Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Summit X, LLC | 1,512 | $328.0K | 0.08% | +12+0.8% | Added |
| Regent Peak Wealth Advisors LLC | 1,584 | $327.0K | 0.09% | +118+8.0% | Added |
| Rbo & Co LLC | 1,500 | $326.0K | 0.06% | 00.0% | Unchanged |
| Chickasaw Capital Management LLC | 1,500 | $326.0K | 0.01% | 00.0% | Unchanged |
| Titus Wealth Management | 1,500 | $326.0K | 0.18% | +25+1.7% | Added |
| Continuum Advisory, LLC | 1,497 | $326.0K | 0.10% | +152+11.3% | Added |
| Kings Point Capital Management | 1,498 | $326.0K | 0.03% | +393+35.6% | Added |
| Castle Rock Wealth Management, LLC | 1,522 | $326.0K | 0.12% | +416+37.6% | Added |
| AIA Group Ltd | 1,598 | $325.0K | 0.02% | +1,598 | New |
| Cornerstone Advisory, LLC | 1,490 | $324.0K | 0.05% | +3+0.2% | Added |
| Game Plan Financial Advisors, LLC | 1,485 | $323.0K | 0.19% | −5−0.3% | Reduced |
| Brewin Dolphin Wealth Management Ltd | 1,480 | $322.1K | 0.04% | +80+5.7% | Added |
| Prestige Wealth Management Group LLC | 1,480 | $322.0K | 0.09% | −53−3.5% | Reduced |
| Bell Bank | 1,480 | $322.0K | 0.04% | 00.0% | Unchanged |
| Baker Boyer National Bank | 1,801 | $322.0K | 0.16% | +1,801 | New |
| Morningstar Investment Services LLC | 1,492 | $321.0K | 0.00% | −819−35.4% | Reduced |
| Mount Vernon Associates Inc | 1,476 | $321.0K | 0.29% | 00.0% | Unchanged |
| Summit Financial, LLC | 1,472 | $320.4K | 0.03% | +1,472 | New |
| Nadler Financial Group, Inc. | 1,468 | $320.0K | 0.05% | 00.0% | Unchanged |
| Magnus Financial Group LLC | 1,471 | $320.0K | 0.07% | +53+3.7% | Added |
| Childress Capital Advisors, LLC | 1,466 | $319.0K | 0.15% | −227−13.4% | Reduced |
| Northwest Bancshares, Inc. | 1,462 | $318.0K | 0.07% | 00.0% | Unchanged |
| Fundamentun, LLC | 1,461 | $318.0K | 0.09% | +71+5.1% | Added |
| Hohimer Wealth Management, LLC | 1,458 | $317.0K | 0.06% | +1+0.1% | Added |
| Patten Group, Inc. | 1,456 | $317.0K | 0.09% | +52+3.7% | Added |
| PRW Wealth Management LLC | 1,456 | $317.0K | 0.09% | +1,456 | New |
| ERTS Wealth Advisors, LLC | 1,450 | $316.0K | 0.09% | −50−3.3% | Reduced |
| Latitude Advisors, LLC | 1,454 | $316.0K | 0.23% | +140+10.7% | Added |
| Mason Investment Advisory Services, Inc. | 1,450 | $315.6K | 0.03% | +1,450 | New |
| Winslow Asset Management Inc | 1,445 | $314.0K | 0.06% | +15+1.0% | Added |
| Mirova | 1,439 | $313.0K | 0.04% | 00.0% | Unchanged |
| Charter Oak Capital Management, LLC | 1,434 | $312.0K | 0.04% | +3+0.2% | Added |
| Bel Air Investment Advisors LLC | 1,431 | $311.0K | 0.01% | −1,330−48.2% | Reduced |
| Acas, LLC | 1,430 | $311.0K | 0.44% | 00.0% | Unchanged |
| Strategic Equity Management | 1,423 | $310.0K | 0.11% | +12+0.9% | Added |
| Johanson Financial Advisors, Inc. | 1,463 | $309.0K | 0.10% | +5+0.3% | Added |
| Aua Capital Management, LLC | 1,420 | $309.0K | 0.19% | 00.0% | Unchanged |
| Acima Private Wealth, LLC | 1,421 | $309.0K | 0.14% | 00.0% | Unchanged |
| Old Point Trust & Financial Services N A | 1,420 | $309.0K | 0.14% | +350+32.7% | Added |
| Northern Oak Wealth Management Inc | 1,409 | $307.0K | 0.04% | −250−15.1% | Reduced |
| Wiley Bros.-Aintree Capital, LLC | 1,408 | $306.0K | 0.20% | +54+4.0% | Added |
| Cullinan Associates Inc | 1,400 | $305.0K | 0.02% | 00.0% | Unchanged |
| New Jersey Better Educational Savings Trust | 1,400 | $305.0K | 0.61% | 00.0% | Unchanged |
| WNY Asset Management, LLC | 1,400 | $305.0K | 0.11% | +135+10.7% | Added |
| Financial Partners Group, Inc | 1,396 | $304.0K | 0.08% | +499+55.6% | Added |
| Pure Financial Advisors, Inc. | 1,387 | $302.0K | 0.02% | −499−26.5% | Reduced |
| Cortland Associates Inc | 1,387 | $302.0K | 0.03% | −46−3.2% | Reduced |
| Means Investment Co., Inc. | 1,381 | $301.0K | 0.06% | +2+0.1% | Added |
| Greenwich Wealth Management LLC | 1,381 | $301.0K | 0.03% | 00.0% | Unchanged |
| Curated Wealth Partners LLC | 1,381 | $301.0K | 0.16% | +86+6.6% | Added |
