Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Paulson Wealth Management Inc. | 996 | $217.0K | 0.10% | +996 | New |
| Fiduciary Group LLC | 1,055 | $216.0K | 0.02% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 985 | $214.0K | 0.02% | +51+5.5% | Added |
| Financial Perspectives, Inc | 980 | $213.3K | 0.10% | −226,253−99.6% | Reduced |
| Destination Wealth Management | 975 | $212.0K | 0.01% | −313−24.3% | Reduced |
| Personal Wealth Partners | 974 | $212.0K | 0.09% | +12+1.2% | Added |
| Canal Capital Management, LLC | 963 | $210.0K | 0.06% | +4+0.4% | Added |
| Coco Enterprises, LLC | 963 | $209.0K | 0.17% | −123−11.3% | Reduced |
| Independence Bank of Kentucky | 960 | $209.0K | 0.09% | −95−9.0% | Reduced |
| Future Financial Wealth Managment LLC | 960 | $209.0K | 0.21% | −6−0.6% | Reduced |
| Caxton Associates LP | 962 | $209.0K | 0.03% | +962 | New |
| Canvas Wealth Advisors, LLC | 955 | $208.0K | 0.09% | +65+7.3% | Added |
| Norway Savings Bank | 952 | $207.0K | 0.10% | −25−2.6% | Reduced |
| Abbot Financial Management, Inc. | 950 | $207.0K | 0.09% | 00.0% | Unchanged |
| Legacy Wealth Planning, LLC | 951 | $207.0K | 0.24% | +50+5.5% | Added |
| ARS Wealth Advisors, LLC | 945 | $206.0K | 0.04% | −150−13.7% | Reduced |
| Financial Management Concepts Corp | 971 | $206.0K | 0.17% | 00.0% | Unchanged |
| Ssi Investment Management LLC | 941 | $205.0K | 0.01% | −6−0.6% | Reduced |
| Petrus Trust Company, LTA | 942 | $205.0K | 0.02% | +942 | New |
| Rock Creek Group, LP | 937 | $204.0K | 0.03% | −161−14.7% | Reduced |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 936 | $204.0K | 0.00% | 00.0% | Unchanged |
| Sand Hill Global Advisors, LLC | 939 | $204.0K | 0.01% | +54+6.1% | Added |
| Neo Ivy Capital Management | 936 | $204.0K | 0.21% | +921+6,140.0% | Added |
| Cohen & Steers, Inc. | 934 | $203.0K | 0.00% | −353−27.4% | Reduced |
| Blueprint Investment Partners LLC | 932 | $203.0K | 0.16% | −9−1.0% | Reduced |
| Aristotle Capital Management, LLC | 932 | $203.0K | 0.00% | 00.0% | Unchanged |
| Capital City Trust Co | 933 | $203.0K | 0.06% | +933 | New |
| FDx Advisors, Inc. | 933 | $203.0K | 0.01% | +933 | New |
| Halbert Hargrove Global Advisors, LLC | 929 | $202.0K | 0.01% | +39+4.4% | Added |
| Capital Directions Investment Advisors, LLC | 928 | $202.0K | 0.06% | +928 | New |
| Citizens & Northern Corp | 925 | $201.0K | 0.08% | 00.0% | Unchanged |
| Boston Family Office LLC | 922 | $201.0K | 0.01% | +922 | New |
| Boothbay Fund Management, LLC | 923 | $201.0K | 0.01% | +923 | New |
| LVW Advisors, LLC | 917 | $200.0K | 0.04% | 00.0% | Unchanged |
| Renasant Bank | 919 | $200.0K | 0.15% | +919 | New |
| Fortress Wealth Group, LLC | 920 | $200.0K | 0.18% | +920 | New |
| Sargent Bickham Lagudis LLC | 906 | $197.0K | 0.02% | −1−0.1% | Reduced |
| D'Orazio & Associates, Inc. | 904 | $197.0K | 0.05% | 00.0% | Unchanged |
| KB Financial Partners, LLC | 894 | $195.0K | 0.07% | −616−40.8% | Reduced |
| Prentice Wealth Management LLC | 872 | $190.0K | 0.10% | +203+30.3% | Added |
| Elgethun Capital Management | 854 | $186.0K | 0.06% | +2+0.2% | Added |
| TSFG, LLC | 831 | $181.0K | 0.07% | +108+14.9% | Added |
| Assetmark, Inc | 829 | $180.0K | 0.00% | +48+6.1% | Added |
| Grace Capital | 800 | $174.0K | 0.12% | −350−30.4% | Reduced |
| Addison Advisors LLC | 798 | $174.0K | 0.14% | +798 | New |
| Carolinas Wealth Consulting LLC | 795 | $173.0K | 0.04% | −8−1.0% | Reduced |
| Atlas Capital Advisors LLC | 782 | $170.2K | 0.03% | +465+146.7% | Added |
| Riverview Trust Co | 768 | $167.0K | 0.18% | 00.0% | Unchanged |
| Wealth Advisors, Inc. | 785 | $166.0K | 0.06% | −105−11.8% | Reduced |
| Hoese & Co LLP | 750 | $164.0K | 0.18% | 00.0% | Unchanged |
| Eagle Bay Advisors LLC | 747 | $164.0K | 0.13% | +747 | New |
