Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Motco | 57 | $12.0K | 0.00% | −77−57.5% | Reduced |
| Corbenic Partners LLC | 57 | $12.0K | 0.00% | +55+2,750.0% | Added |
| Lenox Wealth Advisors, LLC | 52 | $11.0K | 0.00% | +1+2.0% | Added |
| Kessler Investment Group, LLC | 50 | $11.0K | 0.01% | +43+614.3% | Added |
| Clearview Wealth Advisors LLC | 50 | $11.0K | 0.01% | +50 | New |
| Veritas Investment Partners (UK) Ltd. | 40 | $9.00K | 0.00% | 00.0% | Unchanged |
| TD Capital Management LLC | 40 | $9.00K | 0.00% | +25+166.7% | Added |
| Ironwood Financial, llc | 33 | $7.00K | 0.00% | 00.0% | Unchanged |
| Altshuler Shaham Ltd | 30 | $7.00K | 0.00% | −1−3.2% | Reduced |
| Macroview Investment Management LLC | 30 | $7.00K | 0.01% | 00.0% | Unchanged |
| Hoover Financial Advisors, Inc. | 30 | $7.00K | 0.00% | 00.0% | Unchanged |
| TFC Financial Management | 24 | $5.00K | 0.00% | 00.0% | Unchanged |
| Better Money Decisions, LLC | 21 | $5.00K | 0.00% | 00.0% | Unchanged |
| 1832 Asset Management L.P. | 20 | $4.00K | 0.00% | −1,062,880−100.0% | Reduced |
| Lloyd Advisory Services, LLC. | 20 | $4.00K | 0.00% | −2−9.1% | Reduced |
| HWG Holdings LP | 12 | $3.00K | 0.00% | −6,004−99.8% | Reduced |
| ClariVest Asset Management LLC | 13 | $3.00K | 0.00% | −1−7.1% | Reduced |
| Rockbridge Investment Management, LCC | 13 | $3.00K | 0.00% | −1−7.1% | Reduced |
| Perkins Coie Trust Co | 10 | $2.00K | 0.00% | 00.0% | Unchanged |
| First National Bank of South Miami | 8 | $2.00K | 0.00% | 00.0% | Unchanged |
| Investment Research & Advisory Group, Inc. | 10 | $2.00K | 0.00% | 00.0% | Unchanged |
| Arcadia Investment Advisors LLC | 5 | $1.09K | 0.00% | +5 | New |
| Transamerica Financial Advisors, Inc. | 3 | $1.00K | 0.02% | +3 | New |
| Kelly Financial Services LLC | 11,534 | $53 | 0.00% | +11,481+21,662.3% | Added |
| McCarthy Asset Management, Inc. | 1 | $0 | 0.00% | +1 | New |
| Sofos Investments, Inc. | 1 | – | – | 00.0% | Unchanged |
| Harel Insurance Investments & Financial Services Ltd. | 11,708 | – | – | +8,508+265.9% | Added |
| Westside Investment Management, Inc. | 648 | – | – | −599−48.0% | Reduced |
| Tredje AP-fonden | 0 | $0 | 0.00% | −128,030−100.0% | Sold out |
| Falcon Edge Capital, LP | 0 | $0 | 0.00% | −113,847−100.0% | Sold out |
| Parallax Volatility Advisers, L.P. | 0 | $0 | 0.00% | −92,478−100.0% | Sold out |
| Caisse de Depot Et Placement du Quebec | 0 | $0 | 0.00% | −83,732−100.0% | Sold out |
| Moore Capital Management, LP | 0 | $0 | 0.00% | −56,907−100.0% | Sold out |
| Thames Capital Management LLC | 0 | $0 | 0.00% | −46,377−100.0% | Sold out |
| Wealthstreet Investment Advisors, LLC | 0 | $0 | 0.00% | −38,645−100.0% | Sold out |
| North Fourth Asset Management, LP | 0 | $0 | 0.00% | −37,800−100.0% | Sold out |
| River & Mercantile Asset Management LLP | 0 | $0 | 0.00% | −33,548−100.0% | Sold out |
| Edge Wealth Management LLC | 0 | $0 | 0.00% | −31,204−100.0% | Sold out |
| Axel Capital Management, LLC | 0 | $0 | 0.00% | −30,000−100.0% | Sold out |
| Barometer Capital Management Inc. | 0 | $0 | 0.00% | −27,600−100.0% | Sold out |
| Weiss Multi-Strategy Advisers LLC | 0 | $0 | 0.00% | −26,882−100.0% | Sold out |
| Albar Capital Ltd | 0 | $0 | 0.00% | −23,465−100.0% | Sold out |
| Signet Financial Management, LLC | 0 | $0 | 0.00% | −22,846−100.0% | Sold out |
| Robbins Farley LLC | 0 | $0 | 0.00% | −17,474−100.0% | Sold out |
| Duality Advisers, LP | 0 | $0 | 0.00% | −16,580−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −15,349−100.0% | Sold out |
| Winton Group Ltd | 0 | $0 | 0.00% | −12,985−100.0% | Sold out |
| Voya Financial Advisors, Inc. | 0 | $0 | 0.00% | −12,519−100.0% | Sold out |
| Quantitative Systematic Strategies LLC | 0 | $0 | 0.00% | −11,563−100.0% | Sold out |
| Deane Retirement Strategies, Inc. | 0 | $0 | 0.00% | −11,363−100.0% | Sold out |
