Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Jackson Square Capital, LLC | 5,461 | $1.19M | 0.38% | −73−1.3% | Reduced |
| Gladstone Institutional Advisory LLC | 5,430 | $1.18M | 0.14% | +788+17.0% | Added |
| Orleans Capital Management Corp | 5,420 | $1.18M | 0.76% | +95+1.8% | Added |
| RMB Capital Management, LLC | 5,382 | $1.17M | 0.04% | +53+1.0% | Added |
| Institute for Wealth Management, LLC. | 5,351 | $1.17M | 0.20% | +137+2.6% | Added |
| Cerity Partners LLC | 5,349 | $1.16M | 0.03% | −493−8.4% | Reduced |
| Personal Capital Advisors Corp | 5,348 | $1.16M | 0.01% | −351−6.2% | Reduced |
| Sawgrass Asset Management LLC | 5,348 | $1.16M | 0.10% | −40−0.7% | Reduced |
| Checchi Capital Advisers, LLC | 5,340 | $1.16M | 0.14% | −114−2.1% | Reduced |
| ARGI Investment Services, LLC | 5,317 | $1.16M | 0.04% | +406+8.3% | Added |
| High Falls Advisors, Inc | 5,317 | $1.16M | 0.31% | +1,003+23.2% | Added |
| San Francisco Sentry Investment Group (Ca) | 5,313 | $1.16M | 0.60% | −4,210−44.2% | Reduced |
| First Foundation Advisors | 5,306 | $1.16M | 0.04% | +462+9.5% | Added |
| Private Asset Management Inc | 5,300 | $1.15M | 0.15% | −200−3.6% | Reduced |
| Aspen Investment Management Inc | 5,299 | $1.15M | 0.60% | −24−0.5% | Reduced |
| Tempus Wealth Planning, LLC | 5,300 | $1.15M | 0.77% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 5,295 | $1.15M | 0.08% | −363−6.4% | Reduced |
| SevenBridge Financial Group, LLC | 5,282 | $1.15M | 0.37% | −95−1.8% | Reduced |
| Claybrook Capital, LLC | 5,282 | $1.15M | 0.37% | +5,282 | New |
| CPWM, LLC | 5,281 | $1.15M | 0.09% | +107+2.1% | Added |
| Costello Asset Management, INC | 5,270 | $1.15M | 0.75% | −3,764−41.7% | Reduced |
| Garrison Point Advisors, LLC | 5,270 | $1.15M | 0.83% | −20−0.4% | Reduced |
| Schnieders Capital Management LLC | 5,270 | $1.15M | 0.31% | +85+1.6% | Added |
| Ingalls & Snyder LLC | 5,242 | $1.14M | 0.05% | −4,444−45.9% | Reduced |
| Comerica Securities,inc. | 5,192 | $1.13M | 0.09% | +138+2.7% | Added |
| Intellectus Partners, LLC | 5,177 | $1.13M | 0.25% | −560−9.8% | Reduced |
| Eastern Bank | 5,177 | $1.13M | 0.06% | +10+0.2% | Added |
| Park Avenue Securities LLC | 5,133 | $1.12M | 0.02% | +41+0.8% | Added |
| Legacy Wealth Partners, Inc. | 5,073 | $1.10M | 0.61% | −689−12.0% | Reduced |
| Zions Bancorporation, N.A. | 5,036 | $1.10M | 0.11% | +231+4.8% | Added |
| Core Wealth Advisors, Inc. | 5,028 | $1.09M | 0.73% | +5,028 | New |
| Precept Management LLC | 5,000 | $1.09M | 1.11% | +5,000 | New |
| Glaxis Capital Management, LLC | 5,000 | $1.09M | 1.37% | +5,000 | New |
| Csenge Advisory Group | 4,996 | $1.08M | 0.10% | +67+1.4% | Added |
| Heck Capital Advisors, LLC | 4,975 | $1.08M | 0.21% | +46+0.9% | Added |
| Graypoint LLC | 4,942 | $1.08M | 0.14% | −104−2.1% | Reduced |
| Ritholtz Wealth Management | 4,938 | $1.07M | 0.08% | +255+5.4% | Added |
| Woodstock Corp | 4,935 | $1.07M | 0.13% | 00.0% | Unchanged |
| Wade G W & Inc | 4,934 | $1.07M | 0.05% | +1,042+26.8% | Added |
| Kovack Advisors, Inc. | 4,903 | $1.07M | 0.12% | −662−11.9% | Reduced |
| Global Trust Asset Management, LLC | 4,892 | $1.06M | 0.51% | −1,085−18.2% | Reduced |
| RFG Advisory, LLC | 4,889 | $1.06M | 0.09% | −392−7.4% | Reduced |
| Hodges Capital Management Inc. | 4,890 | $1.06M | 0.12% | +375+8.3% | Added |
| Adams Chetwood Wealth Management LLC | 4,882 | $1.06M | 0.75% | +250+5.4% | Added |
| FourThought Financial, LLC | 4,878 | $1.06M | 0.14% | −162−3.2% | Reduced |
| CoreFirst Bank & Trust | 4,875 | $1.06M | 0.72% | 00.0% | Unchanged |
| HYA Advisors, Inc | 4,871 | $1.06M | 0.44% | −217−4.3% | Reduced |
| Inspire Advisors, LLC | 4,870 | $1.06M | 0.35% | +116+2.4% | Added |
| Arkadios Wealth Advisors | 4,862 | $1.06M | 0.13% | +781+19.1% | Added |
| Summit Financial Group Inc | 4,857 | $1.06M | 0.40% | +1,090+28.9% | Added |
