Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Prudent Man Advisors, LLC | 390 | $85.0K | 0.03% | 00.0% | Unchanged |
| Financial Insights, Inc. | 389 | $84.7K | 0.07% | +389 | New |
| Paradigm, Strategies in Wealth Management, LLC | 375 | $82.0K | 0.07% | 00.0% | Unchanged |
| Phoenix Wealth Advisors | 364 | $78.0K | 0.06% | 00.0% | Unchanged |
| McClarren Financial Advisors, Inc. | 362 | $78.0K | 0.06% | 00.0% | Unchanged |
| Key Financial Inc | 375 | $78.0K | 0.04% | +125+50.0% | Added |
| Simon Quick Advisors, LLC | 359 | $78.0K | 0.02% | +109+43.6% | Added |
| Baron Financial Group, LLC | 350 | $76.2K | 0.05% | −50−12.5% | Reduced |
| Duncker Streett & Co Inc | 345 | $75.0K | 0.01% | 00.0% | Unchanged |
| Larson Financial Group LLC | 346 | $75.0K | 0.02% | 00.0% | Unchanged |
| Heritage Wealth Management, LLC | 346 | $75.0K | 0.03% | +58+20.1% | Added |
| Providence Capital Advisors, LLC | 345 | $75.0K | 0.02% | +100+40.8% | Added |
| Dividend Assets Capital, LLC | 344 | $75.0K | 0.01% | +189+121.9% | Added |
| Pin Oak Investment Advisors Inc | 332 | $72.0K | 0.07% | 00.0% | Unchanged |
| Capital Analysts, LLC | 322 | $71.0K | 0.00% | −16−4.7% | Reduced |
| Atlas Private Wealth Advisors | 321 | $70.0K | 0.04% | −12−3.6% | Reduced |
| Evoke Wealth, LLC | 319 | $69.0K | 0.00% | −29−8.3% | Reduced |
| JNBA Financial Advisors | 319 | $69.0K | 0.01% | 00.0% | Unchanged |
| Ten Capital Wealth Advisors, LLC | 306 | $67.0K | 0.02% | 00.0% | Unchanged |
| Coastal Capital Group, Inc. | 305 | $66.0K | 0.02% | +1+0.3% | Added |
| tru Independence LLC | 303 | $66.0K | 0.02% | +303 | New |
| Estabrook Capital Management | 300 | $65.3K | 0.01% | −200−40.0% | Reduced |
| Estate Counselors, LLC | 303 | $65.0K | 0.01% | 00.0% | Unchanged |
| Orion Capital Management LLC | 300 | $65.0K | 0.04% | 00.0% | Unchanged |
| JJJ Advisors Inc. | 299 | $65.0K | 0.02% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 297 | $65.0K | 0.02% | +200+206.2% | Added |
| Smith Asset Management Group LP | 300 | $65.0K | 0.00% | +300 | New |
| McIlrath & Eck, LLC | 290 | $63.0K | 0.02% | −324−52.8% | Reduced |
| Earnest Partners LLC | 286 | $62.0K | 0.00% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 283 | $62.0K | 0.01% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 287 | $62.0K | 0.02% | +232+421.8% | Added |
| Psagot Investment House Ltd. | 280 | $61.0K | 0.00% | +130+86.7% | Added |
| Lee Financial Co | 275 | $60.0K | 0.01% | 00.0% | Unchanged |
| NewSquare Capital LLC | 276 | $60.0K | 0.01% | +251+1,004.0% | Added |
| Ellevest, Inc. | 270 | $59.0K | 0.01% | +37+15.9% | Added |
| Towarzystwo Funduszy Inwestycyjnych Pzu SA | 270 | $58.8K | 0.07% | 00.0% | Unchanged |
| Mark Sheptoff Financial Planning, LLC | 267 | $58.0K | 0.03% | −785−74.6% | Reduced |
| Alaethes Wealth LLC | 265 | $58.0K | 0.04% | +265 | New |
| Corsicana & Co. | 266 | $58.0K | 0.04% | +266 | New |
| Baldrige Asset Management LLC | 262 | $57.0K | 0.02% | +262 | New |
| WestEnd Advisors, LLC | – | $55.1K | 0.00% | – | – |
| Professional Financial Advisors, LLC | 257 | $55.0K | 0.03% | +222+634.3% | Added |
| Emfo, LLC | 254 | $55.0K | 0.05% | +254 | New |
| Stephenson National Bank & Trust | 250 | $54.0K | 0.04% | −100−28.6% | Reduced |
| Mercer Capital Advisers, Inc. | 250 | $54.0K | 0.03% | −50−16.7% | Reduced |
| Center for Financial Planning, Inc. | 250 | $54.0K | 0.01% | 00.0% | Unchanged |
| Avion Wealth | 246 | $53.0K | 0.02% | 00.0% | Unchanged |
| Tacita Capital Inc | 245 | $53.0K | 0.03% | 00.0% | Unchanged |
| Column Capital Advisors, LLC | 240 | $52.0K | 0.01% | −9−3.6% | Reduced |
| Savior LLC | 237 | $52.0K | 0.04% | 00.0% | Unchanged |
