Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sompo Asset Management Co., Ltd. | 22,720 | $4.95M | 1.01% | +3,220+16.5% | Added |
| Highland Capital Management, LLC | 22,680 | $4.94M | 0.29% | +21,780+2,420.0% | Added |
| Brown Brothers Harriman & Co | 22,653 | $4.93M | 0.03% | −322−1.4% | Reduced |
| Shell Asset Management Co | 22,443 | $4.88M | 0.09% | −14,254−38.8% | Reduced |
| Koshinski Asset Management, Inc. | 22,217 | $4.83M | 0.61% | −6,010−21.3% | Reduced |
| Bank of Hawaii | 22,197 | $4.83M | 0.27% | −161−0.7% | Reduced |
| Exchange Traded Concepts, LLC | 22,150 | $4.82M | 0.15% | +1,334+6.4% | Added |
| Kestra Private Wealth Services, LLC | 22,093 | $4.81M | 0.29% | +2,353+11.9% | Added |
| Jefferies Group LLC | 22,090 | $4.81M | 0.08% | +22,090 | New |
| Shelton Capital Management | 21,943 | $4.78M | 0.18% | +2,200+11.1% | Added |
| Advisor Partners LLC | 21,942 | $4.77M | 0.31% | +19+0.1% | Added |
| Meeder Asset Management Inc | 21,856 | $4.76M | 0.22% | +1,184+5.7% | Added |
| Monte Financial Group, LLC | 21,792 | $4.74M | 2.70% | +2,951+15.7% | Added |
| Veritable, L.P. | 21,789 | $4.74M | 0.08% | +316+1.5% | Added |
| Ipswich Investment Management Co., Inc. | 21,734 | $4.73M | 1.21% | +585+2.8% | Added |
| Federation des caisses Desjardins du Quebec | 21,647 | $4.71M | 0.05% | −377−1.7% | Reduced |
| Coldstream Capital Management Inc | 21,622 | $4.71M | 0.19% | −149−0.7% | Reduced |
| Beacon Financial Group | 22,583 | $4.70M | 0.67% | −761−3.3% | Reduced |
| Paradiem, LLC | 21,396 | $4.68M | 1.45% | +117+0.5% | Added |
| Stonebridge Capital Management Inc | 21,487 | $4.68M | 1.70% | 00.0% | Unchanged |
| People's United Financial, Inc. | 21,417 | $4.66M | 0.10% | −1,059−4.7% | Reduced |
| Boit C F David | 21,100 | $4.59M | 3.50% | +21,100 | New |
| Mathes Company, Inc. | 21,008 | $4.57M | 1.65% | −1,308−5.9% | Reduced |
| Banque Cantonale Vaudoise | 20,981 | $4.57M | 0.20% | −4,257−16.9% | Reduced |
| Ci Investments Inc. | 20,957 | $4.56M | 0.02% | +6,404+44.0% | Added |
| Pearl River Capital, LLC | 20,903 | $4.55M | 1.25% | +20,903 | New |
| USS Investment Management Ltd | 20,676 | $4.50M | 0.04% | 00.0% | Unchanged |
| Financial Enhancement Group LLC | 20,672 | $4.50M | 0.92% | −896−4.2% | Reduced |
| Argyle Capital Management Inc. | 20,665 | $4.50M | 1.45% | 00.0% | Unchanged |
| Community Bank & Trust, Waco, Texas | 20,660 | $4.50M | 1.47% | +111+0.5% | Added |
| First National Trust Co | 20,646 | $4.49M | 0.27% | +3,652+21.5% | Added |
| Wesbanco Bank Inc | 20,510 | $4.46M | 0.17% | +878+4.5% | Added |
| Westwood Management Corp | 20,300 | $4.42M | 0.36% | −104,900−83.8% | Reduced |
| Bridge Creek Capital Management LLC | 20,297 | $4.42M | 1.66% | −715−3.4% | Reduced |
| FIL Ltd | 20,247 | $4.41M | 0.00% | +6,867+51.3% | Added |
| Benjamin F. Edwards & Company, Inc. | 20,210 | $4.40M | 0.22% | +417+2.1% | Added |
| AlphaStar Capital Management, LLC | 20,140 | $4.38M | 0.56% | +18,345+1,022.0% | Added |
| Twin Capital Management Inc | 20,053 | $4.36M | 0.40% | +140+0.7% | Added |
| Arosa Capital Management LP | 20,000 | $4.35M | 1.55% | +20,000 | New |
| Caldwell Trust Co | 19,975 | $4.35M | 0.57% | +62+0.3% | Added |
| BKD Wealth Advisors, LLC | 19,927 | $4.34M | 0.20% | −1,460−6.8% | Reduced |
| Reliant Investment Management, LLC | 19,808 | $4.31M | 1.98% | +408+2.1% | Added |
| Burney Co | 19,799 | $4.31M | 0.20% | −15,947−44.6% | Reduced |
| Moors & Cabot, Inc. | 19,750 | $4.30M | 0.30% | −294−1.5% | Reduced |
| Crestwood Advisors Group LLC | 19,709 | $4.29M | 0.12% | −20−0.1% | Reduced |
| HighPoint Advisor Group LLC | 19,630 | $4.27M | 0.43% | −680−3.3% | Reduced |
| Colonial Trust Advisors | 19,623 | $4.27M | 0.52% | −883−4.3% | Reduced |
| NWK Group, Inc. | 19,588 | $4.26M | 1.70% | +42+0.2% | Added |
| Summitry LLC | 19,587 | $4.26M | 0.26% | +215+1.1% | Added |
| Level Four Advisory Services, LLC | 19,564 | $4.26M | 0.29% | +323+1.7% | Added |
