Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| First Horizon Advisors, Inc. | 11,782 | $2.56M | 0.14% | −537−4.4% | Reduced |
| Hoey Investments, Inc | 11,675 | $2.54M | 0.78% | +10,000+597.0% | Added |
| Providence Wealth Advisors, LLC | 11,742 | $2.54M | 1.73% | +75+0.6% | Added |
| Trust Co of Vermont | 11,570 | $2.52M | 0.18% | +409+3.7% | Added |
| Greenleaf Trust | 11,552 | $2.51M | 0.03% | +405+3.6% | Added |
| Valeo Financial Advisors, LLC | 11,498 | $2.50M | 0.15% | +788+7.4% | Added |
| Foster & Motley Inc | 11,492 | $2.50M | 0.21% | −289−2.5% | Reduced |
| Rafferty Asset Management, LLC | 11,447 | $2.49M | 0.02% | +2,027+21.5% | Added |
| Hixon Zuercher, LLC | 11,419 | $2.48M | 1.50% | +6,320+123.9% | Added |
| American Portfolios Advisors | 11,346 | $2.47M | 0.10% | −1,225−9.7% | Reduced |
| Point72 Hong Kong Ltd | 11,340 | $2.47M | 0.17% | +11,340 | New |
| Twin Tree Management, LP | 11,271 | $2.45M | 0.07% | −35,575−75.9% | Reduced |
| Symmetry Investments LP | 11,250 | $2.45M | 0.70% | −250−2.2% | Reduced |
| CWM, LLC | 11,228 | $2.44M | 0.02% | 00.0% | Unchanged |
| Lido Advisors, LLC | 11,030 | $2.40M | 0.06% | −4,778−30.2% | Reduced |
| Frontier Wealth Management LLC | 11,017 | $2.40M | 0.17% | +611+5.9% | Added |
| Graticule Asia Macro Advisors LLC | 11,000 | $2.39M | 0.72% | 00.0% | Unchanged |
| Black Swift Group, LLC | 11,000 | $2.39M | 1.16% | +11,000 | New |
| Pflug Koory, LLC | 10,974 | $2.39M | 1.25% | +10.0% | Added |
| Spirit of America Management Corp | 10,925 | $2.38M | 0.51% | 00.0% | Unchanged |
| Aureus Asset Management, LLC | 10,898 | $2.37M | 0.15% | +10,898 | New |
| Seven Eight Capital, LP | 10,893 | $2.37M | 0.33% | +10,893 | New |
| MEMBERS Trust Co | 10,889 | $2.37M | 0.07% | −125−1.1% | Reduced |
| Boyd Watterson Asset Management LLC | 10,876 | $2.37M | 0.95% | +15+0.1% | Added |
| Resources Management Corp | 10,865 | $2.37M | 0.33% | −30−0.3% | Reduced |
| Telos Capital Management, Inc. | 10,861 | $2.36M | 0.31% | 00.0% | Unchanged |
| Heritage Trust Co | 10,827 | $2.36M | 0.34% | +81+0.8% | Added |
| OPSEU Pension Plan Trust Fund | 10,811 | $2.35M | 0.60% | +5,046+87.5% | Added |
| Osborne Partners Capital Management, LLC | 10,674 | $2.32M | 0.19% | −825−7.2% | Reduced |
| Loudon Investment Management, LLC | 10,667 | $2.32M | 1.58% | −420−3.8% | Reduced |
| Ellsworth Advisors, LLC | 10,619 | $2.31M | 1.13% | +1,192+12.6% | Added |
| Lowe Brockenbrough & Co Inc | 10,616 | $2.31M | 0.21% | −150−1.4% | Reduced |
| Beck Capital Management, LLC | 10,598 | $2.31M | 0.78% | +279+2.7% | Added |
| Mitchell McLeod Pugh & Williams Inc | 10,585 | $2.30M | 0.89% | −68−0.6% | Reduced |
| Chicago Trust Co NA | 10,508 | $2.29M | 0.54% | +6,314+150.5% | Added |
| Advent Capital Management | 10,500 | $2.29M | 0.04% | −4,500−30.0% | Reduced |
| Jacobi Capital Management LLC | 10,449 | $2.27M | 0.30% | −100−0.9% | Reduced |
| Kinloch Capital, LLC | 10,442 | $2.27M | 1.63% | +136+1.3% | Added |
| Whalerock Point Partners, LLC | 10,370 | $2.26M | 0.87% | 00.0% | Unchanged |
| Savant Capital, LLC | 10,348 | $2.25M | 0.09% | −1,837−15.1% | Reduced |
| Modus Advisors, LLC | 10,347 | $2.25M | 0.95% | −187−1.8% | Reduced |
| Bowen Hanes & Co Inc | 10,334 | $2.25M | 0.07% | −170−1.6% | Reduced |
| Strategic Capital Advisers, Inc. | 10,323 | $2.25M | 1.86% | −503−4.6% | Reduced |
| Murphy Capital Management Inc | 10,307 | $2.24M | 0.26% | +234+2.3% | Added |
| Virginia Retirement Systems Et Al | 10,300 | $2.24M | 0.02% | −4,800−31.8% | Reduced |
| Capital Investment Counsel, Inc | 10,287 | $2.24M | 0.50% | +232+2.3% | Added |
| Boltwood Capital Management | 10,284 | $2.24M | 0.93% | +105+1.0% | Added |
| Verition Fund Management LLC | 10,220 | $2.22M | 0.03% | +10,220 | New |
| King Luther Capital Management Corp | 10,195 | $2.22M | 0.01% | −195−1.9% | Reduced |
| First Citizens Bank & Trust Co | 10,167 | $2.21M | 0.10% | −430−4.1% | Reduced |
