Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ar Asset Management Inc | 6,905 | $1.50M | 0.42% | 00.0% | Unchanged |
| Vestmark Advisory Solutions, Inc. | 6,899 | $1.50M | 0.11% | −1,482−17.7% | Reduced |
| DCM Advisors, LLC | 6,897 | $1.50M | 0.85% | +81+1.2% | Added |
| Coastline Trust Co | 6,885 | $1.50M | 0.19% | −1,055−13.3% | Reduced |
| Symmetry Partners, LLC | 6,879 | $1.50M | 0.10% | 00.0% | Unchanged |
| HawsGoodwin Investment Management LLC | 6,848 | $1.49M | 0.46% | −317−4.4% | Reduced |
| Cornell Pochily Investment Advisors, Inc. | 6,837 | $1.49M | 0.65% | +859+14.4% | Added |
| WBH Advisory Inc | 7,033 | $1.48M | 0.22% | −47−0.7% | Reduced |
| Livforsakringsbolaget Skandia, Omsesidigt | 6,813 | $1.48M | 0.09% | −1,100−13.9% | Reduced |
| Staley Capital Advisers Inc | 6,800 | $1.48M | 0.08% | 00.0% | Unchanged |
| Douglas Lane & Associates, LLC | 6,799 | $1.48M | 0.02% | +661+10.8% | Added |
| Capital Asset Advisory Services LLC | 6,764 | $1.47M | 0.16% | −1,771−20.7% | Reduced |
| Altium Wealth Management LLC | 6,744 | $1.47M | 0.11% | +304+4.7% | Added |
| Veracity Capital LLC | 6,731 | $1.47M | 0.34% | −384−5.4% | Reduced |
| Atlantic Trust, LLC | 4,436 | $1.46M | 0.95% | −2,262−33.8% | Reduced |
| Argent Trust Co | 6,645 | $1.45M | 0.09% | +1,314+24.6% | Added |
| Members Capital Advisors Inc | 6,643 | $1.45M | 0.90% | +5,033+312.6% | Added |
| Essex Savings Bank | 5,968 | $1.44M | 0.56% | +380+6.8% | Added |
| Hoylecohen, LLC | 6,583 | $1.43M | 0.13% | +106+1.6% | Added |
| Argent Advisors, Inc. | 6,561 | $1.43M | 0.87% | −990−13.1% | Reduced |
| Tiemann Investment Advisors, LLC | 6,563 | $1.43M | 0.67% | −450−6.4% | Reduced |
| Sequent Asset Management, LLC | 6,560 | $1.43M | 0.82% | −40−0.6% | Reduced |
| Lester Murray Antman dba SimplyRich | 6,553 | $1.43M | 0.66% | +60+0.9% | Added |
| Parallel Advisors, LLC | 6,554 | $1.43M | 0.06% | +653+11.1% | Added |
| Thomas White International Ltd | 6,542 | $1.42M | 0.20% | 00.0% | Unchanged |
| Empirical Finance, LLC | 6,537 | $1.42M | 0.23% | +934+16.7% | Added |
| BCM Advisors, LLC | 7,000 | $1.42M | 0.39% | 00.0% | Unchanged |
| Fulcrum Equity Management | 6,530 | $1.42M | 0.53% | +6,530 | New |
| Legacy Bridge, LLC | 6,513 | $1.42M | 0.80% | +65+1.0% | Added |
| First Dallas Securities Inc. | 6,508 | $1.42M | 0.93% | +818+14.4% | Added |
| Franklin Street Advisors Inc | 6,500 | $1.42M | 0.12% | 00.0% | Unchanged |
| Novak Financial Planning, LLC | 6,479 | $1.41M | 0.69% | +86+1.3% | Added |
| Valley Brook Capital Group | 6,440 | $1.40M | 1.34% | +140+2.2% | Added |
| Integrated Wealth Concepts LLC | 6,431 | $1.40M | 0.05% | +964+17.6% | Added |
| CAPROCK Group, Inc. | 6,398 | $1.39M | 0.13% | +633+11.0% | Added |
| Bridgefront Capital, LLC | 6,375 | $1.39M | 0.52% | +4,458+232.6% | Added |
| Equitable Holdings, Inc. | 6,370 | $1.39M | 0.02% | +185+3.0% | Added |
| Tdam USA Inc. | 6,696 | $1.38M | 0.09% | −2,548−27.6% | Reduced |
| Morse Asset Management, Inc | 6,345 | $1.38M | 0.33% | −3,255−33.9% | Reduced |
| Mizuho Markets Cayman LP | 6,337 | $1.38M | 0.25% | +6,337 | New |
| Harfst & Associates, Inc. | 6,335 | $1.38M | 0.40% | −438−6.5% | Reduced |
| Snow Capital Management LP | 6,323 | $1.38M | 0.20% | +4+0.1% | Added |
| Procyon Private Wealth Partners, LLC | 6,300 | $1.37M | 0.37% | +347+5.8% | Added |
| Cahill Financial Advisors Inc | 6,287 | $1.37M | 0.31% | −109−1.7% | Reduced |
| Bragg Financial Advisors, Inc | 6,283 | $1.37M | 0.09% | −106−1.7% | Reduced |
| Engineers Gate Manager LP | 6,240 | $1.36M | 0.09% | +6,240 | New |
| Jaffetilchin Investment Partners, LLC | 6,206 | $1.35M | 0.09% | −2,902−31.9% | Reduced |
| Thompson Siegel & Walmsley LLC | 6,193 | $1.35M | 0.02% | 00.0% | Unchanged |
| Brookfield Asset Management Inc. | 6,164 | $1.34M | 0.01% | −515−7.7% | Reduced |
| Aurora Private Wealth, Inc. | 6,162 | $1.34M | 0.54% | +71+1.2% | Added |
