Added |
| Advisory Services Network, LLC | 35,421 | $7.71M | 0.24% | +8,675+32.4% | Added |
| Gluskin Sheff & Assoc Inc | 35,212 | $7.66M | 0.35% | +4,114+13.2% | Added |
| Folger Nolan Fleming Douglas Capital Management, Inc | 35,105 | $7.64M | 0.89% | +80.0% | Added |
| Parsons Capital Management Inc | 34,695 | $7.55M | 0.58% | −115−0.3% | Reduced |
| First Horizon Corp | 34,612 | $7.53M | 0.67% | −1,850−5.1% | Reduced |
| Anderson Hoagland & Co | 34,391 | $7.49M | 0.95% | +702+2.1% | Added |
| Oppenheimer Asset Management Inc. | 34,325 | $7.47M | 0.11% | +133+0.4% | Added |
| Shelter Mutual Insurance Co | 34,200 | $7.44M | 2.08% | 00.0% | Unchanged |
| Louisiana State Employees Retirement System | 34,200 | $7.44M | 0.18% | +400+1.2% | Added |
| Aptus Capital Advisors, LLC | 34,049 | $7.41M | 0.34% | +3,770+12.5% | Added |
| Navellier & Associates Inc | 34,014 | $7.40M | 1.12% | +29,014+580.3% | Added |
| Snowden Capital Advisors LLC | 33,471 | $7.28M | 0.37% | −2,813−7.8% | Reduced |
| Texas Capital Bank Wealth Management Services Inc | 33,341 | $7.26M | 0.91% | +3,439+11.5% | Added |
| Teza Capital Management LLC | 32,535 | $7.08M | 1.15% | +32,535 | New |
| Knuff & Co LLC | 32,200 | $7.01M | 2.61% | 00.0% | Unchanged |
| Knights of Columbus Asset Advisors LLC | 32,198 | $7.01M | 0.65% | +20,763+181.6% | Added |
| Kentucky Retirement Systems | 31,898 | $6.94M | 0.33% | −1,125−3.4% | Reduced |
| Cannell Peter B & Co Inc | 31,314 | $6.82M | 0.20% | −1,466−4.5% | Reduced |
| Salem Investment Counselors Inc | 31,229 | $6.80M | 0.37% | −1,111−3.4% | Reduced |
| Harbour Investments, Inc. | 31,217 | $6.79M | 0.22% | +155+0.5% | Added |
| Trexquant Investment LP | 31,197 | $6.79M | 0.57% | +28,693+1,145.9% | Added |
| Whittier Trust Co of Nevada Inc | 31,033 | $6.75M | 0.28% | +413+1.3% | Added |
| Consolidated Capital Management, LLC | 30,924 | $6.73M | 3.11% | +503+1.7% | Added |
| Segall Bryant & Hamill, LLC | 30,830 | $6.72M | 0.07% | −393−1.3% | Reduced |
| Socorro Asset Management LP | 30,679 | $6.68M | 2.18% | −2,369−7.2% | Reduced |
| Pacer Advisors, Inc. | 30,532 | $6.64M | 0.10% | −2,778−8.3% | Reduced |
| Synovus Financial Corp | 30,397 | $6.63M | 0.07% | +8,309+37.6% | Added |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 30,489 | $6.63M | 0.01% | +1,853+6.5% | Added |
| American Century Companies Inc | 30,041 | $6.54M | 0.00% | −9,082−23.2% | Reduced |
| Welch & Forbes LLC | 30,032 | $6.54M | 0.11% | +343+1.2% | Added |
| Gotham Asset Management, LLC | 29,367 | $6.39M | 0.27% | +15,591+113.2% | Added |
| Hantz Financial Services, Inc. | 29,182 | $6.35M | 0.23% | +1,245+4.5% | Added |
| Geneva Partners, LLC | 28,894 | $6.29M | 2.88% | −4,430−13.3% | Reduced |
| Tudor Investment Corp Et Al | 28,884 | $6.29M | 0.13% | +23,401+426.8% | Added |
| Pittenger & Anderson Inc | 28,745 | $6.26M | 0.32% | +1,625+6.0% | Added |
| Capital International Ltd | 28,738 | $6.25M | 0.34% | −11,055−27.8% | Reduced |
| Prospera Financial Services Inc | 28,671 | $6.24M | 0.31% | +8,356+41.1% | Added |
| AlphaCrest Capital Management LLC | 28,666 | $6.24M | 0.27% | +17,068+147.2% | Added |
| Crossmark Global Holdings, Inc. | 28,649 | $6.24M | 0.15% | +648+2.3% | Added |
| Kiwi Wealth Investments Limited Partnership | 28,625 | $6.23M | 0.32% | −27,420−48.9% | Reduced |
| Brookstone Capital Management | 28,755 | $6.19M | 0.11% | +4,248+17.3% | Added |
| Scopus Asset Management, L.P. | 28,315 | $6.16M | 0.11% | +28,315 | New |
| Spinnaker Trust | 28,089 | $6.11M | 0.43% | −100.0% | Reduced |
| Farmers & Merchants Investments Inc | 28,062 | $6.11M | 0.27% | +277+1.0% | Added |
| McRae Capital Management Inc | 28,020 | $6.10M | 1.40% | +28,020 | New |
| Eagle Global Advisors LLC | 27,983 | $6.09M | 0.39% | +560+2.0% | Added |
| Cornerstone Wealth Group, LLC | 29,725 | $6.04M | 1.23% | +2,581+9.5% | Added |
| L & S Advisors Inc | 27,734 | $6.04M | 0.65% | +5,071+22.4% | Added |