| Riggs Asset Managment Co. Inc. | 233 | $51.0K | 0.01% | +50+27.3% | Added |
| West Paces Advisors Inc. | 230 | $50.1K | 0.02% | +12+5.5% | Added |
| Semmax Financial Advisors Inc. | 230 | $50.0K | 0.02% | −172−42.8% | Reduced |
| Johnson Midwest Financial, LLC | 231 | $50.0K | 0.05% | 00.0% | Unchanged |
| Iron Horse Wealth Management, LLC | 226 | $49.0K | 0.03% | −50−18.1% | Reduced |
| Horrell Capital Management, Inc. | 226 | $49.0K | 0.02% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 221 | $48.0K | 0.02% | +76+52.4% | Added |
| Moser Wealth Advisors, LLC | 220 | $48.0K | 0.03% | +200+1,000.0% | Added |
| Bray Capital Advisors | 216 | $47.0K | 0.01% | +1+0.5% | Added |
| Baystate Wealth Management LLC | 213 | $46.0K | 0.00% | +1+0.5% | Added |
| Clean Yield Group | 212 | $46.0K | 0.02% | +212 | New |
| MD Financial Management Inc. | 200 | $44.0K | 0.00% | 00.0% | Unchanged |
| Capital Advisory Group Advisory Services, LLC | 200 | $44.0K | 0.02% | 00.0% | Unchanged |
| Hillsdale Investment Management Inc. | 200 | $44.0K | 0.00% | +200 | New |
| Lion Street Advisors, LLC | 200 | $43.5K | 1.58% | +200 | New |
| Wolff Wiese Magana LLC | 194 | $42.0K | 0.03% | +12+6.6% | Added |
| AlphaMark Advisors, LLC | 187 | $41.0K | 0.01% | +87+87.0% | Added |
| IronBridge Private Wealth, LLC | 163 | $35.0K | 0.02% | 00.0% | Unchanged |
| MBM Wealth Consultants, LLC | 155 | $34.0K | 0.02% | 00.0% | Unchanged |
| Ford Financial Group, LLC | 159 | $34.0K | 0.01% | +159 | New |
| HBC Financial Services, PLLC | 162 | $33.0K | 0.02% | 00.0% | Unchanged |
| CKW Financial Group | 147 | $32.0K | 0.01% | +147 | New |
| Leelyn Smith, LLC | 143 | $31.0K | 0.01% | 00.0% | Unchanged |
| Global Financial Private Client, LLC | 141 | $30.6K | 0.02% | 00.0% | Unchanged |
| Canton Hathaway, LLC | 135 | $29.0K | 0.01% | +17+14.4% | Added |
| Resolute Partners Group | 130 | $28.0K | 0.00% | 00.0% | Unchanged |
| Exos Asset Management LLC | 130 | $28.0K | 0.01% | +130 | New |
| QVR LLC | 123 | $27.0K | 0.07% | −286−69.9% | Reduced |
| Benjamin Edwards Inc | 111 | $24.0K | 0.02% | −2,367−95.5% | Reduced |
| Elmwood Wealth Management, Inc. | 110 | $24.0K | 0.01% | 00.0% | Unchanged |
| Annapolis Financial Services, LLC | 109 | $24.0K | 0.01% | +75+220.6% | Added |
| Tortoise Investment Management, LLC | 105 | $23.0K | 0.00% | 00.0% | Unchanged |
| Firestone Capital Management | 105 | $23.0K | 0.01% | 00.0% | Unchanged |
| Bellevue Asset Management, LLC | 100 | $22.0K | 0.01% | −83−45.4% | Reduced |
| TCTC Holdings, LLC | 100 | $22.0K | 0.00% | 00.0% | Unchanged |
| Spectrum Management Group, LLC | 100 | $22.0K | 0.00% | 00.0% | Unchanged |
| Twin Lakes Capital Management, LLC | 100 | $22.0K | 0.01% | 00.0% | Unchanged |
| First PREMIER Bank | 100 | $22.0K | 0.01% | +100 | New |
| Cedar Mountain Advisors, LLC | 92 | $20.0K | 0.01% | −1−1.1% | Reduced |
| Horan Securities, Inc. | 80 | $17.0K | 0.01% | 00.0% | Unchanged |
| Founders Capital Management | 80 | $17.0K | 0.01% | 00.0% | Unchanged |
| Lowe Wealth Advisors, LLC | 76 | $17.0K | 0.01% | 00.0% | Unchanged |
| Evolution Wealth Advisors, LLC | 78 | $17.0K | 0.00% | 00.0% | Unchanged |
| Crewe Advisors LLC | 70 | $15.0K | 0.00% | −37−34.6% | Reduced |
| Belmont Capital, LLC | 70 | $15.0K | 0.02% | 00.0% | Unchanged |
| Activest Wealth Management | 63 | $14.0K | 0.01% | −30−32.3% | Reduced |
| True Link Financial Advisors, LLC | 68 | $14.0K | 0.00% | +68 | New |
| Perennial Advisors, LLC | 62 | $13.0K | 0.00% | 00.0% | Unchanged |
| Paragon Wealth Strategies, LLC | 60 | $13.0K | 0.00% | +60 | New |
| Raffa Wealth Management, LLC | 59 | $12.8K | 0.00% | 00.0% | Unchanged |