Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Evanson Asset Management, LLC | 2,204 | $480.0K | 0.05% | −343−13.5% | Reduced |
| Carnegie Capital Asset Management, LLC | 2,207 | $480.0K | 0.02% | +440+24.9% | Added |
| Tolleson Wealth Management, Inc. | 2,200 | $479.0K | 0.13% | 00.0% | Unchanged |
| Aberdeen Wealth Management LLC | 2,200 | $479.0K | 0.44% | +30+1.4% | Added |
| Requisite Capital Management, LLC | 2,202 | $479.0K | 0.08% | +1,000+83.2% | Added |
| Machina Capital S.A.S. | 2,200 | $479.0K | 0.81% | +2,200 | New |
| 180 Wealth Advisors, LLC | 2,223 | $476.0K | 0.11% | +164+8.0% | Added |
| International Assets Investment Management, LLC | 2,177 | $474.0K | 0.09% | −15,082−87.4% | Reduced |
| Zhang Financial LLC | 2,180 | $474.0K | 0.12% | −281−11.4% | Reduced |
| Quantamental Technologies LLC | 2,172 | $473.0K | 0.42% | +47+2.2% | Added |
| Day & Ennis, LLC | 2,174 | $473.0K | 0.16% | +106+5.1% | Added |
| Davidson Trust Co | 2,173 | $473.0K | 0.37% | +2,173 | New |
| Davidson Investment Advisors | 2,165 | $471.0K | 0.04% | −150−6.5% | Reduced |
| Capital Planning Advisors, LLC | 2,166 | $471.0K | 0.10% | +991+84.3% | Added |
| Advisors Management Group Inc | 2,151 | $468.0K | 0.14% | −5−0.2% | Reduced |
| Accurate Wealth Management, LLC | 2,149 | $468.0K | 0.41% | +2,149 | New |
| Parkside Financial Bank & Trust | 2,149 | $467.0K | 0.14% | −358−14.3% | Reduced |
| Princeton Global Asset Management LLC | 2,135 | $465.0K | 0.14% | −5,214−70.9% | Reduced |
| Ategra Capital Management, LLC | 2,136 | $465.0K | 0.24% | +9+0.4% | Added |
| Heron Financial Group, LLC | 2,130 | $464.0K | 0.27% | +115+5.7% | Added |
| Berkshire Bank | 2,125 | $463.0K | 0.11% | −50−2.3% | Reduced |
| Livingston Group Asset Management CO (operating as Southport Capital Management) | 2,125 | $463.0K | 0.11% | +86+4.2% | Added |
| Golden State Equity Partners | 2,119 | $461.0K | 0.18% | −640−23.2% | Reduced |
| Evergreen Capital Management LLC | 2,110 | $459.0K | 0.02% | +244+13.1% | Added |
| Good Life Advisors, LLC | 2,103 | $458.0K | 0.09% | −200−8.7% | Reduced |
| Ironwood Investment Management LLC | 2,100 | $457.0K | 0.23% | 00.0% | Unchanged |
| Smith Anglin Financial, LLC | 2,100 | $457.0K | 0.09% | +7+0.3% | Added |
| Mountain Pacific Investment Advisers Inc | 2,095 | $456.0K | 0.03% | +190+10.0% | Added |
| Eads & Heald Wealth Management | 2,085 | $454.0K | 0.22% | −93−4.3% | Reduced |
| Versor Investments LP | 2,086 | $454.0K | 0.02% | +486+30.4% | Added |
| Sterling Investment Advisors, Ltd. | 2,083 | $453.0K | 0.13% | +10.0% | Added |
| Verity Asset Management, Inc. | 2,082 | $453.0K | 0.25% | +58+2.9% | Added |
| Foundations Investment Advisors, LLC | 2,075 | $451.0K | 0.02% | −16−0.8% | Reduced |
| Clear Perspective Advisors, LLC | 2,057 | $448.0K | 0.16% | +4+0.2% | Added |
| Townsend Asset Management Corp | 2,055 | $447.0K | 0.25% | +101+5.2% | Added |
| First Heartland Consultants, Inc. | 2,043 | $445.0K | 0.07% | −80−3.8% | Reduced |
| Golden Green, Inc. | 2,046 | $445.0K | 0.34% | −14−0.7% | Reduced |
| Truadvice, LLC | 2,114 | $444.0K | 0.10% | +415+24.4% | Added |
| Almanack Investment Partners, LLC. | 2,035 | $443.0K | 0.04% | −1,006−33.1% | Reduced |
| Bank Hapoalim BM | 2,038 | $443.0K | 0.05% | −350−14.7% | Reduced |
| Pacitti Group Inc. | 2,018 | $439.0K | 0.26% | +2+0.1% | Added |
| Abacus Wealth Partners, LLC | 2,016 | $438.8K | 0.17% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 2,010 | $437.0K | 0.08% | +272+15.7% | Added |
| Jag Capital Management, LLC | 2,006 | $437.0K | 0.03% | +1,006+100.6% | Added |
| Financial Consulate, Inc | 2,002 | $436.0K | 0.16% | 00.0% | Unchanged |
| Financial Consulate Inc. | 2,002 | $436.0K | 0.16% | +2,002 | New |
| Wealth Management Associates, Inc. | 2,000 | $435.2K | 0.25% | +7+0.4% | Added |
| Derby & Company, Inc | 1,997 | $435.0K | 0.09% | −200−9.1% | Reduced |
| Bienville Capital Management, LLC | 2,000 | $435.0K | 0.14% | 00.0% | Unchanged |
