Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| YorkBridge Wealth Partners, LLC | 1,229 | $267.0K | 0.07% | 00.0% | Unchanged |
| Ridgecrest Wealth Partners, LLC | 1,227 | $267.0K | 0.17% | +277+29.2% | Added |
| Marino, Stram & Associates LLC | 1,229 | $267.0K | 0.07% | +1,229 | New |
| Pinnacle Family Advisors, LLC | 1,224 | $266.0K | 0.12% | +1,224 | New |
| Chelsea Counsel Co | 1,217 | $265.0K | 0.12% | 00.0% | Unchanged |
| Kalos Management, Inc. | 1,240 | $264.0K | 0.11% | −267−17.7% | Reduced |
| Benedict Financial Advisors Inc | 1,211 | $264.0K | 0.07% | −87−6.7% | Reduced |
| Greenline Partners, LLC | 1,214 | $264.0K | 0.05% | 00.0% | Unchanged |
| Valmark Advisers, Inc. | 1,214 | $264.0K | 0.00% | +118+10.8% | Added |
| Advisor OS, LLC | 1,209 | $263.0K | 0.05% | +1+0.1% | Added |
| Bridgewater Advisors Inc. | 1,207 | $263.0K | 0.08% | +107+9.7% | Added |
| Beacon Financial Advisory LLC | 1,208 | $263.0K | 0.14% | +90+8.1% | Added |
| Yorktown Management & Research Co Inc | 1,200 | $261.0K | 0.20% | 00.0% | Unchanged |
| Cardan Capital Partners, LLC | 1,200 | $261.0K | 0.03% | 00.0% | Unchanged |
| Keebeck Wealth Management, LLC | 1,201 | $261.0K | 0.04% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 1,201 | $261.0K | 0.07% | +312+35.1% | Added |
| Oak Grove Capital LLC | 1,200 | $261.0K | 0.06% | +1,200 | New |
| Pinnacle Wealth Management Group, Inc. | 1,200 | $261.0K | 0.19% | +1,200 | New |
| Chicago Partners Investment Group LLC | 1,233 | $260.0K | 0.02% | −258−17.3% | Reduced |
| Stockman Wealth Management, Inc. | 1,195 | $260.0K | 0.06% | −29−2.4% | Reduced |
| First Nebraska Trust Co | 1,192 | $259.4K | 0.03% | 00.0% | Unchanged |
| Town & Country Bank & Trust CO dba First Bankers Trust CO | 1,191 | $259.0K | 0.13% | −200−14.4% | Reduced |
| Center For Asset Management LLC | 1,189 | $259.0K | 0.22% | +1+0.1% | Added |
| Clear Creek Financial Management, LLC | 1,188 | $259.0K | 0.04% | +1,188 | New |
| Green Harvest Asset Management LLC | 1,180 | $257.0K | 0.05% | +40+3.5% | Added |
| 20/20 Capital Management, Inc. | 1,183 | $257.0K | 0.07% | +1,183 | New |
| Epstein & White Financial LLC | 1,171 | $256.0K | 0.07% | +75+6.8% | Added |
| Atalanta Sosnoff Capital, LLC | 1,170 | $255.0K | 0.01% | −84,425−98.6% | Reduced |
| Gerber Kawasaki Wealth & Investment Management | 1,173 | $255.0K | 0.03% | +91+8.4% | Added |
| Morris Retirement Advisors, LLC | 1,166 | $254.0K | 0.22% | +44+3.9% | Added |
| Secure Asset Management, LLC | 1,166 | $254.0K | 0.13% | +171+17.2% | Added |
| Chesley Taft & Associates LLC | 1,160 | $252.0K | 0.01% | +50+4.5% | Added |
| Fulton Breakefield Broenniman LLC | 1,151 | $251.0K | 0.02% | −176−13.3% | Reduced |
| Baxter Bros Inc | 1,155 | $251.0K | 0.04% | 00.0% | Unchanged |
| Essex Private Wealth Management, LLC | 1,155 | $251.0K | 0.23% | +1+0.1% | Added |
| Bourgeon Capital Management LLC | 1,150 | $250.0K | 0.05% | 00.0% | Unchanged |
| Markston International LLC | 1,142 | $249.0K | 0.15% | −12,743−91.8% | Reduced |
| Executive Wealth Management, LLC | 1,147 | $249.0K | 0.03% | −198−14.7% | Reduced |
| Oakworth Capital, Inc. | 1,135 | $247.0K | 0.02% | −27−2.3% | Reduced |
| Cheviot Value Management, LLC | 1,133 | $247.0K | 0.06% | 00.0% | Unchanged |
| Indie Asset Partners, LLC | 1,133 | $247.0K | 0.20% | 00.0% | Unchanged |
| Paces Ferry Wealth Advisors, LLC | 1,134 | $247.0K | 0.19% | +33+3.0% | Added |
| Financial Engines Advisors L.L.C. | 1,137 | $247.0K | 0.00% | +51+4.7% | Added |
| Granite Investment Advisors, LLC | 1,130 | $246.0K | 0.04% | −191−14.5% | Reduced |
| Calamos Wealth Management LLC | 1,131 | $246.0K | 0.02% | −86−7.1% | Reduced |
| Cedar Brook Financial Partners, LLC | 1,130 | $246.0K | 0.07% | +259+29.7% | Added |
| Meridian Wealth Advisors, LLC | 1,124 | $245.0K | 0.07% | −31−2.7% | Reduced |
| Bar Harbor Trust Services | 1,125 | $245.0K | 0.08% | +50+4.7% | Added |
| Qci Asset Management Inc | 1,122 | $244.0K | 0.01% | −885−44.1% | Reduced |
