Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Range Financial Group LLC | 1,799 | $392.0K | 0.29% | +564+45.7% | Added |
| InterOcean Capital Group, LLC | 1,798 | $391.0K | 0.02% | −291−13.9% | Reduced |
| Cooper/Haims Advisors, LLC | 1,793 | $390.0K | 0.26% | −120−6.3% | Reduced |
| KMG Fiduciary Partners, LLC | 1,792 | $390.0K | 0.07% | +225+14.4% | Added |
| Garner Asset Management Corp | 1,788 | $389.0K | 0.19% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 1,787 | $389.0K | 0.04% | 00.0% | Unchanged |
| West Family Investments, Inc. | 1,787 | $389.0K | 0.11% | +1,787 | New |
| Gries Financial LLC | 1,890 | $387.0K | 0.12% | +6+0.3% | Added |
| David Loasby | 1,778 | $387.0K | 0.05% | −79−4.3% | Reduced |
| Grove Bank & Trust | 1,776 | $387.0K | 0.08% | −5−0.3% | Reduced |
| RKL Wealth Management LLC | 1,777 | $387.0K | 0.05% | 00.0% | Unchanged |
| Benchmark Wealth Management, LLC | 1,774 | $386.0K | 0.27% | +1+0.1% | Added |
| Horst & Graben Wealth Management LLC | 1,775 | $386.0K | 0.11% | +5+0.3% | Added |
| RDA Financial Network | 1,774 | $386.0K | 0.17% | +29+1.7% | Added |
| BOK Financial Private Wealth, Inc. | 1,773 | $386.0K | 0.03% | +348+24.4% | Added |
| Concord Wealth Partners | 1,771 | $385.0K | 0.11% | −47−2.6% | Reduced |
| Walter & Keenan Financial Consulting Co | 1,769 | $385.0K | 0.13% | +1+0.1% | Added |
| Two Sigma Securities, LLC | 1,767 | $385.0K | 0.10% | +326+22.6% | Added |
| Jackson Wealth Management, LLC | 1,764 | $384.0K | 0.05% | +865+96.2% | Added |
| Camden Capital, LLC | 1,754 | $382.0K | 0.09% | +181+11.5% | Added |
| Check Capital Management Inc | 1,750 | $381.0K | 0.03% | 00.0% | Unchanged |
| Ramsay, Stattman, Vela & Price, Inc. | 1,750 | $381.0K | 0.09% | 00.0% | Unchanged |
| Quest Capital Management Inc | 1,746 | $380.0K | 0.08% | −167−8.7% | Reduced |
| American Money Management, LLC | 1,748 | $380.0K | 0.13% | +4+0.2% | Added |
| Engine No. 1 LLC | 1,743 | $379.0K | 0.10% | +1,743 | New |
| Tobam | 1,735 | $378.0K | 0.02% | −187−9.7% | Reduced |
| Smithfield Trust Co | 1,737 | $378.0K | 0.03% | 00.0% | Unchanged |
| Stokes Family Office, LLC | 1,737 | $378.0K | 0.05% | +83+5.0% | Added |
| ACG Wealth | 1,733 | $377.0K | 0.05% | −235−11.9% | Reduced |
| YHB Investment Advisors, Inc. | 1,733 | $377.0K | 0.03% | +1+0.1% | Added |
| MCF Advisors LLC | 1,725 | $375.0K | 0.04% | +3+0.2% | Added |
| Soltis Investment Advisors LLC | 1,719 | $374.0K | 0.06% | +1,719 | New |
| Pinnacle Wealth Management Advisory Group, LLC | 1,714 | $373.0K | 0.09% | +16+0.9% | Added |
| Tradition Wealth Management, LLC | 1,716 | $373.0K | 0.06% | +285+19.9% | Added |
| BigSur Wealth Management LLC | 1,710 | $372.0K | 0.17% | 00.0% | Unchanged |
| Home Federal Bank of Tennessee | 1,709 | $372.0K | 0.13% | +34+2.0% | Added |
| Hutchinson Capital Management | 1,708 | $372.0K | 0.09% | +40+2.4% | Added |
| Waddell & Associates, LLC | 1,707 | $372.0K | 0.06% | +1,707 | New |
| Lakeview Capital Partners, LLC | 1,703 | $371.0K | 0.16% | −606−26.2% | Reduced |
| Valley National Advisers Inc | 1,702 | $370.0K | 0.07% | 00.0% | Unchanged |
| Trinity Financial Advisors LLC | 1,700 | $370.0K | 0.26% | 00.0% | Unchanged |
| American Research & Management Co. | 1,700 | $370.0K | 0.08% | +400+30.8% | Added |
| Schulhoff & Co Inc | 1,700 | $369.0K | 0.16% | 00.0% | Unchanged |
| Bender Robert & Associates | 1,697 | $369.0K | 0.10% | 00.0% | Unchanged |
| SevenOneSeven Capital Management | 1,691 | $368.0K | 0.96% | +1,691 | New |
| Aaron Wealth Advisors | 1,690 | $367.0K | 0.12% | −31−1.8% | Reduced |
| WoodTrust Financial Corp | 1,688 | $367.0K | 0.10% | +124+7.9% | Added |
| Gould Asset Management LLC | 1,680 | $366.0K | 0.10% | −320−16.0% | Reduced |
| Addison Capital Co | 1,678 | $365.0K | 0.18% | 00.0% | Unchanged |
| Bremer Bank National Association | 1,676 | $365.0K | 0.08% | 00.0% | Unchanged |