| Crescent Grove Advisors, LLC | 1,381 | $301.0K | 0.03% | +108+8.5% | Added |
| Blankinship & Foster, LLC | 1,377 | $300.0K | 0.12% | 00.0% | Unchanged |
| Frisch Financial Group, Inc. | 1,365 | $297.0K | 0.09% | −204−13.0% | Reduced |
| Bedel Financial Consulting, Inc. | 1,366 | $297.0K | 0.10% | +267+24.3% | Added |
| Hall Laurie J Trustee | 1,355 | $295.0K | 0.11% | −50−3.6% | Reduced |
| Laffer Tengler Investments | 1,351 | $294.0K | 0.11% | −416−23.5% | Reduced |
| ProVise Management Group, LLC | 1,350 | $294.0K | 0.03% | −613−31.2% | Reduced |
| Gradient Capital Advisors, LLC | 1,352 | $294.0K | 0.14% | +105+8.4% | Added |
| Selective Wealth Management, Inc. | 1,350 | $294.0K | 0.23% | +300+28.6% | Added |
| Landmark Financial Advisors, LLC | 1,348 | $293.0K | 0.14% | −19−1.4% | Reduced |
| Spotlight Asset Group, Inc. | 1,345 | $293.0K | 0.11% | 00.0% | Unchanged |
| Waters Parkerson & Co., LLC | 1,344 | $292.0K | 0.02% | −100−6.9% | Reduced |
| Coyle Financial Counsel LLC | 1,340 | $292.0K | 0.18% | 00.0% | Unchanged |
| Stonehage Fleming Financial Services Holdings Ltd | 1,340 | $292.0K | 0.01% | 00.0% | Unchanged |
| Accredited Investors Inc. | 1,343 | $292.0K | 0.03% | +96+7.7% | Added |
| Private Capital Group, LLC | 1,327 | $289.0K | 0.07% | −11−0.8% | Reduced |
| Berger Financial Group, Inc | 1,326 | $289.0K | 0.05% | +15+1.1% | Added |
| Calton & Associates, Inc. | 1,325 | $288.0K | 0.05% | −169−11.3% | Reduced |
| CWS Financial Advisors, LLC | 1,324 | $288.0K | 0.11% | 00.0% | Unchanged |
| Reilly Financial Advisors, LLC | 1,323 | $288.0K | 0.02% | +207+18.5% | Added |
| Strategic Advisors LLC | 1,323 | $288.0K | 0.07% | +1,323 | New |
| Monarch Capital Management Inc | 1,317 | $287.0K | 0.08% | 00.0% | Unchanged |
| Apollon Wealth Management, LLC | 1,315 | $286.0K | 0.05% | −200−13.2% | Reduced |
| Pacific Global Investment Management CO | 1,312 | $285.0K | 0.06% | +2+0.2% | Added |
| Marietta Investment Partners LLC | 1,300 | $283.0K | 0.06% | 00.0% | Unchanged |
| Northstar Asset Management LLC | 1,300 | $283.0K | 0.07% | 00.0% | Unchanged |
| One Capital Management, LLC | 1,299 | $282.0K | 0.03% | +342+35.7% | Added |
| Arden Trust Co | 1,293 | $281.0K | 0.05% | −200−13.4% | Reduced |
| Cadence Bank NA | 1,284 | $280.0K | 0.08% | −192−13.0% | Reduced |
| Hollencrest Capital Management | 1,287 | $280.0K | 0.03% | +55+4.5% | Added |
| Graves-Light Private Wealth Management, Inc. | 1,284 | $279.0K | 0.04% | −17−1.3% | Reduced |
| Kowal Investment Group, LLC | 1,284 | $279.0K | 0.10% | +1,284 | New |
| Smith Shellnut Wilson LLC | 1,271 | $277.0K | 0.16% | 00.0% | Unchanged |
| Claret Asset Management Corp | 1,272 | $277.0K | 0.05% | 00.0% | Unchanged |
| Tectonic Advisors LLC | 1,271 | $277.0K | 0.06% | 00.0% | Unchanged |
| Wells Trecaso Financial Group, LLC | 1,270 | $276.0K | 0.13% | −90−6.6% | Reduced |
| Doyle Wealth Management | 1,265 | $275.0K | 0.02% | +1+0.1% | Added |
| Access Financial Services, Inc. | 1,260 | $274.0K | 0.13% | +53+4.4% | Added |
| Cliftonlarsonallen Wealth Advisors, LLC | 1,260 | $274.0K | 0.01% | +1,260 | New |
| Balentine LLC | 1,252 | $272.0K | 0.01% | −10−0.8% | Reduced |
| MBA Advisors LLC | 1,251 | $272.0K | 0.20% | 00.0% | Unchanged |
| Ballast, Inc. | 1,250 | $272.0K | 0.11% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 1,248 | $272.0K | 0.06% | +6+0.5% | Added |
| Beaumont Financial Partners, LLC | 1,249 | $272.0K | 0.02% | +10+0.8% | Added |
| Exchange Capital Management, Inc. | 1,243 | $271.0K | 0.05% | −150−10.8% | Reduced |
| Acorn Financial Advisory Services Inc | 1,247 | $271.0K | 0.08% | −14−1.1% | Reduced |
| Beddow Capital Management Inc | 1,240 | $270.0K | 0.16% | −50−3.9% | Reduced |
| Newport Wealth Strategies, Inc. | 1,235 | $269.0K | 0.16% | 00.0% | Unchanged |
| Anchor Capital Advisors LLC | 1,230 | $268.0K | 0.01% | 00.0% | Unchanged |
| Allegiant Private Advisors, LLC | 1,231 | $268.0K | 0.04% | +1,231 | New |