Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Triangle Securities Wealth Management | 8,924 | $1.94M | 0.66% | −694−7.2% | Reduced |
| Veriti Management LLC | 8,886 | $1.93M | 0.29% | +2,710+43.9% | Added |
| TD Private Client Wealth LLC | 8,874 | $1.93M | 0.08% | +986+12.5% | Added |
| McKinley Carter Wealth Services, Inc. | 8,854 | $1.93M | 0.16% | +15+0.2% | Added |
| Banco de Sabadell, S.A | 8,877 | $1.92M | 1.28% | −43,837−83.2% | Reduced |
| USA Financial Portformulas Corp | 8,828 | $1.92M | 1.61% | −3,012−25.4% | Reduced |
| QS Investors, LLC | 8,810 | $1.92M | 0.02% | −54−0.6% | Reduced |
| V Wealth Advisors LLC | 8,804 | $1.92M | 0.31% | +1,381+18.6% | Added |
| Trust Investment Advisors | 8,785 | $1.91M | 1.69% | −34−0.4% | Reduced |
| Lavaca Capital LLC | 8,770 | $1.91M | 0.98% | +3,450+64.8% | Added |
| Anchor Investment Management, LLC | 8,748 | $1.90M | 0.26% | +580+7.1% | Added |
| United Bank | 8,700 | $1.89M | 0.25% | 00.0% | Unchanged |
| Spreng Capital Management, Inc. | 8,700 | $1.89M | 1.23% | −15−0.2% | Reduced |
| Carroll Financial Associates, Inc. | 8,670 | $1.89M | 0.11% | −1,574−15.4% | Reduced |
| SeaCrest Wealth Management, LLC | 8,664 | $1.89M | 0.23% | +433+5.3% | Added |
| Radnor Capital Management, LLC | 8,657 | $1.88M | 0.64% | 00.0% | Unchanged |
| Smith, Salley & Associates | 8,583 | $1.87M | 0.15% | +1,039+13.8% | Added |
| Essex Financial Services, Inc. | 8,015 | $1.86M | 0.27% | 00.0% | Unchanged |
| Rathbone Brothers plc | 8,527 | $1.86M | 0.02% | +370+4.5% | Added |
| Naples Global Advisors, LLC | 8,501 | $1.85M | 0.26% | +24+0.3% | Added |
| Venture Visionary Partners LLC | 8,478 | $1.84M | 0.15% | +138+1.7% | Added |
| Johnson Investment Counsel Inc | 8,455 | $1.84M | 0.03% | −113−1.3% | Reduced |
| Court Place Advisors, LLC | 8,443 | $1.84M | 0.54% | 00.0% | Unchanged |
| Nomura Holdings Inc | 8,402 | $1.83M | 0.02% | −2,317−21.6% | Reduced |
| Aigen Investment Management, LP | 8,408 | $1.83M | 0.32% | +8,408 | New |
| Windsor Group LTD | 8,402 | $1.83M | 0.40% | +392+4.9% | Added |
| Park National Corp | 8,401 | $1.83M | 0.08% | 00.0% | Unchanged |
| Cadinha & Co LLC | 8,394 | $1.83M | 0.25% | −88,553−91.3% | Reduced |
| Lockheed Martin Investment Management Co | 8,386 | $1.82M | 0.10% | −61,530−88.0% | Reduced |
| DHJJ Financial Advisors, Ltd. | 8,324 | $1.81M | 0.96% | −40.0% | Reduced |
| Seeyond | 8,320 | $1.81M | 0.17% | −273−3.2% | Reduced |
| Centaurus Financial, Inc. | 8,294 | $1.80M | 0.15% | +2,318+38.8% | Added |
| Buckingham Strategic Wealth, LLC | 8,260 | $1.80M | 0.04% | +11+0.1% | Added |
| Fruth Investment Management | 8,253 | $1.80M | 0.54% | 00.0% | Unchanged |
| Stonnington Group, LLC | 8,350 | $1.77M | 0.39% | −5,754−40.8% | Reduced |
| Columbia Trust Co 01012016 | 8,067 | $1.76M | 1.00% | −438−5.1% | Reduced |
| Signaturefd, LLC | 8,071 | $1.76M | 0.07% | +898+12.5% | Added |
| Clear Street Markets LLC | 8,043 | $1.75M | 0.37% | +4,743+143.7% | Added |
| RB Capital Management, LLC | 8,015 | $1.74M | 0.67% | +491+6.5% | Added |
| Cohen Klingenstein LLC | 8,000 | $1.74M | 0.07% | 00.0% | Unchanged |
| Cobblestone Capital Advisors LLC | 7,996 | $1.74M | 0.12% | +70+0.9% | Added |
| Convergence Investment Partners, LLC | 7,921 | $1.72M | 0.74% | −1,411−15.1% | Reduced |
| MAI Capital Management | 7,906 | $1.72M | 0.03% | +264+3.5% | Added |
| JustInvest LLC | 7,877 | $1.71M | 0.18% | +330+4.4% | Added |
| Probity Advisors, Inc. | 7,865 | $1.71M | 0.36% | −330−4.0% | Reduced |
| J.W. Cole Advisors, Inc. | 7,841 | $1.71M | 0.13% | +1,034+15.2% | Added |
| AdvisorNet Financial, Inc | 7,829 | $1.70M | 0.11% | −3,860−33.0% | Reduced |
| Polar Asset Management Partners Inc. | 7,811 | $1.70M | 0.02% | +4,079+109.3% | Added |
| Gifford Fong Associates | 7,800 | $1.70M | 0.33% | 00.0% | Unchanged |
| Oarsman Capital, Inc. | 7,789 | $1.70M | 0.67% | −930−10.7% | Reduced |
