Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Landaas & Co | 2,751 | $599.0K | 0.34% | +3+0.1% | Added |
| Abacus Planning Group, Inc. | 2,748 | $598.0K | 0.18% | +163+6.3% | Added |
| First Citizens Financial Corp | 2,743 | $597.0K | 0.45% | 00.0% | Unchanged |
| Advisor Resource Council | 2,734 | $595.0K | 0.06% | +2,734 | New |
| CWA Asset Management Group, LLC | 2,738 | $593.0K | 0.05% | −133−4.6% | Reduced |
| Capstone Financial Advisors, Inc. | 2,712 | $590.0K | 0.05% | −89−3.2% | Reduced |
| PrairieView Partners, LLC | 2,702 | $588.0K | 0.09% | +11+0.4% | Added |
| Seelaus Asset Management LLC | 2,691 | $586.0K | 0.34% | −49−1.8% | Reduced |
| Rossmore Private Capital | 2,693 | $586.0K | 0.10% | 00.0% | Unchanged |
| Rede Wealth, LLC | 2,673 | $582.0K | 0.31% | +10.0% | Added |
| Vigilare Wealth Management | 2,669 | $581.0K | 0.35% | +320+13.6% | Added |
| Opes Wealth Management LLC | 2,666 | $580.0K | 0.21% | 00.0% | Unchanged |
| Renaissance Investment Group LLC | 2,661 | $579.0K | 0.15% | 00.0% | Unchanged |
| Barings LLC | 2,653 | $577.0K | 0.01% | −3,262−55.1% | Reduced |
| Patton Albertson Miller Group, LLC | 2,643 | $575.0K | 0.13% | −595−18.4% | Reduced |
| Toth Financial Advisory Corp | 2,642 | $575.0K | 0.09% | +226+9.4% | Added |
| Windsor Capital Management, LLC | 2,619 | $570.0K | 0.19% | 00.0% | Unchanged |
| Montag A & Associates Inc | 2,615 | $569.0K | 0.03% | +15+0.6% | Added |
| Boston Financial Mangement LLC | 2,600 | $566.0K | 0.02% | 00.0% | Unchanged |
| Bank of Nova Scotia Trust Co | 2,601 | $566.0K | 0.05% | +10.0% | Added |
| Perpetual Investment Management Ltd | 2,600 | $566.0K | 0.08% | 00.0% | Unchanged |
| Kore Private Wealth LLC | 2,595 | $565.0K | 0.06% | −793−23.4% | Reduced |
| LSV Asset Management | 2,600 | $565.0K | 0.00% | 00.0% | Unchanged |
| Occudo Quantitative Strategies LP | 2,585 | $563.0K | 0.09% | +2,585 | New |
| Source Financial Advisors LLC | 2,577 | $561.0K | 0.14% | +27+1.1% | Added |
| Pitcairn Co | 2,568 | $559.0K | 0.04% | −47−1.8% | Reduced |
| First National Bank Sioux Falls | 2,560 | $557.0K | 0.85% | −304−10.6% | Reduced |
| Bartlett & Co. Wealth Management LLC | 2,557 | $556.5K | 0.01% | +150+6.2% | Added |
| Heritage Wealth Advisors | 2,556 | $556.3K | 0.03% | +771+43.2% | Added |
| Krane Funds Advisors LLC | 2,553 | $556.0K | 0.02% | −948−27.1% | Reduced |
| Bartlett & Co. LLC | 2,557 | $556.0K | 0.01% | +150+6.2% | Added |
| Barrett Asset Management, LLC | 2,550 | $555.0K | 0.03% | 00.0% | Unchanged |
| 9258 Wealth Management, LLC | 2,544 | $554.0K | 0.15% | +5+0.2% | Added |
| Arete Wealth Advisors, LLC | 3,095 | $553.0K | 0.08% | +1,579+104.2% | Added |
| Insight Advisors, LLC | 2,686 | $551.0K | 0.17% | −1,039−27.9% | Reduced |
| Investors Financial Group, LLC | 2,525 | $550.0K | 0.30% | +471+22.9% | Added |
| Old Second National Bank of Aurora | 2,525 | $549.0K | 0.15% | −600−19.2% | Reduced |
| Sound View Wealth Advisors Group, LLC | 2,516 | $548.0K | 0.12% | −619−19.7% | Reduced |
| BI Asset Management Fondsmaeglerselskab A/S | 2,513 | $547.0K | 0.02% | −6,174−71.1% | Reduced |
| Ancora Advisors, LLC | 2,515 | $547.0K | 0.01% | 00.0% | Unchanged |
| Harbor Financial Services, LLC | 2,510 | $546.0K | 0.23% | −73−2.8% | Reduced |
| Parsec Financial Management, Inc. | 2,509 | $546.0K | 0.03% | 00.0% | Unchanged |
| Ocean Capital Management, LLC | 2,500 | $544.0K | 0.23% | 00.0% | Unchanged |
| Bordeaux Wealth Advisors LLC | 2,500 | $544.0K | 0.31% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 2,499 | $544.0K | 0.07% | +150+6.4% | Added |
| Sawtooth Solutions, LLC | 2,494 | $543.0K | 0.11% | +398+19.0% | Added |
| XML Financial, LLC | 2,489 | $542.0K | 0.12% | +27+1.1% | Added |
| Carret Asset Management, LLC | 2,482 | $540.0K | 0.06% | +25+1.0% | Added |
| Tarbox Family Office, Inc. | 2,467 | $537.0K | 0.10% | +3+0.1% | Added |
| Trillium Asset Management, LLC | 2,461 | $536.0K | 0.01% | −6−0.2% | Reduced |