| Modera Wealth Management, LLC | 1,119 | $244.0K | 0.01% | −9−0.8% | Reduced |
| Buckley Wealth Management, LLC | 1,120 | $244.0K | 0.08% | 00.0% | Unchanged |
| Sittner & Nelson, LLC | 1,121 | $244.0K | 0.17% | +2+0.2% | Added |
| SkyOak Wealth, LLC | 1,109 | $241.0K | 0.06% | 00.0% | Unchanged |
| Isthmus Partners, LLC | 1,107 | $241.0K | 0.04% | 00.0% | Unchanged |
| Rosenberg Matthew Hamilton | 1,109 | $241.0K | 0.13% | +120+12.1% | Added |
| Greylin Investment Mangement Inc | 1,100 | $239.0K | 0.05% | 00.0% | Unchanged |
| Constitution Capital LLC | 1,100 | $239.0K | 0.15% | 00.0% | Unchanged |
| PDS Planning, Inc | 1,099 | $239.0K | 0.06% | +42+4.0% | Added |
| Bristlecone Advisors, LLC | 1,092 | $238.0K | 0.03% | 00.0% | Unchanged |
| Brandywine Oak Private Wealth LLC | 1,094 | $238.0K | 0.03% | +144+15.2% | Added |
| Baldwin Brothers Inc | 1,085 | $237.0K | 0.03% | +525+93.8% | Added |
| Ellis Investment Partners, LLC | 1,088 | $236.0K | 0.06% | +2+0.2% | Added |
| Alesco Advisors LLC | 1,084 | $236.0K | 0.01% | 00.0% | Unchanged |
| Meritage Portfolio Management | 1,075 | $234.0K | 0.01% | 00.0% | Unchanged |
| Silvant Capital Management LLC | 1,076 | $234.0K | 0.04% | 00.0% | Unchanged |
| Institutional & Family Asset Management, LLC | 1,072 | $233.0K | 0.04% | +4+0.4% | Added |
| McGowan Group Asset Management, Inc. | 1,064 | $232.0K | 0.04% | −45−4.1% | Reduced |
| DSC Advisors, L.P. | 1,061 | $231.0K | 0.22% | −296−21.8% | Reduced |
| Mogy Joel R Investment Counsel Inc | 1,060 | $231.0K | 0.02% | 00.0% | Unchanged |
| Capital Advisors Wealth Management, LLC | 1,058 | $230.0K | 0.09% | 00.0% | Unchanged |
| First Personal Financial Services | 1,053 | $229.0K | 0.06% | −110−9.5% | Reduced |
| Brown Advisory Securities, LLC | 1,053 | $229.0K | 0.04% | −39−3.6% | Reduced |
| Elk River Wealth Management, LLC | 1,053 | $229.0K | 0.06% | 00.0% | Unchanged |
| Albion Financial Group | 1,053 | $229.0K | 0.02% | +1,053 | New |
| Bank of Stockton | 1,048 | $228.0K | 0.07% | −333−24.1% | Reduced |
| CX Institutional | 1,046 | $228.0K | 0.02% | −55−5.0% | Reduced |
| Firethorn Wealth Partners, LLC | 1,050 | $228.0K | 0.19% | −10−0.9% | Reduced |
| Mengis Capital Management, Inc. | 1,047 | $227.0K | 0.05% | 00.0% | Unchanged |
| TFG Advisers LLC | 1,039 | $226.0K | 0.11% | +27+2.7% | Added |
| Winthrop Advisory Group LLC | 1,036 | $226.0K | 0.05% | +51+5.2% | Added |
| CVA Family Office, LLC | 1,040 | $226.0K | 0.06% | +485+87.4% | Added |
| Standard Family Office LLC | 1,033 | $225.0K | 0.05% | +86+9.1% | Added |
| Act Wealth Management, LLC | 1,026 | $223.0K | 0.14% | +30+3.0% | Added |
| Reitz Capital Advisors LLC | 1,025 | $223.0K | 0.16% | +1,025 | New |
| Sterling Financial Planning, Inc. | 1,022 | $222.0K | 0.14% | 00.0% | Unchanged |
| CFO4Life Group, LLC | 1,015 | $221.0K | 0.05% | −769−43.1% | Reduced |
| Salem Capital Management Inc | 1,016 | $221.0K | 0.12% | −50−4.7% | Reduced |
| Joel Isaacson & Co., LLC | 1,011 | $220.0K | 0.02% | −1−0.1% | Reduced |
| Bigelow Investment Advisors, LLC | 1,013 | $220.0K | 0.11% | +25+2.5% | Added |
| First National Bank of Omaha | 946 | $220.0K | 0.01% | 00.0% | Unchanged |
| Berkshire Asset Management LLC | 1,006 | $219.0K | 0.01% | −1−0.1% | Reduced |
| Kerntke Otto McGlone Wealth Management Group | 1,006 | $219.0K | 0.09% | +1,006 | New |
| Ifrah Financial Services, Inc. | 1,001 | $218.0K | 0.06% | −19−1.9% | Reduced |
| Cubic Asset Management, LLC | 1,000 | $218.0K | 0.05% | 00.0% | Unchanged |
| Somerset Group LLC | 1,000 | $218.0K | 0.16% | 00.0% | Unchanged |
| Concorde Asset Management, LLC | 1,000 | $218.0K | 0.12% | 00.0% | Unchanged |
| S.A. Mason LLC | 1,000 | $218.0K | 0.15% | +250+33.3% | Added |
| Azzad Asset Management Inc | 1,000 | $217.6K | 0.03% | 00.0% | Unchanged |
| S&T Bank | 999 | $217.0K | 0.03% | 00.0% | Unchanged |
| M&R Capital Management Inc | 1,000 | $217.0K | 0.05% | +500+100.0% | Added |