| Sageworth Trust Co | 750 | $163.0K | 0.01% | 00.0% | Unchanged |
| Disciplined Investments, LLC | 740 | $161.0K | 0.08% | +200+37.0% | Added |
| Global Wealth Management Investment Advisory, Inc. | 730 | $159.0K | 0.05% | 00.0% | Unchanged |
| Accel Wealth Management | 727 | $158.0K | 0.10% | −98−11.9% | Reduced |
| Gemmer Asset Management LLC | 726 | $158.0K | 0.02% | +1+0.1% | Added |
| Eubel Brady & Suttman Asset Management Inc | 678 | $157.0K | 0.01% | −678−50.0% | Reduced |
| Enterprise Financial Services Corp | 711 | $156.0K | 0.02% | −206−22.5% | Reduced |
| Newbridge Financial Services Group, Inc. | 712 | $155.0K | 0.09% | +144+25.4% | Added |
| Fieldpoint Private Securities, LLC | 707 | $151.0K | 0.03% | +5+0.7% | Added |
| Sound Income Strategies, LLC | 676 | $147.0K | 0.02% | −48−6.6% | Reduced |
| Atticus Wealth Management, LLC | 674 | $147.0K | 0.06% | −10−1.5% | Reduced |
| Pinnacle Bancorp, Inc. | 676 | $147.0K | 0.07% | 00.0% | Unchanged |
| Peoples Financial Services Corp. | 675 | $147.0K | 0.06% | 00.0% | Unchanged |
| Holloway Wealth Management, LLC | – | $147.0K | 0.04% | – | – |
| Dark Forest Capital Management LP | 660 | $144.0K | 0.06% | +660 | New |
| Endurance Wealth Management, Inc. | 660 | $143.0K | 0.02% | 00.0% | Unchanged |
| Ade, LLC | 656 | $143.0K | 0.13% | +50+8.3% | Added |
| Pacific Center for Financial Services | 646 | $141.0K | 0.06% | +3+0.5% | Added |
| SRS Capital Advisors, Inc. | 614 | $134.0K | 0.02% | +614 | New |
| NVWM, LLC | 600 | $131.0K | 0.05% | 00.0% | Unchanged |
| West Branch Capital LLC | 595 | $129.0K | 0.06% | −800−57.3% | Reduced |
| BerganKDV Wealth Management, LLC | 589 | $128.0K | 0.02% | +200+51.4% | Added |
| Pacifica Partners Inc. | 590 | $127.0K | 0.10% | 00.0% | Unchanged |
| Parisi Gray Wealth Management | 583 | $127.0K | 0.05% | +583 | New |
| Truehand, Inc | 577 | $126.0K | 0.07% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 570 | $124.0K | 0.03% | 00.0% | Unchanged |
| Piscataqua Savings Bank | 571 | $124.0K | 0.11% | 00.0% | Unchanged |
| Red Door Wealth Management, LLC | 572 | $124.0K | 0.05% | +572 | New |
| Close Asset Management Ltd | 540 | $118.0K | 0.01% | 00.0% | Unchanged |
| Glassman Wealth Services | 524 | $114.0K | 0.02% | +40+8.3% | Added |
| DB Wealth Management Group, LLC | 506 | $110.0K | 0.07% | 00.0% | Unchanged |
| Farmers & Merchants Trust Co of Chambersburg PA | 460 | $100.0K | 0.07% | +440+2,200.0% | Added |
| Wagner Wealth Management, LLC | 453 | $99.0K | 0.07% | +300+196.1% | Added |
| State of Wyoming | 453 | $99.0K | 0.06% | +453 | New |
| Front Row Advisors LLC | 481 | $98.0K | 0.04% | −7−1.4% | Reduced |
| Financial Management Professionals, Inc. | 452 | $98.0K | 0.03% | +42+10.2% | Added |
| AllSquare Wealth Management LLC | 448 | $97.0K | 0.06% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 430 | $93.0K | 0.02% | +3+0.7% | Added |
| Joseph P. Lucia & Associates, LLC | 419 | $91.0K | 0.05% | 00.0% | Unchanged |
| Centerpoint Advisors, LLC | 407 | $89.0K | 0.04% | +67+19.7% | Added |
| Liberty Wealth Management LLC | 408 | $89.0K | 0.03% | +48+13.3% | Added |
| Investors Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna | 405 | $88.1K | 0.02% | 00.0% | Unchanged |
| HighMark Wealth Management LLC | 391 | $88.0K | 0.06% | −48−10.9% | Reduced |
| Private Ocean, LLC | 400 | $87.0K | 0.01% | −100−20.0% | Reduced |
| Sage Financial Group Inc | 400 | $87.0K | 0.01% | 00.0% | Unchanged |
| Old North State Trust, LLC | 400 | $87.0K | 0.07% | 00.0% | Unchanged |
| Filbrandt Wealth Management, LLC | 400 | $87.0K | 0.05% | 00.0% | Unchanged |
| Moisand Fitzgerald Tamayo, LLC | 402 | $87.0K | 0.03% | +160+66.1% | Added |
| JTC Employer Solutions Trusteee Ltd | 400 | $87.0K | 0.01% | +400 | New |