| Stolper Co | 0 | $0 | 0.00% | −9,908−100.0% | Sold out |
| F/M Investments LLC | 0 | $0 | 0.00% | −9,647−100.0% | Sold out |
| TrinityPoint Wealth, LLC | 0 | $0 | 0.00% | −8,913−100.0% | Sold out |
| Phoenix Holdings Ltd. | 0 | $0 | 0.00% | −7,792−100.0% | Sold out |
| Meitav Dash Investments Ltd | 0 | $0 | 0.00% | −7,058−100.0% | Sold out |
| M Holdings Securities, Inc. | 0 | $0 | 0.00% | −7,060−100.0% | Sold out |
| Cypress Capital Management LLC (WY) | 0 | $0 | 0.00% | −5,735−100.0% | Sold out |
| L2 Asset Management, LLC | 0 | $0 | 0.00% | −5,492−100.0% | Sold out |
| Longfellow Investment Management Co LLC | 0 | $0 | 0.00% | −5,185−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −4,569−100.0% | Sold out |
| ETF Managers Group, LLC | 0 | $0 | 0.00% | −4,252−100.0% | Sold out |
| Regency Capital Management Inc. | 0 | $0 | 0.00% | −4,165−100.0% | Sold out |
| Qtron Investments LLC | 0 | $0 | 0.00% | −4,148−100.0% | Sold out |
| Arvest Bank Trust Division | 0 | $0 | 0.00% | −3,683−100.0% | Sold out |
| Principal Street Partners, LLC | 0 | $0 | 0.00% | −3,575−100.0% | Sold out |
| Caas Capital Management LP | 0 | $0 | 0.00% | −3,400−100.0% | Sold out |
| IPG Investment Advisors LLC | 0 | $0 | 0.00% | −3,225−100.0% | Sold out |
| Capital Bank & Trust Co | 0 | $0 | 0.00% | −3,085−100.0% | Sold out |
| Optas, LLC | 0 | $0 | 0.00% | −3,007−100.0% | Sold out |
| AGF Investments LLC | 0 | $0 | 0.00% | −2,832−100.0% | Sold out |
| Telemus Capital, LLC | 0 | $0 | 0.00% | −2,695−100.0% | Sold out |
| B. Riley Wealth Management, Inc. | 0 | $0 | 0.00% | −2,679−100.0% | Sold out |
| Artisan Partners Limited Partnership | 0 | $0 | 0.00% | −2,594−100.0% | Sold out |
| A.R.T. Advisors, LLC | 0 | $0 | 0.00% | −2,547−100.0% | Sold out |
| Aperture Investors, LLC | 0 | $0 | 0.00% | −2,455−100.0% | Sold out |
| Colony Family Offices, LLC | 0 | $0 | 0.00% | −2,400−100.0% | Sold out |
| Tennessee Valley Asset Management Partners | 0 | $0 | 0.00% | −2,305−100.0% | Sold out |
| Bluefin Capital Management, LLC | 0 | $0 | 0.00% | −2,087−100.0% | Sold out |
| Grantham, Mayo, Van Otterloo & Co. LLC | 0 | $0 | 0.00% | −2,005−100.0% | Sold out |
| Farmers National Bank | 0 | $0 | 0.00% | −1,953−100.0% | Sold out |
| Hunter Associates Investment Management LLC | 0 | $0 | 0.00% | −1,904−100.0% | Sold out |
| Winning Points Advisors, LLC | 0 | $0 | 0.00% | −1,830−100.0% | Sold out |
| Wealth Advisory Solutions, LLC | 0 | $0 | 0.00% | −1,830−100.0% | Sold out |
| Shoker Investment Counsel, Inc. | 0 | $0 | 0.00% | −1,762−100.0% | Sold out |
| MainStreet Investment Advisors LLC | 0 | $0 | 0.00% | −1,734−100.0% | Sold out |
| Ferris Capital, LLC | 0 | $0 | 0.00% | −1,683−100.0% | Sold out |
| Capital Advantage, Inc. | 0 | $0 | 0.00% | −1,563−100.0% | Sold out |
| WealthBridge Capital Management, LLC | 0 | $0 | 0.00% | −1,545−100.0% | Sold out |
| Independent Solutions Wealth Management, LLC | 0 | $0 | 0.00% | −1,514−100.0% | Sold out |
| Weld Capital Management LLC | 0 | $0 | 0.00% | −1,464−100.0% | Sold out |
| First National Corp | 0 | $0 | 0.00% | −1,372−100.0% | Sold out |
| BSW Wealth Partners | 0 | $0 | 0.00% | −1,292−100.0% | Sold out |
| David J Yvars Group | 0 | $0 | 0.00% | −1,295−100.0% | Sold out |
| Fox Run Management, L.L.C. | 0 | $0 | 0.00% | −1,284−100.0% | Sold out |
| Community Trust & Investment Co | 0 | $0 | 0.00% | −1,273−100.0% | Sold out |
| Fred Alger Management, LLC | 0 | $0 | 0.00% | −1,267−100.0% | Sold out |
| Innovative Portfolios LLC | 0 | $0 | 0.00% | −1,268−100.0% | Sold out |
| South Shore Capital Advisors | 0 | $0 | 0.00% | −1,221−100.0% | Sold out |
| Princeton Portfolio Strategies Group LLC | 0 | $0 | 0.00% | −1,180−100.0% | Sold out |
| swisspartners Ltd. | 0 | $0 | 0.00% | −1,113−100.0% | Sold out |