Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BancorpSouth Bank | 4,173 | $909.0K | 0.13% | 00.0% | Unchanged |
| Lantz Financial LLC | 4,175 | $909.0K | 0.47% | +50+1.2% | Added |
| Kercheville Advisors, LLC | 4,170 | $908.0K | 0.42% | +770+22.6% | Added |
| Fairview Capital Investment Management, LLC | 4,164 | $906.0K | 0.06% | 00.0% | Unchanged |
| Johnson Financial Group, Inc. | 4,159 | $906.0K | 0.06% | +2,191+111.3% | Added |
| Adviser Investments LLC | 4,160 | $905.0K | 0.07% | +690+19.9% | Added |
| Sutton Wealth Advisors Inc. | 4,150 | $903.2K | 0.33% | 00.0% | Unchanged |
| Clearbridge Investments, LLC | 4,139 | $901.0K | 0.00% | 00.0% | Unchanged |
| Birch Hill Investment Advisors LLC | 4,134 | $900.0K | 0.05% | −25−0.6% | Reduced |
| Chicago Capital, LLC | 4,135 | $900.0K | 0.04% | 00.0% | Unchanged |
| PFG Advisors | 4,132 | $899.0K | 0.10% | +183+4.6% | Added |
| Southeast Asset Advisors Inc. | 4,114 | $895.0K | 0.15% | +506+14.0% | Added |
| Dixon Hubard Feinour & Brown Inc | 4,102 | $893.0K | 0.19% | +8+0.2% | Added |
| Cim Investment Mangement Inc | 4,099 | $892.0K | 0.28% | −71−1.7% | Reduced |
| Nwam LLC | 4,100 | $892.0K | 0.08% | +77+1.9% | Added |
| Bridges Investment Management Inc | 4,090 | $890.0K | 0.03% | −10−0.2% | Reduced |
| Campbell Capital Management Inc | 4,080 | $888.0K | 0.40% | +4,080 | New |
| Creegan & Nassoura Financial Group, LLC | 4,075 | $887.0K | 0.76% | −100−2.4% | Reduced |
| Charles Schwab Trust Co | 4,074 | $887.0K | 0.17% | +101+2.5% | Added |
| Baker Tilly Wealth Management, LLC | 4,061 | $884.0K | 0.14% | +422+11.6% | Added |
| Hancock Whitney Corp | 4,033 | $877.0K | 0.03% | +417+11.5% | Added |
| Fosun International Ltd | 4,070 | $875.0K | 0.05% | +1,445+55.0% | Added |
| We Are One Seven, LLC | 4,003 | $871.0K | 0.12% | −116−2.8% | Reduced |
| Saybrook Capital | 4,000 | $871.0K | 0.24% | 00.0% | Unchanged |
| TRUE Private Wealth Advisors | 3,998 | $870.0K | 0.13% | +80+2.0% | Added |
| Manchester Capital Management LLC | 3,980 | $866.0K | 0.12% | +1,045+35.6% | Added |
| Capital Investment Advisory Services, LLC | 3,976 | $865.0K | 0.11% | −480−10.8% | Reduced |
| Mayflower Financial Advisors, LLC | 3,975 | $865.0K | 0.12% | −66−1.6% | Reduced |
| Courier Capital LLC | 3,958 | $861.0K | 0.08% | −469−10.6% | Reduced |
| Hudson Valley Investment Advisors Inc | 3,946 | $859.0K | 0.15% | −133−3.3% | Reduced |
| Werlinich Asset Management, LLC | 3,940 | $857.5K | 0.69% | +240+6.5% | Added |
| IVC Wealth Advisors LLC | 3,934 | $856.0K | 0.60% | +51+1.3% | Added |
| Hilltop Holdings Inc. | 3,904 | $849.0K | 0.10% | −692−15.1% | Reduced |
| Journey Advisory Group, LLC | 3,901 | $849.0K | 0.27% | −181−4.4% | Reduced |
| Payden & Rygel | 3,900 | $849.0K | 0.04% | +3,900 | New |
| Fort Point Capital Partners LLC | 3,893 | $847.0K | 0.16% | −68−1.7% | Reduced |
| American National Registered Investment Advisor, Inc. | 3,881 | $845.0K | 0.30% | −49−1.2% | Reduced |
| Horizon Investments, LLC | 3,896 | $843.0K | 0.03% | −4,052−51.0% | Reduced |
| Woodward Diversified Capital, LLC | 3,874 | $843.0K | 0.48% | +85+2.2% | Added |
| Blackhawk Capital Partners LLC. | 3,636 | $843.0K | 0.57% | −1,009−21.7% | Reduced |
| FinTrust Capital Advisors, LLC | 3,853 | $839.0K | 0.22% | −183−4.5% | Reduced |
| SNS Financial Group, LLC | 3,855 | $839.0K | 0.11% | −52−1.3% | Reduced |
| Cordasco Financial Network | 3,847 | $837.0K | 0.58% | −447−10.4% | Reduced |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 3,848 | $837.0K | 0.28% | −93−2.4% | Reduced |
| Fullerton Fund Management Co Ltd. | 3,835 | $835.0K | 0.06% | +3,835 | New |
| Xcel Wealth Management, LLC | 3,833 | $834.0K | 0.25% | −1,250−24.6% | Reduced |
| TD Ameritrade Investment Management, LLC | 3,830 | $834.0K | 0.01% | −684−15.2% | Reduced |
| Maven Securities LTD | 3,823 | $832.0K | 0.09% | +3,823 | New |
| WD Rutherford LLC | 3,819 | $831.0K | 0.46% | +35+0.9% | Added |
