Caterpillar Inc

CAT

Exchange: NYSE
Industry: Construction Machinery & Equip
SEC CIK: 0000018230

SEC filings (opens in a new tab)

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q2 2022

Institutional positions in Caterpillar Inc as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders: 2,077; −70 vs. Q1 2022
Shares held: 366.7M; +281.9K (+0.1%) vs. Q1 2022
Total value: $65.6B; −$15.9B (−19.5%) vs. Q1 2022
New holders: 115; 827 more added
Sold out: 185; 797 more reduced

29 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q1 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ2 2022: 2,077 institutions

Value heldQ2 2022: $65.6B

Institutions holding CAT and their total value by quarter
Quarter	Holders	Value
Q2 2026	4,069	$351.1B
Q1 2026	3,772	$232.0B
Q4 2025	3,542	$188.7B
Q3 2025	3,150	$159.0B
Q2 2025	3,023	$128.0B
Q1 2025	2,903	$109.0B
Q4 2024	3,010	$123.4B
Q3 2024	2,838	$133.6B
Q2 2024	2,713	$114.5B
Q1 2024	2,714	$127.6B
Q4 2023	2,583	$104.6B
Q3 2023	2,409	$97.3B
Q2 2023	2,329	$88.0B
Q1 2023	2,284	$82.6B
Q4 2022	2,287	$87.1B
Q3 2022	1,992	$59.2B
Q2 2022	2,077	$65.6B
Q1 2022	2,176	$82.0B
Q4 2021	2,161	$74.9B
Q3 2021	1,943	$71.1B
Q2 2021	2,028	$82.0B
Q1 2021	2,015	$88.0B

Institutions, Q2 2022

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2022.