| Diversified Trust Co | 7,782 | $1.69M | 0.06% | −319−3.9% | Reduced |
| Boenning & Scattergood, Inc. | 7,764 | $1.69M | 0.29% | +284+3.8% | Added |
| WealthPLAN Partners, LLC | 7,600 | $1.69M | 0.12% | −16−0.2% | Reduced |
| Fort Pitt Capital Group, LLC | 7,730 | $1.68M | 0.07% | +397+5.4% | Added |
| Voloridge Investment Management, LLC | 7,721 | $1.68M | 0.01% | +7,721 | New |
| Hilton Capital Management, LLC | 7,714 | $1.68M | 0.18% | −98,303−92.7% | Reduced |
| Hanson & Doremus Investment Management | 11,258 | $1.68M | 0.50% | +1,330+13.4% | Added |
| Enlightenment Research, LLC | 7,700 | $1.68M | 2.13% | +7,700 | New |
| Washington Trust Bank | 7,696 | $1.68M | 0.20% | +39+0.5% | Added |
| Baldwin Investment Management, LLC | 7,673 | $1.67M | 0.28% | −1,505−16.4% | Reduced |
| Boston Private Wealth LLC | 7,672 | $1.67M | 0.02% | −242−3.1% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 7,660 | $1.67M | 0.16% | +346+4.7% | Added |
| Strategic Financial Services, Inc, | 7,650 | $1.67M | 0.13% | −95−1.2% | Reduced |
| Gamble Jones Investment Counsel | 7,623 | $1.66M | 0.11% | 00.0% | Unchanged |
| Washington Trust Co | 7,608 | $1.66M | 0.05% | −21−0.3% | Reduced |
| LS Investment Advisors, LLC | 7,604 | $1.66M | 0.21% | −37,383−83.1% | Reduced |
| Regal Investment Advisors LLC | 7,598 | $1.65M | 0.17% | +7,598 | New |
| Quest Investment Management LLC | 7,588 | $1.65M | 0.15% | 00.0% | Unchanged |
| Pinnacle Financial Partners Inc | 7,582 | $1.65M | 0.07% | −224−2.9% | Reduced |
| Pinnacle Wealth Advisors | 7,582 | $1.65M | 0.07% | +7,582 | New |
| D. Scott Neal, Inc. | 7,549 | $1.64M | 0.75% | +35+0.5% | Added |
| Van Eck Associates Corp | 7,490 | $1.63M | 0.00% | −785−9.5% | Reduced |
| Credit Agricole S A | 7,485 | $1.63M | 0.05% | +5,865+362.0% | Added |
| Fma Advisory Inc | 7,386 | $1.61M | 0.60% | +255+3.6% | Added |
| Rational Advisors LLC | 7,345 | $1.60M | 0.19% | +782+11.9% | Added |
| Cascade Investment Advisors, Inc. | 7,338 | $1.60M | 1.01% | −125−1.7% | Reduced |
| Pathstone Family Office, LLC | 7,318 | $1.59M | 0.05% | +4,164+132.0% | Added |
| Jump Financial, LLC | 7,268 | $1.58M | 0.15% | −5,071−41.1% | Reduced |
| IHT Wealth Management, LLC | 7,260 | $1.58M | 0.10% | +1,858+34.4% | Added |
| Atlas Brown,Inc. | 7,249 | $1.58M | 0.68% | −71−1.0% | Reduced |
| Westwood Holdings Group Inc. | 7,225 | $1.57M | 0.02% | +460+6.8% | Added |
| Plimoth Trust Co LLC | 7,213 | $1.57M | 0.44% | −69−0.9% | Reduced |
| Wealthcare Advisory Partners LLC | 7,177 | $1.56M | 0.10% | +39+0.5% | Added |
| Amarillo National Bank | 7,171 | $1.56M | 0.45% | 00.0% | Unchanged |
| Citizens Financial Group Inc | 7,174 | $1.56M | 0.07% | +31+0.4% | Added |
| Stoneridge Investment Partners LLC | 7,175 | $1.56M | 0.76% | +7,175 | New |
| Moloney Securities Asset Management, LLC | 7,155 | $1.56M | 0.28% | +86+1.2% | Added |
| Adell Harriman & Carpenter Inc | 7,125 | $1.55M | 0.16% | +300+4.4% | Added |
| Corient Capital Partners, LLC | 7,123 | $1.55M | 0.11% | +778+12.3% | Added |
| Oak Asset Management, LLC | 7,082 | $1.54M | 0.65% | +7,082 | New |
| Proequities, Inc. | 7,077 | $1.54M | 0.10% | +263+3.9% | Added |
| Heartland Bank & Trust Co | 7,067 | $1.54M | 1.42% | +7,067 | New |
| MidWestOne Financial Group, Inc. | 7,039 | $1.53M | 0.36% | 00.0% | Unchanged |
| Bahl & Gaynor Inc | 7,030 | $1.53M | 0.01% | −500−6.6% | Reduced |
| Western Wealth Management, LLC | 7,025 | $1.53M | 0.16% | +3,464+97.3% | Added |
| Eidelman Virant Capital | 7,006 | $1.52M | 0.59% | 00.0% | Unchanged |
| Investors Asset Management of Georgia Inc | 6,985 | $1.52M | 0.82% | −100−1.4% | Reduced |
| Mairs & Power Inc | 6,972 | $1.52M | 0.01% | −3,163−31.2% | Reduced |
| Glen Eagle Advisors, LLC | 6,957 | $1.51M | 0.47% | +2,463+54.8% | Added |
| Horizon Kinetics Asset Management LLC | 6,933 | $1.51M | 0.03% | −955−12.1% | Reduced |