| HBK Investments L P | 6,141 | $1.34M | 0.01% | +1,370+28.7% | Added |
| Investment House LLC | 6,106 | $1.33M | 0.09% | 00.0% | Unchanged |
| AMG National Trust Bank | 6,097 | $1.33M | 0.04% | −2,000−24.7% | Reduced |
| Farmers Trust Co | 6,100 | $1.33M | 0.29% | −50−0.8% | Reduced |
| Mattern Wealth Management LLC | 6,325 | $1.31M | 0.42% | −150−2.3% | Reduced |
| Sequoia Financial Advisors, LLC | 6,040 | $1.31M | 0.05% | +104+1.8% | Added |
| Sunflower Bank, N.A. | 6,032 | $1.31M | 0.20% | −80−1.3% | Reduced |
| Fairfield, Bush & Co. | 6,020 | $1.31M | 0.36% | 00.0% | Unchanged |
| Palumbo Wealth Management LLC | 5,956 | $1.30M | 0.87% | +203+3.5% | Added |
| New World Advisors LLC | 5,956 | $1.30M | 0.87% | +5,956 | New |
| Wellington Shields Capital Management, LLC | 5,950 | $1.29M | 0.16% | 00.0% | Unchanged |
| IFP Advisors, Inc | 5,994 | $1.29M | 0.03% | +1,311+28.0% | Added |
| CFM Wealth Partners LLC | 5,923 | $1.29M | 0.34% | +187+3.3% | Added |
| Resources Investment Advisors, LLC. | 5,903 | $1.28M | 0.05% | +627+11.9% | Added |
| Beaton Management Co. Inc. | 5,883 | $1.28M | 0.81% | 00.0% | Unchanged |
| Duff & Phelps Investment Management Co | 5,865 | $1.28M | 0.02% | −520−8.1% | Reduced |
| Capital Wealth Planning, LLC | 5,831 | $1.27M | 0.04% | −1,269−17.9% | Reduced |
| Clarius Group, LLC | 5,793 | $1.26M | 0.11% | +68+1.2% | Added |
| Agf Investments Inc. | 5,782 | $1.26M | 0.01% | −1,914−24.9% | Reduced |
| Keudell/Morrison Wealth Management | 5,766 | $1.25M | 0.69% | +10+0.2% | Added |
| Orion Portfolio Solutions, LLC | 5,765 | $1.25M | 0.05% | +2,327+67.7% | Added |
| KG&L Capital Management,LLC | 5,754 | $1.25M | 0.57% | +4,656+424.0% | Added |
| Smith, Moore & Co. | 5,748 | $1.25M | 0.19% | −167−2.8% | Reduced |
| Westshore Wealth, LLC | 5,734 | $1.25M | 0.64% | +8+0.1% | Added |
| Gables Capital Management Inc. | 5,730 | $1.25M | 0.85% | −6,065−51.4% | Reduced |
| Sentry Investment Management LLC | 5,726 | $1.25M | 0.32% | +456+8.7% | Added |
| Financial Architects, Inc | 5,701 | $1.24M | 0.18% | −302−5.0% | Reduced |
| Everett Harris & Co | 5,702 | $1.24M | 0.02% | 00.0% | Unchanged |
| Weatherly Asset Management L. P. | 5,690 | $1.24M | 0.16% | 00.0% | Unchanged |
| AXS Investments LLC | 5,681 | $1.24M | 0.38% | +187+3.4% | Added |
| Tokio Marine Asset Management Co Ltd | 5,671 | $1.23M | 0.11% | +1,315+30.2% | Added |
| Penobscot Investment Management Company, Inc. | 5,655 | $1.23M | 0.18% | −15−0.3% | Reduced |
| Exane Derivatives | 5,711 | $1.23M | 0.29% | −388−6.4% | Reduced |
| SOL Capital Management CO | 5,644 | $1.23M | 0.24% | −315−5.3% | Reduced |
| Gamco Investors, Inc. Et Al | 5,629 | $1.23M | 0.01% | −17−0.3% | Reduced |
| Trustmark National Bank Trust Department | 5,628 | $1.23M | 0.10% | +446+8.6% | Added |
| HM Payson & Co | 5,631 | $1.23M | 0.03% | +620+12.4% | Added |
| Independent Financial Group, LLC | 5,625 | $1.22M | 0.13% | +664+13.4% | Added |
| Optimum Investment Advisors | 5,620 | $1.22M | 0.38% | −10−0.2% | Reduced |
| Wintrust Investments LLC | 5,610 | $1.22M | 0.13% | +155+2.8% | Added |
| Arbor Trust Wealth Advisors, LLC | 5,585 | $1.22M | 0.76% | +175+3.2% | Added |
| St Germain D J Co Inc | 5,553 | $1.21M | 0.08% | 00.0% | Unchanged |
| Ibex Wealth Advisors | 5,550 | $1.21M | 0.24% | +5,550 | New |
| Moneta Group Investment Advisors LLC | 5,509 | $1.20M | 0.06% | +644+13.2% | Added |
| Birinyi Associates Inc | 5,500 | $1.20M | 0.42% | 00.0% | Unchanged |
| Viking Fund Management LLC | 5,500 | $1.20M | 0.34% | 00.0% | Unchanged |
| Beech Hill Advisors, Inc. | 5,500 | $1.20M | 0.49% | 00.0% | Unchanged |
| Barber Financial Group, Inc. | 5,501 | $1.20M | 0.16% | +10.0% | Added |
| Van Strum & Towne Inc. | 5,484 | $1.19M | 0.57% | 00.0% | Unchanged |
| Rothschild Investment Corp | 5,470 | $1.19M | 0.09% | +10+0.2% | Added |