| Hills Bank & Trust Co | 2,464 | $536.0K | 0.08% | +200+8.8% | Added |
| Maryland Capital Management | 2,458 | $535.0K | 0.03% | +332+15.6% | Added |
| Clarus Wealth Advisors | 2,430 | $531.0K | 0.33% | −1,591−39.6% | Reduced |
| 55I, LLC | 2,438 | $531.0K | 0.02% | +1,074+78.7% | Added |
| Proficio Capital Partners LLC | 2,436 | $530.0K | 0.06% | +36+1.5% | Added |
| Jones Financial Companies LLLP | 2,427 | $528.0K | 0.00% | −566−18.9% | Reduced |
| Aspiriant, LLC | 2,422 | $528.0K | 0.03% | +12+0.5% | Added |
| Northstar Investment Advisors LLC | 2,548 | $527.0K | 0.07% | 00.0% | Unchanged |
| Sargent Investment Group, LLC | 2,422 | $527.0K | 0.13% | 00.0% | Unchanged |
| Farr Miller & Washington LLC | 2,420 | $527.0K | 0.03% | 00.0% | Unchanged |
| Stevens Capital Management LP | 2,416 | $526.0K | 0.15% | +2,416 | New |
| FSB Premier Wealth Management, Inc. | 2,412 | $524.0K | 0.27% | +283+13.3% | Added |
| Grandview Asset Management LLC | 2,406 | $524.0K | 0.29% | +2,292+2,010.5% | Added |
| Exencial Wealth Advisors, LLC | 2,393 | $521.0K | 0.03% | +812+51.4% | Added |
| Thrive Capital Management, LLC | 2,381 | $518.0K | 0.40% | +879+58.5% | Added |
| First National Bank of Hutchinson | 2,376 | $517.0K | 0.27% | −950−28.6% | Reduced |
| LCNB Corp | 2,370 | $516.0K | 0.26% | +180+8.2% | Added |
| Acorn Wealth Advisors, LLC | 2,362 | $514.0K | 0.36% | +10.0% | Added |
| Wolverine Asset Management LLC | 2,364 | $514.0K | 0.00% | +1,585+203.5% | Added |
| Castleview Partners, LLC | 2,360 | $514.0K | 0.23% | +2,360 | New |
| Lombard Odier Asset Management (Switzerland) SA | 2,347 | $511.0K | 0.03% | +1,241+112.2% | Added |
| Archford Capital Strategies, LLC | 2,344 | $510.0K | 0.13% | −626−21.1% | Reduced |
| Evermay Wealth Management LLC | 2,345 | $510.0K | 0.09% | −98−4.0% | Reduced |
| Mount Yale Investment Advisors, LLC | 2,340 | $509.0K | 0.06% | −244−9.4% | Reduced |
| Intrust Bank NA | 2,340 | $509.0K | 0.07% | +332+16.5% | Added |
| Mather Group, LLC. | 2,336 | $508.0K | 0.01% | +42+1.8% | Added |
| Wealthsource Partners, LLC | 2,321 | $505.0K | 0.04% | −272−10.5% | Reduced |
| Transcend Wealth Collective, LLC | 2,320 | $505.0K | 0.07% | +304+15.1% | Added |
| Hayden Royal, LLC | 2,309 | $502.0K | 0.28% | −47−2.0% | Reduced |
| Regent Investment Management LLC | 2,300 | $501.0K | 0.12% | 00.0% | Unchanged |
| Diligent Investors, LLC | 2,292 | $499.0K | 0.17% | −625−21.4% | Reduced |
| Bath Savings Trust Co | 2,290 | $498.0K | 0.06% | −50−2.1% | Reduced |
| Putnam Investments LLC | 2,313 | $498.0K | 0.00% | +22+1.0% | Added |
| Girard Partners Ltd. | 2,275 | $495.0K | 0.06% | −57−2.4% | Reduced |
| Grimes & Company, Inc. | 2,265 | $493.0K | 0.02% | +400+21.4% | Added |
| Goepper Burkhardt LLC | 2,260 | $492.0K | 0.31% | 00.0% | Unchanged |
| Forte Capital LLC | 2,263 | $492.0K | 0.07% | +265+13.3% | Added |
| Wealth Alliance | 2,254 | $491.0K | 0.12% | −1,290−36.4% | Reduced |
| Flagship Harbor Advisors, LLC | 2,257 | $491.0K | 0.05% | −429−16.0% | Reduced |
| Sterling Manor Financial, LLC | 2,255 | $491.0K | 0.39% | +2+0.1% | Added |
| Cooper Financial Group | 2,253 | $490.0K | 0.10% | +7+0.3% | Added |
| German American Bancorp, Inc. | 2,248 | $489.0K | 0.08% | +12+0.5% | Added |
| Hennion & Walsh Asset Management, Inc. | 2,246 | $489.0K | 0.03% | +794+54.7% | Added |
| Shepherd Financial Partners LLC | 2,240 | $487.0K | 0.09% | 00.0% | Unchanged |
| Wimmer Associates 1, LLC | 2,227 | $485.0K | 0.28% | 00.0% | Unchanged |
| Cornerstone Wealth Management, LLC | 2,227 | $485.0K | 0.05% | +51+2.3% | Added |
| LVM Capital Management Ltd | 2,225 | $484.0K | 0.07% | 00.0% | Unchanged |
| Lehman & Derafelo Financial Resources LLC | 2,225 | $484.0K | 0.13% | 00.0% | Unchanged |
| Platform Technology Partners | 2,222 | $484.0K | 0.20% | +2,222 | New |
| Thoroughbred Financial Services, LLC | 2,208 | $481.0K | 0.12% | +233+11.8% | Added |