| National Asset Management, Inc. | 19,507 | $4.25M | 0.14% | +574+3.0% | Added |
| Leonteq Securities AG | 19,536 | $4.25M | 0.32% | +18,951+3,239.5% | Added |
| B & T Capital Management DBA Alpha Capital Management | 19,534 | $4.25M | 1.00% | −136−0.7% | Reduced |
| Cutler Group LP | 19,503 | $4.24M | 0.31% | +19,503 | New |
| Beese Fulmer Investment Management, Inc. | 19,490 | $4.24M | 0.48% | −249−1.3% | Reduced |
| Retirement Group, LLC | 19,471 | $4.24M | 2.04% | −2,713−12.2% | Reduced |
| Marketfield Asset Management LLC | 19,442 | $4.23M | 3.13% | 00.0% | Unchanged |
| Searle & Co. | 19,364 | $4.21M | 1.72% | 00.0% | Unchanged |
| Principle Wealth Partners LLC | 19,328 | $4.21M | 0.48% | −1,853−8.7% | Reduced |
| Inscription Capital, LLC | 19,328 | $4.21M | 0.48% | +6,743+53.6% | Added |
| Meridian Wealth Management, LLC | 19,261 | $4.19M | 0.53% | +2,539+15.2% | Added |
| Usca Ria LLC | 19,005 | $4.14M | 0.25% | −573−2.9% | Reduced |
| Palladium Partners LLC | 18,952 | $4.12M | 0.19% | −161−0.8% | Reduced |
| Great Lakes Advisors, LLC | 18,897 | $4.11M | 0.06% | +215+1.2% | Added |
| Community Bank, N.A. | 18,874 | $4.11M | 0.49% | −286−1.5% | Reduced |
| Northeast Investment Management | 18,818 | $4.09M | 0.22% | +485+2.6% | Added |
| Channing Capital Management, LLC | 18,734 | $4.08M | 0.13% | +1,568+9.1% | Added |
| Freestone Capital Holdings, LLC | 18,719 | $4.07M | 0.20% | −17−0.1% | Reduced |
| Focus Financial Network, Inc. | 18,411 | $4.01M | 0.53% | −814−4.2% | Reduced |
| Ameritas Investment Company, LLC | 10,444 | $4.00M | 0.20% | +3,096+42.1% | Added |
| Aries Wealth Management | 18,294 | $3.98M | 1.70% | −270−1.5% | Reduced |
| Montgomery Investment Management Inc | 18,251 | $3.97M | 1.47% | −772−4.1% | Reduced |
| Gateway Advisory, LLC | 18,211 | $3.96M | 0.84% | +18,211 | New |
| Graham Capital Management, L.P. | 18,178 | $3.96M | 0.21% | −28,426−61.0% | Reduced |
| G&S Capital LLC | 18,138 | $3.95M | 2.07% | +2,070+12.9% | Added |
| Loveless Wealth Management LLC | 18,100 | $3.94M | 2.40% | −560−3.0% | Reduced |
| Argus Investors' Counsel, Inc. | 18,005 | $3.92M | 1.59% | −2,210−10.9% | Reduced |
| Fusion Capital, LLC | 18,002 | $3.92M | 2.36% | +635+3.7% | Added |
| Hudson Bay Capital Management LP | 18,000 | $3.92M | 0.05% | +18,000 | New |
| Terry L. Blaker | 17,908 | $3.90M | 0.25% | −214−1.2% | Reduced |
| Raymond James Trust N.A. | 17,802 | $3.87M | 0.13% | +2,866+19.2% | Added |
| Beacon Pointe Advisors, LLC | 17,761 | $3.87M | 0.14% | +13,600+326.8% | Added |
| Avantax Planning Partners, Inc. | 17,707 | $3.85M | 0.18% | −760−4.1% | Reduced |
| Canandaigua National Corp | 17,643 | $3.84M | 0.62% | −170−1.0% | Reduced |
| Beacon Investment Advisory Services, Inc. | 17,625 | $3.84M | 0.16% | +2,192+14.2% | Added |
| Drexel Morgan & Co. | 17,522 | $3.81M | 1.13% | 00.0% | Unchanged |
| Financial Advocates Investment Management | 17,449 | $3.80M | 0.27% | +7,497+75.3% | Added |
| CBOE Vest Financial, LLC | 17,424 | $3.79M | 1.44% | +4,448+34.3% | Added |
| Physicians Financial Services, Inc. | 17,351 | $3.78M | 1.55% | −204−1.2% | Reduced |
| Cigna Investments Inc | 17,187 | $3.74M | 0.27% | −2,465−12.5% | Reduced |
| Stillwater Investment Management, LLC | 17,145 | $3.73M | 0.99% | −30−0.2% | Reduced |
| Monument Capital Management | 17,112 | $3.72M | 1.29% | +379+2.3% | Added |
| Avantax Advisory Services, Inc. | 17,064 | $3.71M | 0.07% | +1,377+8.8% | Added |
| BBVA USA | 16,854 | $3.67M | 0.20% | +16,854 | New |
| Siemens Fonds Invest GmbH | 16,824 | $3.66M | 0.44% | +535+3.3% | Added |
| Kiley Juergens Wealth Management, LLC | 16,789 | $3.65M | 1.67% | +30.0% | Added |
| Next Century Growth Investors LLC | 16,758 | $3.65M | 0.28% | −660−3.8% | Reduced |
| Malaga Cove Capital, LLC | 16,719 | $3.64M | 1.56% | +289+1.8% | Added |
| Intact Investment Management Inc. | 16,600 | $3.61M | 0.10% | −20,600−55.4% | Reduced |
| Global Retirement Partners, LLC | 16,567 | $3.60M | 0.37% | +1,121+7.3% | Added |