Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Ballast Advisors LLC | 3,430 | $746.0K | 0.32% | −385−10.1% | Reduced |
| Rehmann Capital Advisory Group | 3,407 | $745.0K | 0.07% | −68−2.0% | Reduced |
| Field & Main Bank | 3,425 | $745.0K | 0.48% | +190+5.9% | Added |
| Thomasville National Bank | 3,421 | $744.0K | 0.08% | −134−3.8% | Reduced |
| Charter Research & Investment Group, Inc. | 3,400 | $740.0K | 0.61% | 00.0% | Unchanged |
| Concentric Wealth Management, LLC | 3,400 | $740.0K | 0.23% | 00.0% | Unchanged |
| Van Cleef Asset Management,Inc | 3,395 | $739.0K | 0.11% | 00.0% | Unchanged |
| Summit Financial Strategies, Inc. | 3,373 | $734.0K | 0.16% | +1,954+137.7% | Added |
| Tiedemann Advisors, LLC | 3,345 | $729.0K | 0.03% | +444+15.3% | Added |
| Pinnacle Wealth Planning Services, Inc. | 3,347 | $728.0K | 0.18% | 00.0% | Unchanged |
| Fernwood Investment Management, LLC | 3,340 | $727.0K | 0.24% | −50−1.5% | Reduced |
| Texas Yale Capital Corp. | 3,335 | $726.0K | 0.04% | +125+3.9% | Added |
| Gyon Technologies Capital Management, LP | 3,327 | $724.0K | 0.24% | +151+4.8% | Added |
| Ironwood Investment Counsel, LLC | 3,323 | $723.0K | 0.19% | +346+11.6% | Added |
| Echo Street Capital Management LLC | 3,307 | $720.0K | 0.01% | +788+31.3% | Added |
| AF Advisors, Inc. | 3,300 | $719.0K | 0.36% | 00.0% | Unchanged |
| Wealth Architects, LLC | 3,255 | $708.0K | 0.14% | −87−2.6% | Reduced |
| Virtue Capital Management, LLC | 3,242 | $706.0K | 0.14% | +852+35.6% | Added |
| CMG Global Holdings, LLC | 3,236 | $704.0K | 0.53% | +40+1.3% | Added |
| Golden State Wealth Management, LLC | 3,236 | $704.0K | 0.16% | +1,240+62.1% | Added |
| Financial Management Network Inc | 3,218 | $701.0K | 0.36% | −33−1.0% | Reduced |
| Mission Wealth Management, LP | 3,212 | $699.0K | 0.04% | +494+18.2% | Added |
| King Wealth | 3,207 | $698.0K | 0.14% | −8−0.2% | Reduced |
| Royal Fund Management, LLC | 3,202 | $697.0K | 0.12% | −660−17.1% | Reduced |
| Waldron Private Wealth LLC | 3,201 | $696.0K | 0.04% | +71+2.3% | Added |
| Atwood & Palmer Inc | 3,193 | $695.0K | 0.06% | +269+9.2% | Added |
| Vectors Research Management, LLC | 3,189 | $694.0K | 0.18% | 00.0% | Unchanged |
| HNP Capital LLC | 3,189 | $694.0K | 0.18% | 00.0% | Unchanged |
| TownSquare Capital, LLC | 3,242 | $692.0K | 0.02% | +37+1.2% | Added |
| Fulton Bank, N.A. | 3,174 | $691.0K | 0.03% | −14−0.4% | Reduced |
| Rollins Financial | 3,176 | $691.0K | 0.25% | +842+36.1% | Added |
| Reynders McVeigh Capital Management, LLC | 3,170 | $690.0K | 0.04% | +10.0% | Added |
| Quadrant Private Wealth Management, LLC | 3,154 | $686.0K | 0.28% | −410−11.5% | Reduced |
| Centiva Capital, LP | 3,153 | $686.0K | 0.05% | +3,153 | New |
| Stonebridge Capital Advisors LLC | 3,147 | $685.0K | 0.08% | +226+7.7% | Added |
| Willow Creek Wealth Management Inc. | 3,142 | $684.0K | 0.16% | +3,142 | New |
| First Command Bank | 3,138 | $683.0K | 0.08% | +125+4.1% | Added |
| First Command Financial Services, Inc. | 3,138 | $683.0K | 0.08% | +125+4.1% | Added |
| Somerville Kurt F | 3,120 | $679.0K | 0.10% | −25−0.8% | Reduced |
| LexAurum Advisors, LLC | 3,116 | $678.0K | 0.20% | +149+5.0% | Added |
| North Point Portfolio Managers Corp | 3,113 | $677.0K | 0.09% | 00.0% | Unchanged |
| Affiance Financial, LLC | 3,110 | $677.0K | 0.29% | 00.0% | Unchanged |
| CNB Bank | 3,108 | $677.0K | 0.42% | +8+0.3% | Added |
| Founders Financial Alliance, LLC | 3,100 | $676.0K | 0.31% | −180−5.5% | Reduced |
| Mirador Capital Partners LP | 3,097 | $674.0K | 0.15% | +2,151+227.4% | Added |
| Deseret Mutual Benefit Administrators | 3,096 | $674.0K | 0.16% | +3,096 | New |
| South State Corp. | 3,090 | $672.0K | 0.06% | −503−14.0% | Reduced |
| Bellwether Advisors, LLC | 3,088 | $672.0K | 0.23% | +2,978+2,707.3% | Added |
| Total Clarity Wealth Management, Inc. | 3,082 | $671.0K | 0.37% | +378+14.0% | Added |
| North Star Asset Management Inc | 3,072 | $669.0K | 0.04% | +482+18.6% | Added |
