Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH | 16,507 | $3.59M | 0.35% | −5,169−23.8% | Reduced |
| Abbrea Capital, LLC | 16,461 | $3.58M | 0.54% | +170+1.0% | Added |
| Security National Trust Co | 16,452 | $3.58M | 0.80% | −679−4.0% | Reduced |
| Hayek Kallen Investment Management | 16,385 | $3.57M | 1.50% | −220−1.3% | Reduced |
| First Midwest Bank Trust Division | 16,317 | $3.55M | 0.48% | −2,323−12.5% | Reduced |
| Family Legacy, Inc. | 16,973 | $3.55M | 1.58% | +321+1.9% | Added |
| SageGuard Financial Group, LLC | 16,271 | $3.54M | 1.61% | +3,678+29.2% | Added |
| Asset Dedication, LLC | 16,274 | $3.54M | 0.53% | +4,239+35.2% | Added |
| Ieq Capital, LLC | 16,198 | $3.52M | 0.10% | +2,132+15.2% | Added |
| Leavell Investment Management, Inc. | 15,019 | $3.48M | 0.28% | 00.0% | Unchanged |
| Eudaimonia Partners, LLC | 15,978 | $3.48M | 0.65% | +72+0.5% | Added |
| Monetary Management Group Inc | 15,917 | $3.46M | 1.04% | +7,490+88.9% | Added |
| TCI Wealth Advisors, Inc. | 15,877 | $3.46M | 0.60% | +23+0.1% | Added |
| Great Valley Advisor Group, Inc. | 15,657 | $3.45M | 0.26% | +810+5.5% | Added |
| McMillion Capital Management Inc | 15,820 | $3.44M | 1.88% | −1,053−6.2% | Reduced |
| World Asset Management Inc | 15,718 | $3.42M | 0.31% | −1,045−6.2% | Reduced |
| Griffin Asset Management, Inc. | 15,707 | $3.42M | 0.41% | +125+0.8% | Added |
| Chase Investment Counsel Corp | 15,667 | $3.41M | 1.41% | −10,893−41.0% | Reduced |
| StoneX Group Inc. | 15,545 | $3.38M | 0.50% | +12,401+394.4% | Added |
| LeJeune Puetz Investment Counsel LLC | 15,531 | $3.38M | 1.25% | −450−2.8% | Reduced |
| BLB&B Advisors, LLC | 15,500 | $3.37M | 0.24% | −70−0.4% | Reduced |
| IBM Retirement Fund | 15,472 | $3.37M | 0.26% | −2,972−16.1% | Reduced |
| Walled Lake Planning & Wealth Management, LLC | 15,443 | $3.36M | 2.19% | −58−0.4% | Reduced |
| Kames Capital plc | 15,336 | $3.34M | 0.05% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 15,254 | $3.32M | 0.01% | +93+0.6% | Added |
| Cullen/Frost Bankers, Inc. | 15,221 | $3.31M | 0.07% | +330+2.2% | Added |
| Bessemer Group Inc | 15,149 | $3.30M | 0.01% | +2,260+17.5% | Added |
| Williams Jones Wealth Management, LLC. | 15,113 | $3.29M | 0.05% | +282+1.9% | Added |
| Samlyn Capital, LLC | 15,082 | $3.28M | 0.05% | +15,082 | New |
| Kentucky Farm Bureau Mutual Insurance Co | 15,000 | $3.26M | 0.91% | 00.0% | Unchanged |
| RBF Capital, LLC | 15,000 | $3.26M | 0.18% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 14,963 | $3.26M | 0.08% | −379−2.5% | Reduced |
| Roundview Capital LLC | 14,875 | $3.24M | 0.36% | +125+0.8% | Added |
| Eukles Asset Management | 14,862 | $3.23M | 1.79% | +1,254+9.2% | Added |
| Mutual Advisors, LLC | 14,859 | $3.23M | 0.19% | +1,922+14.9% | Added |
| Mid Atlantic Financial Management Inc | 14,844 | $3.23M | 0.22% | +655+4.6% | Added |
| Prelude Capital Management, LLC | 14,809 | $3.22M | 0.18% | +14,809 | New |
| Sandy Spring Bank | 14,791 | $3.22M | 0.17% | +388+2.7% | Added |
| Homrich & Berg | 14,613 | $3.18M | 0.07% | +2,064+16.4% | Added |
| Avidian Wealth Solutions, LLC | 14,532 | $3.16M | 0.24% | +211+1.5% | Added |
| Financial & Tax Architects, LLC | 14,446 | $3.14M | 1.54% | +750+5.5% | Added |
| Sciencast Management LP | 14,373 | $3.13M | 0.66% | +14,373 | New |
| Iowa State Bank | 14,345 | $3.12M | 0.88% | +244+1.7% | Added |
| EagleClaw Capital Managment, LLC | 14,325 | $3.12M | 0.81% | +1,650+13.0% | Added |
| Kentucky Retirement Systems Insurance Trust Fund | 14,257 | $3.10M | 0.33% | −882−5.8% | Reduced |
| Webster Bank, N. A. | 14,121 | $3.07M | 0.34% | +701+5.2% | Added |
| FRG Family Wealth Advisors LLC | 14,039 | $3.06M | 0.58% | −175−1.2% | Reduced |
| K.J. Harrison & Partners Inc | 14,000 | $3.05M | 0.44% | 00.0% | Unchanged |
| Mizuho Securities USA LLC | 13,977 | $3.04M | 0.25% | −9,869−41.4% | Reduced |
| HC Financial Advisors Inc | 13,945 | $3.04M | 1.77% | 00.0% | Unchanged |