| Geneos Wealth Management Inc. | 27,607 | $6.01M | 0.23% | −4,693−14.5% | Reduced |
| Schwab Charitable Fund | 27,262 | $5.93M | 0.67% | −18,921−41.0% | Reduced |
| Equitable Trust Co | 27,183 | $5.92M | 0.38% | −517−1.9% | Reduced |
| Kinneret Advisory, LLC | 27,113 | $5.90M | 0.70% | 00.0% | Unchanged |
| Cetera Advisors LLC | 27,034 | $5.88M | 0.14% | +1,201+4.6% | Added |
| Neville Rodie & Shaw Inc | 26,929 | $5.86M | 0.45% | +1,226+4.8% | Added |
| Simplex Trading, LLC | 26,735 | $5.82M | 0.21% | +26,735 | New |
| Sigma Investment Counselors Inc | 26,699 | $5.81M | 0.44% | +100+0.4% | Added |
| Ferguson Wellman Capital Management, Inc | 26,668 | $5.80M | 0.19% | −529−1.9% | Reduced |
| Aull & Monroe Investment Management Corp | 26,498 | $5.77M | 2.74% | −200−0.7% | Reduced |
| Ambassador Advisors, LLC | 26,180 | $5.70M | 1.13% | +16,167+161.5% | Added |
| Brinker Capital Investments, LLC | 26,148 | $5.69M | 0.08% | −23,205−47.0% | Reduced |
| Brewin Dolphin Ltd | 25,897 | $5.64M | 0.26% | −1,295−4.8% | Reduced |
| Regentatlantic Capital LLC | 25,854 | $5.63M | 0.17% | +1,251+5.1% | Added |
| First Financial Bank - Trust Division | 25,829 | $5.62M | 0.61% | +498+2.0% | Added |
| American National Bank | 25,791 | $5.61M | 1.20% | −559−2.1% | Reduced |
| D L Carlson Investment Group Inc | 25,766 | $5.61M | 0.97% | −12,275−32.3% | Reduced |
| Essex Investment Management Co LLC | 25,740 | $5.60M | 0.65% | −1,686−6.1% | Reduced |
| GWM Advisors LLC | 25,717 | $5.60M | 0.15% | +1,269+5.2% | Added |
| Sitrin Capital Management LLC | 25,656 | $5.58M | 2.52% | −32−0.1% | Reduced |
| Central Bank & Trust Co | 25,592 | $5.57M | 0.90% | +24,470+2,180.9% | Added |
| Arrowstreet Capital, Limited Partnership | 25,500 | $5.55M | 0.01% | +25,500 | New |
| Vantis Investment Advisers L.P. | 25,300 | $5.51M | 6.92% | +25,300 | New |
| Kanawha Capital Management LLC | 25,130 | $5.47M | 0.50% | +50+0.2% | Added |
| Howland Capital Management LLC | 25,120 | $5.47M | 0.28% | −850−3.3% | Reduced |
| Laurion Capital Management LP | 25,035 | $5.45M | 0.09% | +25,035 | New |
| Tiaa, FSB | 25,015 | $5.44M | 0.02% | +2,469+11.0% | Added |
| Simmons Bank | 24,899 | $5.42M | 0.39% | +2,337+10.4% | Added |
| Northwestern Mutual Investment Management Company, LLC | 24,876 | $5.41M | 0.09% | +156+0.6% | Added |
| HAP Trading, LLC | 24,789 | $5.39M | 0.33% | −7,097−22.3% | Reduced |
| Hartford Financial Management Inc. | 24,757 | $5.39M | 1.34% | −431−1.7% | Reduced |
| Achmea Investment Management B.V. | 24,636 | $5.36M | 0.18% | −6,007−19.6% | Reduced |
| Oak Harvest Investment Services | 24,540 | $5.34M | 1.76% | +823+3.5% | Added |
| Worldquant Millennium Advisors LLC | 24,453 | $5.32M | 0.12% | −18,753−43.4% | Reduced |
| Silverleafe Capital Partners, LLC | 24,368 | $5.30M | 2.09% | +86+0.4% | Added |
| Fayez Sarofim & Co | 24,230 | $5.27M | 0.02% | +2,998+14.1% | Added |
| Bogart Wealth, LLC | 24,015 | $5.23M | 0.57% | +3,019+14.4% | Added |
| Alerus Financial NA | 23,965 | $5.21M | 0.53% | +1,515+6.7% | Added |
| Cresset Asset Management, LLC | 23,956 | $5.21M | 0.07% | +8,609+56.1% | Added |
| Northwest Investment Counselors, LLC | 23,715 | $5.16M | 1.43% | −530−2.2% | Reduced |
| City Holding Co | 23,703 | $5.16M | 0.91% | +1,640+7.4% | Added |
| Welch Group, LLC | 23,679 | $5.15M | 0.35% | +1,256+5.6% | Added |
| Silvercrest Asset Management Group LLC | 23,651 | $5.15M | 0.03% | −3,804−13.9% | Reduced |
| Wedbush Securities Inc | 23,514 | $5.12M | 0.24% | +6,290+36.5% | Added |
| NBT Bank N A | 23,392 | $5.09M | 0.70% | −759−3.1% | Reduced |
| Citizens National Bank Trust Department | 23,149 | $5.04M | 1.44% | −150−0.6% | Reduced |
| Caption Management, LLC | 22,950 | $4.99M | 0.45% | +22,950 | New |
| Columbia Asset Management | 22,902 | $4.98M | 1.11% | −19,148−45.5% | Reduced |
| Biechele Royce Advisors | 22,799 | $4.96M | 2.15% | +133+0.6% | Added |