| Solstein Capital, LLC | 3,074 | $669.0K | 0.82% | +1,034+50.7% | Added |
| Patten & Patten Inc | 3,058 | $665.0K | 0.05% | +16+0.5% | Added |
| Gilbert & Cook, Inc. | 3,057 | $665.0K | 0.12% | +72+2.4% | Added |
| Rodgers Brothers Inc. | 3,045 | $663.0K | 0.13% | +225+8.0% | Added |
| Crawford Investment Counsel Inc | 3,036 | $661.0K | 0.01% | +339+12.6% | Added |
| Wealth Management Partners, LLC | 3,032 | $660.0K | 0.46% | +691+29.5% | Added |
| Cape Cod Five Cents Savings Bank | 3,031 | $659.0K | 0.07% | −210−6.5% | Reduced |
| Capital International Sarl | 3,024 | $658.0K | 0.06% | −768−20.3% | Reduced |
| Supplemental Annuity Collective Trust of NJ | 3,000 | $653.0K | 0.21% | 00.0% | Unchanged |
| Sippican Capital Advisors | 3,000 | $653.0K | 0.57% | 00.0% | Unchanged |
| Cito Capital Group, LLC | 3,000 | $653.0K | 0.29% | 00.0% | Unchanged |
| NN Investment Partners Holdings N.V. | 3,000 | $653.0K | 0.00% | +3,000 | New |
| Wealth Enhancement Advisory Services, LLC | 3,082 | $652.0K | 0.01% | +39+1.3% | Added |
| Berman Capital Advisors, LLC | 3,000 | $652.0K | 0.10% | +385+14.7% | Added |
| IFG Advisory, LLC | 2,981 | $648.0K | 0.07% | +177+6.3% | Added |
| Northstar Group, Inc. | 2,975 | $647.0K | 0.17% | +25+0.8% | Added |
| Brighton Jones LLC | 2,967 | $646.0K | 0.03% | +13+0.4% | Added |
| Vigilant Capital Management, LLC | 2,965 | $645.0K | 0.05% | −235−7.3% | Reduced |
| PSI Advisors, LLC | 2,951 | $645.0K | 0.34% | +932+46.2% | Added |
| Live Oak Private Wealth LLC | 2,959 | $644.0K | 0.14% | 00.0% | Unchanged |
| NorthRock Partners, LLC | 2,952 | $643.0K | 0.05% | +281+10.5% | Added |
| Archer Investment Corp | 2,952 | $642.4K | 0.25% | −20−0.7% | Reduced |
| Intercontinental Wealth Advisors, LLC | 2,936 | $639.0K | 0.13% | −120−3.9% | Reduced |
| Change Path, LLC | 2,926 | $637.0K | 0.04% | +49+1.7% | Added |
| MPS Loria Financial Planners, LLC | 2,906 | $633.0K | 0.29% | +11+0.4% | Added |
| JFS Wealth Advisors, LLC | 2,905 | $632.0K | 0.09% | −7−0.2% | Reduced |
| 44 Wealth Management LLC | 2,900 | $631.0K | 0.24% | +1,050+56.8% | Added |
| Taylor Hoffman Wealth Management | 2,892 | $629.0K | 0.27% | −32−1.1% | Reduced |
| Harvest Investment Services, LLC | 2,882 | $627.0K | 0.26% | +2,882 | New |
| Perigon Wealth Management, LLC | 2,863 | $623.0K | 0.06% | +474+19.8% | Added |
| Marble Harbor Investment Counsel, LLC | 2,854 | $621.0K | 0.08% | 00.0% | Unchanged |
| WealthShield Partners, LLC | 2,854 | $621.0K | 0.10% | +168+6.3% | Added |
| HCR Wealth Advisors | 2,847 | $620.0K | 0.11% | 00.0% | Unchanged |
| Covington Capital Management | 2,850 | $620.0K | 0.02% | +811+39.8% | Added |
| Indiana Trust & Investment Management CO | 3,398 | $619.0K | 0.34% | +252+8.0% | Added |
| VeraBank, N.A. | 2,835 | $617.0K | 0.37% | 00.0% | Unchanged |
| Steigerwald, Gordon & Koch Inc. | 2,832 | $616.0K | 0.10% | −9−0.3% | Reduced |
| Sound Financial Strategies Group, LLC | 2,832 | $616.0K | 0.31% | +218+8.3% | Added |
| Mechanics Bank Trust Department | 2,828 | $615.0K | 0.10% | −490−14.8% | Reduced |
| Cozad Asset Management Inc | 2,816 | $613.0K | 0.10% | −200−6.6% | Reduced |
| Gray Wealth Management Inc. | 2,803 | $610.0K | 0.35% | +252+9.9% | Added |
| Peavine Capital, LLC | 2,800 | $609.0K | 0.13% | 00.0% | Unchanged |
| Security National Bank | 2,797 | $609.0K | 0.16% | +56+2.0% | Added |
| Private Advisory Group LLC | 2,798 | $609.0K | 0.15% | +1,922+219.4% | Added |
| Peregrine Asset Advisers, Inc. | 2,794 | $608.0K | 0.28% | +1,218+77.3% | Added |
| Founders Financial Securities LLC | 2,791 | $607.0K | 0.12% | −3,962−58.7% | Reduced |
| Derbend Asset Management | 2,783 | $606.0K | 0.56% | +2,783 | New |
| Quadrant Capital Group LLC | 2,772 | $603.0K | 0.09% | +111+4.2% | Added |
| Strategic Blueprint, LLC | 2,762 | $601.0K | 0.10% | +744+36.9% | Added |
| Benin Management CORP | 2,756 | $600.0K | 0.19% | 00.0% | Unchanged |