| Bank of the West | 13,880 | $3.02M | 0.31% | +1,082+8.5% | Added |
| Investment Management of Virginia LLC | 13,826 | $3.01M | 0.58% | −580−4.0% | Reduced |
| Blue Edge Capital, LLC | 13,807 | $3.00M | 0.62% | −28−0.2% | Reduced |
| North Star Investment Management Corp. | 13,751 | $2.99M | 0.24% | +10.0% | Added |
| South Dakota Investment Council | 13,745 | $2.99M | 0.05% | −3,740−21.4% | Reduced |
| DT Investment Partners, LLC | 13,693 | $2.98M | 0.41% | +276+2.1% | Added |
| New England Investment & Retirement Group, Inc. | 13,514 | $2.94M | 0.64% | +573+4.4% | Added |
| Compagnie Lombard Odier SCmA | 13,326 | $2.90M | 0.06% | +151+1.1% | Added |
| Mission Creek Capital Partners, Inc. | 13,279 | $2.89M | 0.47% | −224−1.7% | Reduced |
| Pacific Wealth Strategies Group, Inc. | 13,278 | $2.89M | 1.11% | +253+1.9% | Added |
| Douglass Winthrop Advisors, LLC | 13,245 | $2.88M | 0.07% | 00.0% | Unchanged |
| Atlantic Union Bankshares Corp | 13,234 | $2.88M | 0.28% | +815+6.6% | Added |
| Logan Capital Management Inc | 13,213 | $2.88M | 0.13% | +10.0% | Added |
| Wetherby Asset Management Inc | 13,146 | $2.86M | 0.18% | +983+8.1% | Added |
| Myriad Asset Management Ltd. | 13,125 | $2.86M | 0.22% | +13,125 | New |
| Massmutual Trust Co FSB | 13,116 | $2.85M | 0.12% | +1,212+10.2% | Added |
| Ogorek Anthony Joseph | 13,070 | $2.84M | 1.27% | +313+2.5% | Added |
| Lincoln National Corp | 13,057 | $2.84M | 0.06% | +4,610+54.6% | Added |
| Miracle Mile Advisors, LLC | 13,034 | $2.84M | 0.15% | +1,166+9.8% | Added |
| F3Logic, LLC | 13,023 | $2.83M | 0.35% | +3,211+32.7% | Added |
| Redpoint Investment Management Pty Ltd | 12,994 | $2.83M | 0.23% | −1,189−8.4% | Reduced |
| Allstate Corp | 12,970 | $2.82M | 0.09% | −981−7.0% | Reduced |
| Mitchell Capital Management Co | 12,954 | $2.82M | 0.62% | +1,468+12.8% | Added |
| Oliver Luxxe Assets LLC | 12,836 | $2.79M | 0.77% | −263−2.0% | Reduced |
| Azimuth Capital Management LLC | 12,721 | $2.77M | 0.12% | 00.0% | Unchanged |
| Haverford Trust Co | 12,714 | $2.77M | 0.03% | +48+0.4% | Added |
| Strategic Wealth Advisors Group, LLC | 12,630 | $2.75M | 0.12% | +1,565+14.1% | Added |
| Profund Advisors LLC | 12,593 | $2.74M | 0.09% | +1,310+11.6% | Added |
| Evercore Wealth Management, LLC | 12,575 | $2.74M | 0.05% | +214+1.7% | Added |
| Barbara Oil Co. | 12,500 | $2.72M | 1.25% | 00.0% | Unchanged |
| Pallas Capital Advisors LLC | 13,295 | $2.72M | 0.38% | +868+7.0% | Added |
| Country Club Trust Company, n.a. | 12,639 | $2.72M | 0.24% | +1,122+9.7% | Added |
| Segment Wealth Management, LLC | 12,470 | $2.71M | 0.32% | 00.0% | Unchanged |
| IndexIQ Advisors LLC | 12,468 | $2.71M | 0.09% | −172−1.4% | Reduced |
| Guyasuta Investment Advisors Inc | 12,453 | $2.71M | 0.19% | 00.0% | Unchanged |
| Slow Capital, Inc. | 12,391 | $2.70M | 0.51% | −1,824−12.8% | Reduced |
| Shay Capital LLC | 12,300 | $2.68M | 0.63% | +12,300 | New |
| BP PLC | 12,243 | $2.66M | 0.11% | −5,166−29.7% | Reduced |
| Waycross Partners, LLC | 12,209 | $2.66M | 1.41% | −818−6.3% | Reduced |
| Cambridge Advisors Inc. | 12,119 | $2.64M | 0.64% | −319−2.6% | Reduced |
| Los Angeles Capital Management LLC | 12,071 | $2.63M | 0.01% | +1,631+15.6% | Added |
| Bailard, Inc. | 12,044 | $2.62M | 0.09% | +748+6.6% | Added |
| Cornercap Investment Counsel Inc | 12,015 | $2.62M | 0.29% | +12,015 | New |
| Ameritas Investment Partners, Inc. | 12,011 | $2.61M | 0.09% | −416−3.3% | Reduced |
| La Financiere de L'Echiquier | 12,000 | $2.61M | 0.10% | 00.0% | Unchanged |
| Pinnacle Holdings, LLC | 11,992 | $2.61M | 1.20% | −53−0.4% | Reduced |
| J.P. Marvel Investment Advisors, LLC | 11,923 | $2.60M | 0.55% | −48−0.4% | Reduced |
| Sumitomo Life Insurance Co | 11,864 | $2.58M | 0.08% | −1,831−13.4% | Reduced |
| Private Trust Co NA | 11,835 | $2.58M | 0.39% | +3,379+40.0% | Added |
| Trustcore Financial Services, LLC | 11,801 | $2.57M | 0.27% | +329+2.9% | Added |