| Carlton Hofferkamp & Jenks Wealth Management, LLC | 1,757 | $365.0K | 0.16% | +430+32.4% | Added |
| RMR Wealth Builders | 1,674 | $364.0K | 0.12% | +60+3.7% | Added |
| WealthTrust Axiom LLC | 1,673 | $364.0K | 0.12% | +500+42.6% | Added |
| Corbett Road Capital Management, LLC | 1,663 | $362.0K | 0.64% | −272−14.1% | Reduced |
| Sunburst Financial Group, LLC | 1,662 | $362.0K | 0.23% | 00.0% | Unchanged |
| Integrated Investment Consultants, LLC | 1,654 | $360.0K | 0.11% | −38−2.2% | Reduced |
| Wendell David Associates Inc | 1,653 | $360.0K | 0.04% | 00.0% | Unchanged |
| First American Bank | 1,654 | $360.0K | 0.02% | +5+0.3% | Added |
| Signet Investment Advisory Group, Inc. | 1,650 | $359.0K | 0.23% | −300−15.4% | Reduced |
| Hamel Associates, Inc. | 1,650 | $359.0K | 0.14% | 00.0% | Unchanged |
| Lyell Wealth Management, LP | 1,648 | $359.0K | 0.04% | +109+7.1% | Added |
| First Financial Corp | 1,645 | $358.0K | 0.24% | 00.0% | Unchanged |
| Smith Chas P & Associates Pa Cpas | 1,647 | $358.0K | 0.03% | +60+3.8% | Added |
| PNC Managed Account Solutions, Inc. | 1,631 | $355.0K | 0.07% | +1,631 | New |
| Meristem Family Wealth, LLC | 1,621 | $353.0K | 0.06% | +1,621 | New |
| Minot Wealth Management LLC | 1,636 | $352.0K | 0.08% | +7+0.4% | Added |
| Highland Private Wealth Management | 1,617 | $352.0K | 0.05% | +23+1.4% | Added |
| GYL Financial Synergies, LLC | 1,616 | $352.0K | 0.18% | +200+14.1% | Added |
| Sanders Morris Harris LLC | 1,610 | $351.0K | 0.07% | +235+17.1% | Added |
| Vishria Bird Financial Group, LLC | 1,606 | $350.0K | 0.17% | 00.0% | Unchanged |
| Ledyard National Bank | 1,597 | $348.0K | 0.04% | −170−9.6% | Reduced |
| Weybosset Research & Management LLC | 1,600 | $348.0K | 0.14% | −30−1.8% | Reduced |
| IMS Capital Management | 1,600 | $348.0K | 0.21% | 00.0% | Unchanged |
| WESCAP Management Group, Inc. | 1,600 | $348.0K | 0.10% | 00.0% | Unchanged |
| Mizuho Securities Co. Ltd. | 1,598 | $348.0K | 0.07% | +1,011+172.2% | Added |
| Lafayette Investments, Inc. | 1,600 | $348.0K | 0.09% | +1,600 | New |
| Eqis Capital Management, Inc. | 1,596 | $347.0K | 0.03% | +10+0.6% | Added |
| Wealth Quarterback LLC | 1,590 | $347.0K | 0.21% | +1,590 | New |
| Brightworth | 1,584 | $345.0K | 0.03% | −76−4.6% | Reduced |
| StrategIQ Financial Group, LLC | 1,585 | $345.0K | 0.07% | +60+3.9% | Added |
| Camden National Bank | 1,581 | $344.0K | 0.06% | −144−8.3% | Reduced |
| Colonial River Wealth Management, LLC | 1,580 | $344.0K | 0.25% | −1−0.1% | Reduced |
| Bingham Osborn & Scarborough LLC | 1,580 | $344.0K | 0.02% | +19+1.2% | Added |
| Eclectic Associates Inc | 1,576 | $343.0K | 0.26% | 00.0% | Unchanged |
| Sanford Advisory Services, LLC | 1,569 | $342.0K | 0.09% | +42+2.8% | Added |
| Marcum Wealth, LLC | 1,565 | $341.0K | 0.06% | −995−38.9% | Reduced |
| SFMG, LLC | 1,561 | $340.0K | 0.04% | +55+3.7% | Added |
| Linscomb & Williams, Inc. | 1,554 | $338.0K | 0.02% | −510−24.7% | Reduced |
| Sanchez Wealth Management Group | 1,553 | $338.0K | 0.15% | +6+0.4% | Added |
| Affinity Capital Advisors, LLC | 1,529 | $333.0K | 0.11% | −35−2.2% | Reduced |
| Plancorp, LLC | 1,528 | $332.0K | 0.03% | −20−1.3% | Reduced |
| Landsberg, Bennett, & Dubbaneh LLC | 1,545 | $332.0K | 0.04% | +5+0.3% | Added |
| Sugarloaf Wealth Management, LLC | 1,525 | $332.0K | 0.09% | +2+0.1% | Added |
| Contravisory Investment Management, Inc. | 1,523 | $331.0K | 0.10% | +27+1.8% | Added |
| Capital Advisors Inc | 1,522 | $331.0K | 0.01% | +309+25.5% | Added |
| ZWJ Investment Counsel Inc | 1,510 | $329.0K | 0.02% | −38−2.5% | Reduced |
| TCG Advisory Services, LLC | 1,511 | $329.0K | 0.09% | −32−2.1% | Reduced |
| LifeSteps Financial, Inc. | 1,512 | $329.0K | 0.25% | +28+1.9% | Added |
| Advisors Capital Management, LLC | 1,511 | $329.0K | 0.01% | +289+23.6% | Added |
| Capital Square, LLC | 1,558 | $328.0K | 0.24% | −105−6.3% | Reduced |