Institutions holding CAT in Q2 2022
Institution	Shares	Value	% of portfolio	Change in shares	Action
Spartan Planning & Wealth Management	2	$0	0.00%	−1,241−99.8%	Reduced
Corbenic Partners LLC	2	$0	0.00%	00.0%	Unchanged
Tradewinds Capital Management, LLC	3	$1.00K	0.00%	−263−98.9%	Reduced
Proffitt & Goodson Inc	6	$1.00K	0.00%	00.0%	Unchanged
Financial Synergies Wealth Advisors, Inc.	10	$1.79K	0.00%	+10	New
Semmax Financial Advisors Inc.	10	$2.00K	0.00%	−79−88.8%	Reduced
Investment Research & Advisory Group, Inc.	10	$2.00K	0.00%	00.0%	Unchanged
USA Financial Portformulas Corp	10	$2.00K	0.00%	+7+233.3%	Added
Tfo-TDC, LLC	9	$2.00K	0.00%	+9	New
Rockbridge Investment Management, LCC	13	$2.32K	0.00%	00.0%	Unchanged
Certified Advisory Corp	14	$3.00K	0.00%	−1,042−98.7%	Reduced
Activest Wealth Management	19	$3.00K	0.00%	00.0%	Unchanged
Strengthening Families & Communities, LLC	12	$3.00K	0.00%	00.0%	Unchanged
New Millennium Group LLC	19	$3.00K	0.00%	+19	New
NewSquare Capital LLC	25	$4.00K	0.00%	00.0%	Unchanged
TFC Financial Management	24	$4.00K	0.00%	00.0%	Unchanged
Albion Financial Group	26	$5.00K	0.00%	−1,500−98.3%	Reduced
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.	30	$5.00K	0.01%	00.0%	Unchanged
Macroview Investment Management LLC	30	$5.00K	0.01%	00.0%	Unchanged
Financial Connections Group, Inc.	28	$5.00K	0.00%	00.0%	Unchanged
Thomas J. Herzfeld Advisors, Inc.	29	$5.00K	0.00%	+29	New
Better Money Decisions, LLC	30	$5.00K	0.00%	+30	New
RWM Asset Management, LLC	33	$6.00K	0.00%	+33	New
Arlington Partners LLC	38	$7.00K	0.00%	00.0%	Unchanged
Stuart Chaussee & Associates, Inc.	40	$7.00K	0.02%	+40	New
Bramshill Investments, LLC	39	$9.00K	0.00%	+39	New
Moisand Fitzgerald Tamayo, LLC	51	$9.00K	0.00%	+51	New
Kelly Financial Services LLC	53	$9.47K	0.00%	00.0%	Unchanged
Loomis Sayles & Co L P	56	$10.0K	0.00%	−4,683−98.8%	Reduced
Financial Management Professionals, Inc.	58	$10.0K	0.00%	−43−42.6%	Reduced
Raffa Wealth Management, LLC	59	$10.5K	0.00%	00.0%	Unchanged
Bellwether Advisors, LLC	66	$11.0K	0.00%	00.0%	Unchanged
IAG Wealth Partners, LLC	62	$11.0K	0.00%	00.0%	Unchanged
Syverson Strege & Co	60	$11.0K	0.00%	+60	New
Steward Financial Group LLC	63	$11.0K	0.01%	+63	New
Credential Qtrade Securities Inc.	67	$12.0K	0.00%	+67	New
Belmont Capital, LLC	70	$13.0K	0.02%	00.0%	Unchanged
Annapolis Financial Services, LLC	74	$13.0K	0.00%	00.0%	Unchanged
Castleview Partners, LLC	1,000	$13.7K	0.01%	−24−2.3%	Reduced
Kelly Lawrence W & Associates Inc	79	$14.0K	0.00%	00.0%	Unchanged
Oliver Lagore Vanvalin Investment Group	81	$14.0K	0.01%	+4+5.2%	Added
Lowe Wealth Advisors, LLC	76	$14.0K	0.01%	00.0%	Unchanged
Founders Capital Management	80	$14.0K	0.01%	00.0%	Unchanged
Grayhawk Investment Strategies Inc.	61	$14.0K	0.01%	+61	New
Migdal Insurance & Financial Holdings Ltd.	86	$15.0K	0.00%	+7+8.9%	Added
Schubert & Co	86	$15.0K	0.01%	+54+168.8%	Added
Plante Moran Financial Advisors, LLC	87	$16.0K	0.00%	+8+10.1%	Added
Coston, McIsaac & Partners	93	$17.0K	0.01%	+93	New
Spectrum Management Group, LLC	100	$18.0K	0.00%	−39−28.1%	Reduced
Capital Advisors, Ltd. LLC	99	$18.0K	0.00%	−15−13.2%	Reduced
Bellevue Asset Management, LLC	102	$18.0K	0.01%	+1+1.0%	Added
TCTC Holdings, LLC	100	$18.0K	0.00%	00.0%	Unchanged
First PREMIER Bank	100	$18.0K	0.01%	00.0%	Unchanged
Karlinski Andrew C	100	$18.0K	0.03%	00.0%	Unchanged
Tortoise Investment Management, LLC	105	$19.0K	0.00%	00.0%	Unchanged
First Bank & Trust	110	$20.0K	0.01%	+80+266.7%	Added
Mach-1 Financial Group, Inc.	117	$20.0K	0.01%	+117	New
Antonetti Capital Management LLC	115	$21.0K	0.02%	00.0%	Unchanged
Iron Horse Wealth Management, LLC	116	$21.0K	0.01%	00.0%	Unchanged
Riggs Asset Managment Co. Inc.	122	$22.0K	0.01%	−50−29.1%	Reduced
Corsicana & Co.	130	$23.0K	0.02%	−136−51.1%	Reduced
Bivin & Associates, Inc.	127	$23.0K	0.02%	00.0%	Unchanged
Atlas Capital Advisors LLC	129	$23.1K	0.00%	00.0%	Unchanged
Cedar Mountain Advisors, LLC	135	$24.0K	0.01%	00.0%	Unchanged
Mark Sheptoff Financial Planning, LLC	132	$24.0K	0.01%	00.0%	Unchanged
Private Ocean, LLC	143	$25.0K	0.00%	00.0%	Unchanged
Stephenson National Bank & Trust	150	$27.0K	0.02%	−413−73.4%	Reduced
SkyView Investment Advisors, LLC	151	$27.0K	0.01%	00.0%	Unchanged
Arcadia Investment Management Corp	150	$27.0K	0.01%	00.0%	Unchanged
Curi Capital	152	$27.0K	0.01%	+113+289.7%	Added
MBM Wealth Consultants, LLC	155	$28.0K	0.01%	−25−13.9%	Reduced
Mascoma Wealth Management LLC	155	$28.0K	0.01%	00.0%	Unchanged
HBC Financial Services, PLLC	164	$29.0K	0.02%	−150−47.8%	Reduced
Lee Financial Co	162	$29.0K	0.01%	+42+35.0%	Added
DB Fitzpatrick & Co, Inc	168	$30.0K	0.03%	−34−16.8%	Reduced
Strategic Asset Management, LLC	177	$32.0K	0.05%	−25−12.4%	Reduced
AlphaMark Advisors, LLC	187	$33.0K	0.02%	00.0%	Unchanged
Sierra Capital LLC	186	$33.0K	0.01%	00.0%	Unchanged
Wolff Wiese Magana LLC	182	$33.0K	0.02%	00.0%	Unchanged
Castle Wealth Management LLC	187	$33.0K	0.02%	+187	New
KB Financial Partners, LLC	188	$34.0K	0.01%	−3−1.6%	Reduced
Financial Enhancement Group LLC	200	$36.0K	0.01%	00.0%	Unchanged
Investors Research Corp	209	$37.0K	0.01%	+209	New
Clean Yield Group	212	$38.0K	0.02%	00.0%	Unchanged
West Paces Advisors Inc.	218	$39.0K	0.01%	00.0%	Unchanged
Bray Capital Advisors	218	$39.0K	0.01%	00.0%	Unchanged
Moser Wealth Advisors, LLC	220	$39.0K	0.03%	00.0%	Unchanged
Baystate Wealth Management LLC	218	$39.0K	0.00%	+1+0.5%	Added
Canton Hathaway, LLC	217	$39.0K	0.01%	00.0%	Unchanged
Leelyn Smith, LLC	216	$39.0K	0.01%	+73+51.0%	Added
Twin Lakes Capital Management, LLC	830	$39.0K	0.03%	+730+730.0%	Added
Horrell Capital Management, Inc.	226	$40.0K	0.01%	00.0%	Unchanged
Alpha Paradigm Partners, LLC	223	$40.0K	0.02%	+223	New
Pin Oak Investment Advisors Inc	232	$41.0K	0.05%	00.0%	Unchanged
Core Alternative Capital	238	$43.0K	0.01%	+43+22.1%	Added
Providence Capital Advisors, LLC	245	$44.0K	0.01%	00.0%	Unchanged
Tacita Capital Inc	245	$44.0K	0.03%	00.0%	Unchanged
Heritage Financial Services, LLC	250	$44.0K	0.02%	+250	New
Baldrige Asset Management LLC	250	$45.0K	0.02%	00.0%	Unchanged
Center for Financial Planning, Inc.	250	$45.0K	0.01%	00.0%	Unchanged