| Warren Averett Asset Management, LLC | 3,796 | $830.0K | 0.08% | +525+16.1% | Added |
| Pendal Group Limited | 3,797 | $826.0K | 0.01% | +2,504+193.7% | Added |
| Fukoku Mutual Life Insurance Co | 3,780 | $823.0K | 0.07% | 00.0% | Unchanged |
| Weil Company, Inc. | 3,746 | $815.0K | 0.41% | 00.0% | Unchanged |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 3,739 | $814.0K | 0.05% | −12−0.3% | Reduced |
| Laurel Wealth Advisors, Inc. | 3,728 | $811.0K | 0.11% | +368+11.0% | Added |
| Gradient Investments LLC | 3,720 | $810.0K | 0.02% | +10.0% | Added |
| Lake Street Advisors Group, LLC | 3,670 | $808.0K | 0.06% | −32−0.9% | Reduced |
| Laird Norton Trust Company, LLC | 3,715 | $808.0K | 0.08% | −135−3.5% | Reduced |
| Monticello Wealth Management, LLC | 3,706 | $807.0K | 0.08% | +160+4.5% | Added |
| E&G Advisors, LP | 0 | $805.0K | 0.22% | −3,700−100.0% | Reduced |
| Ballentine Partners, LLC | 3,683 | $801.0K | 0.03% | +1,291+54.0% | Added |
| Circle Wealth Management, LLC | 3,674 | $800.0K | 0.11% | −15−0.4% | Reduced |
| Cutter & CO Brokerage, Inc. | 3,658 | $796.0K | 0.18% | −59−1.6% | Reduced |
| Barnett & Company, Inc. | 3,650 | $794.0K | 0.52% | −12,900−77.9% | Reduced |
| Roman Butler Fullerton & Co | 3,645 | $793.0K | 0.39% | −522−12.5% | Reduced |
| Westhampton Capital, LLC | 3,640 | $792.0K | 0.51% | +100+2.8% | Added |
| Stratos Wealth Advisors, LLC | 3,632 | $791.0K | 0.07% | +469+14.8% | Added |
| Delta Investment Management, LLC | 3,617 | $787.0K | 0.23% | +118+3.4% | Added |
| Dynamic Advisor Solutions LLC | 3,602 | $784.0K | 0.06% | +383+11.9% | Added |
| First Manhattan Co | 3,603 | $784.0K | 0.00% | +535+17.4% | Added |
| Cynosure Management, LLC | 3,600 | $783.0K | 0.61% | +300+9.1% | Added |
| Applied Capital LLC | 3,595 | $782.0K | 0.75% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 3,583 | $780.0K | 0.20% | +264+8.0% | Added |
| White Lighthouse Investment Management Inc. | 3,571 | $777.0K | 0.21% | −29−0.8% | Reduced |
| Capital One Financial Corp | 3,571 | $777.0K | 0.09% | +440+14.1% | Added |
| Taurus Asset Management, LLC | 3,558 | $774.0K | 0.08% | 00.0% | Unchanged |
| WMS Partners, LLC | 3,549 | $772.0K | 0.11% | +269+8.2% | Added |
| Montecito Bank & Trust | 3,541 | $771.0K | 0.15% | +6+0.2% | Added |
| Cambridge Trust Co | 3,539 | $770.0K | 0.03% | −86−2.4% | Reduced |
| Auxier Asset Management | 3,540 | $770.0K | 0.13% | 00.0% | Unchanged |
| Boston Research & Management Inc | 3,542 | $770.0K | 0.23% | 00.0% | Unchanged |
| Ashton Thomas Private Wealth, LLC | 3,524 | $766.9K | 0.12% | −47−1.3% | Reduced |
| Montis Financial, LLC | 3,520 | $766.0K | 0.63% | 00.0% | Unchanged |
| Nicolet Bankshares Inc | 3,518 | $766.0K | 0.20% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 3,518 | $766.0K | 0.21% | +18+0.5% | Added |
| Fortem Financial Group, LLC | 3,520 | $766.0K | 0.39% | +140+4.1% | Added |
| Old Mission Investment Co LLC | 3,516 | $765.3K | 0.31% | +38+1.1% | Added |
| CRA Financial Services, LLC | 3,512 | $764.0K | 0.27% | 00.0% | Unchanged |
| Texas Capital Bancshares Inc | 3,510 | $764.0K | 0.55% | +8+0.2% | Added |
| Robertson Stephens Wealth Management, LLC | 3,511 | $764.0K | 0.09% | +771+28.1% | Added |
| Dumont & Blake Investment Advisors LLC | 3,507 | $763.0K | 0.22% | −7−0.2% | Reduced |
| SignalPoint Asset Management, LLC | 3,501 | $762.0K | 0.25% | −71−2.0% | Reduced |
| GoalVest Advisory LLC | 3,497 | $761.0K | 0.47% | +2,062+143.7% | Added |
| Quad-Cities Investment Group, LLC | 3,493 | $760.0K | 0.52% | +127+3.8% | Added |
| Vanguard Capital Wealth Advisors | 3,495 | $760.0K | 0.58% | +204+6.2% | Added |
| Mosaic Advisors LLC | 3,485 | $758.0K | 0.49% | −91−2.5% | Reduced |
| Gleason Group, Inc. | 3,481 | $758.0K | 0.27% | +15+0.4% | Added |
| Visionary Wealth Advisors | 3,463 | $754.0K | 0.08% | −602−14.8% | Reduced |
| Davis R M Inc | 3,466 | $754.0K | 0.02% | +93+2.8% | Added |
| Carmichael Hill & Associates, Inc. | 3,436 | $748.0K | 0.42% | −200−5.5% | Reduced |