| Traverso Chambers Private Wealth Management, LLC | 2,000 | $435.0K | 0.14% | 00.0% | Unchanged |
| Allworth Financial LP | 1,992 | $434.0K | 0.01% | +167+9.2% | Added |
| Beach Investment Counsel Inc | 1,983 | $432.0K | 0.04% | 00.0% | Unchanged |
| Arcus Capital Partners, LLC | 1,984 | $432.0K | 0.20% | 00.0% | Unchanged |
| Harvest Fund Management Co., Ltd | 1,997 | $432.0K | 0.05% | +210+11.8% | Added |
| Teamwork Financial Advisors, LLC | 1,981 | $431.0K | 0.09% | −1,667−45.7% | Reduced |
| N.E.W. Advisory Services LLC | 1,976 | $430.0K | 0.07% | +611+44.8% | Added |
| Dynamic Technology Lab Private Ltd | 1,974 | $430.0K | 0.04% | +1,974 | New |
| Sunbelt Securities, Inc. | 2,063 | $429.0K | 0.08% | 00.0% | Unchanged |
| Shufro Rose & Co LLC | 1,973 | $429.0K | 0.03% | +4+0.2% | Added |
| Acropolis Investment Management, LLC | 1,968 | $428.0K | 0.04% | 00.0% | Unchanged |
| Novare Capital Management LLC | 1,966 | $428.0K | 0.05% | +491+33.3% | Added |
| BFT Financial Group, LLC | 1,961 | $427.0K | 0.09% | −130−6.2% | Reduced |
| Trustco Bank Corp N Y | 1,963 | $427.0K | 0.38% | 00.0% | Unchanged |
| Financial Advisory Service, Inc. | 1,960 | $427.0K | 0.04% | +413+26.7% | Added |
| GHP Investment Advisors, Inc. | 1,959 | $426.0K | 0.03% | −38−1.9% | Reduced |
| First Commonwealth Financial Corp | 1,957 | $426.0K | 0.15% | 00.0% | Unchanged |
| United Asset Strategies, Inc. | 1,953 | $425.0K | 0.06% | −55−2.7% | Reduced |
| Burns J W & Co Inc | 1,950 | $424.0K | 0.07% | 00.0% | Unchanged |
| Full Sail Capital, LLC | 1,947 | $424.0K | 0.04% | +147+8.2% | Added |
| Summit Wealth Partners, LLC | 1,943 | $422.9K | 0.10% | 00.0% | Unchanged |
| Castleark Management LLC | 1,940 | $422.0K | 0.01% | −4,010−67.4% | Reduced |
| Stewart & Patten Co LLC | 1,927 | $420.0K | 0.07% | −165−7.9% | Reduced |
| Corundum Group, Inc. | 1,928 | $420.0K | 0.28% | −87−4.3% | Reduced |
| Clearstead Advisors, LLC | 1,929 | $420.0K | 0.03% | −32−1.6% | Reduced |
| Gillespie Robinson & Grimm Inc | 1,932 | $420.0K | 0.04% | +200+11.5% | Added |
| Wealthspire Advisors, LLC | 1,925 | $419.0K | 0.01% | −5,878−75.3% | Reduced |
| Garrett Investment Advisors LLC | 1,926 | $419.0K | 0.13% | +14+0.7% | Added |
| Woodley Farra Manion Portfolio Management Inc | 1,915 | $417.0K | 0.03% | +115+6.4% | Added |
| BlueSky Wealth Advisors, LLC | 1,920 | $417.0K | 0.08% | +120+6.7% | Added |
| Total Investment Management Inc | 1,910 | $416.0K | 0.07% | −192−9.1% | Reduced |
| TruWealth Advisors, LLC | 1,908 | $415.0K | 0.05% | +147+8.3% | Added |
| BBR Partners, LLC | 1,897 | $413.0K | 0.03% | −473−20.0% | Reduced |
| Clarus Group, Inc. | 1,896 | $412.0K | 0.31% | +2+0.1% | Added |
| Wall Street Access Asset Management, LLC | 1,891 | $411.0K | 0.23% | +2+0.1% | Added |
| Annex Advisory Services, LLC | 1,882 | $409.0K | 0.03% | +593+46.0% | Added |
| Intrua Financial, LLC | 1,823 | $404.0K | 0.10% | 00.0% | Unchanged |
| Appleton Partners Inc | 1,858 | $404.0K | 0.03% | +512+38.0% | Added |
| Edgestream Partners, L.P. | 1,853 | $403.0K | 0.02% | −31,373−94.4% | Reduced |
| Mark Stevens | 1,852 | $403.0K | 0.04% | −151−7.5% | Reduced |
| Aft, Forsyth & Company, Inc. | 1,850 | $403.0K | 0.22% | 00.0% | Unchanged |
| Rockland Trust Co | 1,845 | $401.0K | 0.03% | −602−24.6% | Reduced |
| Advisory Alpha, LLC | 1,832 | $399.0K | 0.03% | 00.0% | Unchanged |
| REDW Wealth LLC | 1,828 | $398.0K | 0.13% | 00.0% | Unchanged |
| Advisory Resource Group | 1,823 | $397.0K | 0.16% | −236−11.5% | Reduced |
| GeoWealth Management, LLC | 1,825 | $397.0K | 0.05% | +33+1.8% | Added |
| GSB Wealth Management, LLC | 1,810 | $394.0K | 0.12% | −100−5.2% | Reduced |
| Keel Point, LLC | 1,811 | $394.0K | 0.05% | +106+6.2% | Added |
| Boston Common Asset Management, LLC | 1,812 | $394.0K | 0.02% | +135+8.1% | Added |
| Mine & Arao Wealth Creation & Management, LLC. | 1,806 | $393.0K | 0.24% | +3+0.2% | Added |
| MONECO Advisors, LLC | 1,801 | $392.0K | 0.18% | +162+9.9% | Added |