| FLC Capital Advisors | 10,162 | $2.21M | 0.65% | −450−4.2% | Reduced |
| Fluent Financial, LLC | 10,134 | $2.21M | 0.95% | +10,134 | New |
| Nicholas Hoffman & Company, LLC. | 10,127 | $2.20M | 0.40% | +814+8.7% | Added |
| Thomas Story & Son LLC | 10,100 | $2.20M | 0.82% | 00.0% | Unchanged |
| Donaldson Capital Management, LLC | 10,086 | $2.19M | 0.11% | −229−2.2% | Reduced |
| NEXT Financial Group, Inc | 10,085 | $2.19M | 0.18% | +700+7.5% | Added |
| Krilogy Financial LLC | 10,067 | $2.19M | 0.22% | −8,331−45.3% | Reduced |
| Verdence Capital Advisors LLC | 10,049 | $2.19M | 0.30% | +4,159+70.6% | Added |
| Capula Management Ltd | 10,069 | $2.18M | 0.40% | +10,069 | New |
| Lee Capital Holdings LLC | 10,000 | $2.18M | 1.10% | +10,000 | New |
| MV Capital Management, Inc. | 9,980 | $2.17M | 0.37% | +784+8.5% | Added |
| Princeton Capital Management LLC | 9,926 | $2.16M | 0.67% | −195−1.9% | Reduced |
| First National Bank & Trust Co of Newtown | 9,879 | $2.15M | 0.44% | −25−0.3% | Reduced |
| Whitener Capital Management, Inc. | 9,880 | $2.15M | 0.86% | +47+0.5% | Added |
| Crescent Capital Consulting, LLC | 9,861 | $2.15M | 0.40% | 00.0% | Unchanged |
| Tower Bridge Advisors | 9,832 | $2.14M | 0.14% | −950−8.8% | Reduced |
| Holderness Investments Co | 9,823 | $2.14M | 0.71% | −30.0% | Reduced |
| Claraphi Advisory Network, LLC | 9,800 | $2.13M | 0.64% | −4,343−30.7% | Reduced |
| HBK Sorce Advisory LLC | 9,787 | $2.13M | 0.12% | +1,400+16.7% | Added |
| Kingsview Wealth Management, LLC | 9,788 | $2.12M | 0.10% | +3,478+55.1% | Added |
| Maverick Capital LtdSuperinvestorMaverick Capital | 9,730 | $2.12M | 0.02% | +9,730 | New |
| Asset Management Group, Inc. | 9,699 | $2.11M | 0.44% | +35+0.4% | Added |
| Hudock, Inc. | 9,691 | $2.11M | 0.63% | +58+0.6% | Added |
| Truvestments Capital LLC | 9,660 | $2.10M | 1.15% | +1,377+16.6% | Added |
| Old Port Advisors | 9,872 | $2.09M | 0.75% | −1,231−11.1% | Reduced |
| Kistler-Tiffany Companies, LLC | 9,568 | $2.08M | 0.48% | −7−0.1% | Reduced |
| Cumberland Advisors Inc | 9,550 | $2.08M | 0.49% | −150−1.5% | Reduced |
| Bryn Mawr Trust Co | 9,541 | $2.08M | 0.08% | +71+0.7% | Added |
| DuPont Capital Management Corp | 9,517 | $2.07M | 0.05% | +245+2.6% | Added |
| Sandhill Capital Partners LLC | 9,469 | $2.06M | 0.16% | +524+5.9% | Added |
| True North Advisors, LLC | 9,442 | $2.05M | 0.43% | +800+9.3% | Added |
| Wellington Shields & Co., LLC | 9,400 | $2.05M | 0.68% | 00.0% | Unchanged |
| Burleson & Company, LLC | 9,403 | $2.05M | 0.30% | +10.0% | Added |
| RSM US Wealth Management LLC | 9,368 | $2.04M | 0.11% | +1,568+20.1% | Added |
| Palisade Asset Management, LLC | 9,365 | $2.04M | 0.24% | −24−0.3% | Reduced |
| Dorsey & Whitney Trust CO LLC | 9,329 | $2.03M | 0.19% | −422−4.3% | Reduced |
| Trust Co of Toledo NA | 9,303 | $2.02M | 0.34% | +11+0.1% | Added |
| Murphy, Middleton, Hinkle & Parker, Inc. | 9,274 | $2.02M | 1.13% | −11−0.1% | Reduced |
| Meiji Yasuda Asset Management Co Ltd. | 9,259 | $2.02M | 0.10% | +354+4.0% | Added |
| Focused Wealth Management, Inc | 9,232 | $2.01M | 0.33% | +27+0.3% | Added |
| 1st Source Bank | 9,204 | $2.00M | 0.13% | +42+0.5% | Added |
| Meiji Yasuda Life Insurance Co | 9,174 | $2.00M | 0.04% | +3,230+54.3% | Added |
| Ropes Wealth Advisors LLC | 9,160 | $1.99M | 0.32% | 00.0% | Unchanged |
| Vestcor Inc | 9,149 | $1.99M | 0.07% | −1,010−9.9% | Reduced |
| Adirondack Trust Co | 9,129 | $1.99M | 1.00% | −190−2.0% | Reduced |
| Dana Investment Advisors, Inc. | 9,070 | $1.97M | 0.09% | −249−2.7% | Reduced |
| Loomis Sayles & Co L P | 9,029 | $1.96M | 0.00% | +8,916+7,890.3% | Added |
| Papp L Roy & Associates | 9,010 | $1.96M | 0.25% | 00.0% | Unchanged |
| Oxbow Advisors, LLC | 8,994 | $1.96M | 0.20% | +267+3.1% | Added |
| Liberty One Investment Management, LLC | 8,962 | $1.95M | 0.33% | −273−3.0% | Reduced |