| Legacy Wealth Asset Management, LLC | 4,846 | $1.05M | 0.47% | −129−2.6% | Reduced |
| Blueshift Asset Management, LLC | 4,839 | $1.05M | 0.06% | +3,229+200.6% | Added |
| Quattro Financial Advisors LLC | 5,000 | $1.05M | 0.28% | 00.0% | Unchanged |
| Scott & Selber, Inc. | 4,804 | $1.04M | 0.40% | −5−0.1% | Reduced |
| Choate Investment Advisors | 4,757 | $1.03M | 0.06% | +1,857+64.0% | Added |
| River Wealth Advisors LLC | 4,733 | $1.03M | 0.18% | −200−4.1% | Reduced |
| Garde Capital, Inc. | 4,724 | $1.03M | 0.11% | 00.0% | Unchanged |
| Flaharty Asset Management, LLC | 4,715 | $1.03M | 0.22% | −120−2.5% | Reduced |
| Creative Financial Designs Inc | 4,715 | $1.03M | 0.18% | +190+4.2% | Added |
| Eldridge Investment Advisors, Inc. | 4,712 | $1.02M | 0.37% | 00.0% | Unchanged |
| Capital CS Group, LLC | 4,705 | $1.02M | 0.84% | +4,705 | New |
| Northwest Quadrant Wealth Management, LLC | 4,756 | $1.02M | 0.29% | −99−2.0% | Reduced |
| Camarda Financial Advisors, LLC | 4,695 | $1.02M | 0.63% | +58+1.3% | Added |
| Resource Management, LLC | 4,697 | $1.02M | 0.12% | +518+12.4% | Added |
| Patriot Investment Management Inc. | 4,692 | $1.02M | 0.09% | +16+0.3% | Added |
| Ethic Inc. | 4,643 | $1.01M | 0.12% | −1,116−19.4% | Reduced |
| Vident Investment Advisory, LLC | 4,622 | $1.01M | 0.03% | −2,183−32.1% | Reduced |
| Providence First Trust Co | 4,579 | $997.0K | 0.47% | 00.0% | Unchanged |
| Wharton Business Group, LLC | 4,575 | $996.0K | 0.08% | +1,005+28.2% | Added |
| Delos Wealth Advisors, LLC | 4,575 | $996.0K | 1.25% | +4,575 | New |
| Arrow Financial Corp | 4,568 | $994.0K | 0.13% | +1,458+46.9% | Added |
| J. W. Coons Advisors, LLC | 4,546 | $992.0K | 0.35% | −245−5.1% | Reduced |
| Patton Fund Management, Inc. | 4,538 | $988.0K | 0.52% | +9+0.2% | Added |
| RNC Capital Management LLC | 4,540 | $988.0K | 0.05% | +852+23.1% | Added |
| Am Investment Strategies LLC | 4,525 | $985.0K | 0.25% | +13+0.3% | Added |
| Flputnam Investment Management Co | 4,503 | $980.0K | 0.03% | +200+4.6% | Added |
| EP Wealth Advisors, LLC | 4,492 | $978.0K | 0.03% | +375+9.1% | Added |
| West Oak Capital, LLC | 4,460 | $971.0K | 0.38% | −185−4.0% | Reduced |
| Old West Investment Management, LLC | 4,458 | $970.0K | 0.39% | 00.0% | Unchanged |
| Norris Financial Group, LLC | 4,435 | $965.2K | 0.65% | +46+1.0% | Added |
| Nachman Norwood & Parrott, Inc | 4,423 | $963.0K | 0.10% | −762−14.7% | Reduced |
| Biltmore Family Office, LLC | 4,412 | $960.0K | 0.27% | 00.0% | Unchanged |
| Investment Partners, Ltd. | 4,393 | $956.0K | 0.44% | −741−14.4% | Reduced |
| First Hawaiian Bank | 4,385 | $954.0K | 0.04% | −1,963−30.9% | Reduced |
| Sonora Investment Management, LLC | 4,376 | $952.0K | 0.12% | +156+3.7% | Added |
| Parcion Private Wealth LLC | 4,372 | $951.0K | 0.10% | +200+4.8% | Added |
| Allen Capital Group, LLC | 4,360 | $949.0K | 0.19% | +24+0.6% | Added |
| Burke & Herbert Bank & Trust Co | 4,358 | $948.0K | 0.61% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 4,346 | $946.0K | 0.02% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 4,328 | $942.0K | 0.16% | −90−2.0% | Reduced |
| Toroso Investments, LLC | 4,316 | $939.0K | 0.04% | +2,083+93.3% | Added |
| Trust Co | 4,289 | $933.0K | 0.65% | −776−15.3% | Reduced |
| Banque Pictet & Cie SA | 4,278 | $931.0K | 0.01% | 00.0% | Unchanged |
| Cypress Capital Group | 4,275 | $930.0K | 0.13% | −1,040−19.6% | Reduced |
| Puzo Michael J | 4,275 | $930.0K | 0.29% | −125−2.8% | Reduced |
| Arjuna Capital | 4,246 | $924.0K | 0.40% | +85+2.0% | Added |
| Intersect Capital LLC | 4,248 | $924.0K | 0.16% | +988+30.3% | Added |
| Coastal Investment Advisors, Inc. | 4,242 | $923.0K | 0.22% | −330−7.2% | Reduced |
| Menard Financial Group LLC | 4,193 | $913.0K | 0.86% | +436+11.6% | Added |
| Amussen Hunsaker Associates LLC | 4,194 | $912.0K | 0.26% | 00.0% | Unchanged |