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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q1 2021

Institutional positions in Caterpillar Inc as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
2,015
No complete 13F data for Q4 2020
Shares held
379.9M
No complete 13F data for Q4 2020
Total value
$88.0B
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 2,015 institutions
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,329 institutionsQ3 2023: 2,409 institutionsQ4 2023: 2,583 institutionsQ1 2024: 2,714 institutionsQ2 2024: 2,713 institutionsQ3 2024: 2,838 institutionsQ4 2024: 3,010 institutionsQ1 2025: 2,903 institutionsQ2 2025: 3,023 institutionsQ3 2025: 3,150 institutionsQ4 2025: 3,542 institutionsQ1 2026: 3,772 institutionsQ2 2026: 4,070 institutions
Value heldQ1 2021: $88.0B
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,772$232.0B
Q4 20253,542$188.7B
Q3 20253,150$159.0B
Q2 20253,023$128.0B
Q1 20252,903$109.0B
Q4 20243,010$123.4B
Q3 20242,838$133.6B
Q2 20242,713$114.5B
Q1 20242,714$127.6B
Q4 20232,583$104.6B
Q3 20232,409$97.3B
Q2 20232,329$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Caterpillar Inc.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding CAT in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Burney Co35,746$8.29M0.41%––
Folger Nolan Fleming Douglas Capital Management, Inc35,097$8.14M0.99%––
Edmond de Rothschild Holding S.A.35,001$8.12M0.22%––
Parsons Capital Management Inc34,810$8.07M0.66%––
Atwater Malick LLC34,761$8.06M4.95%––
New Mexico Educational Retirement Board34,302$7.95M0.32%––
Shelter Mutual Insurance Co34,200$7.93M2.23%––
Oppenheimer Asset Management Inc.34,192$7.93M0.12%––
Louisiana State Employees Retirement System33,800$7.84M0.20%––
Anderson Hoagland & Co33,689$7.81M1.10%––
River & Mercantile Asset Management LLP33,548$7.79M0.47%––
Mariner, LLC33,362$7.74M0.05%––
Geneva Partners, LLC33,324$7.73M3.99%––
Pacer Advisors, Inc.33,310$7.72M0.13%––
KCM Investment Advisors LLC33,307$7.72M0.34%––
Edgestream Partners, L.P.33,226$7.70M0.43%––
Socorro Asset Management LP33,048$7.66M3.39%––
Kentucky Retirement Systems33,023$7.66M0.37%––
Cannell Peter B & Co Inc32,780$7.60M0.24%––
B. Metzler seel. Sohn & Co. Holding AG32,544$7.55M0.12%––
Salem Investment Counselors Inc32,340$7.50M0.46%––
Knuff & Co LLC32,200$7.47M3.19%––
HAP Trading, LLC31,886$7.39M0.84%––
Geneos Wealth Management Inc.32,300$7.37M0.21%––
Sigma Planning Corp31,422$7.29M0.23%––
Segall Bryant & Hamill, LLC31,223$7.24M0.07%––
Edge Wealth Management LLC31,204$7.24M1.54%––
Gluskin Sheff & Assoc Inc31,098$7.21M0.32%––
Harbour Investments, Inc.31,062$7.20M0.26%––
Transform Wealth, LLC30,744$7.13M1.43%––
Achmea Investment Management B.V.30,643$7.11M0.25%––
Whittier Trust Co of Nevada Inc30,620$7.10M0.32%––
Consolidated Capital Management, LLC30,421$7.05M3.52%––
Aptus Capital Advisors, LLC30,279$7.02M0.37%––
Axel Capital Management, LLC30,000$6.96M3.08%––
Texas Capital Bank Wealth Management Services Inc29,902$6.93M0.99%––
Welch & Forbes LLC29,689$6.88M0.13%––
Amalgamated Bank29,647$6.87M0.26%––
Connor, Clark & Lunn Investment Management Ltd.29,415$6.82M0.04%––
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main28,636$6.64M0.01%––
Koshinski Asset Management, Inc.28,227$6.54M0.69%––
Healthcare of Ontario Pension Plan Trust Fund28,194$6.54M0.02%––
Spinnaker Trust28,099$6.51M0.49%––
Crossmark Global Holdings, Inc.28,001$6.49M0.16%––
Hantz Financial Services, Inc.27,937$6.48M0.27%––
Farmers & Merchants Investments Inc27,785$6.44M0.31%––
Equitable Trust Co27,700$6.42M0.48%––
Barometer Capital Management Inc.27,600$6.37M1.07%––
Silvercrest Asset Management Group LLC27,455$6.37M0.04%––
Essex Investment Management Co LLC27,426$6.36M0.78%––
Eagle Global Advisors LLC27,423$6.36M0.47%––
Cornerstone Wealth Group, LLC27,144$6.31M1.28%––
Ferguson Wellman Capital Management, Inc27,197$6.31M0.22%––
Brewin Dolphin Ltd27,192$6.31M0.34%––
Pittenger & Anderson Inc27,120$6.29M0.34%––
Kinneret Advisory, LLC27,113$6.29M0.81%––
Weiss Multi-Strategy Advisers LLC26,882$6.23M0.14%––
Advisory Services Network, LLC26,746$6.20M0.23%––
Aull & Monroe Investment Management Corp26,698$6.19M3.01%––
Sigma Investment Counselors Inc26,599$6.17M0.50%––
Chase Investment Counsel Corp26,560$6.16M2.82%––
American National Bank26,350$6.11M1.44%––
Howland Capital Management LLC25,970$6.02M0.34%––
Cetera Advisors LLC25,833$5.99M0.16%––
Neville Rodie & Shaw Inc25,703$5.96M0.49%––
Sitrin Capital Management LLC25,688$5.96M2.83%––
First Financial Bank - Trust Division25,331$5.87M0.66%––
Banque Cantonale Vaudoise25,238$5.85M0.30%––
Hartford Financial Management Inc.25,188$5.84M1.45%––
Kanawha Capital Management LLC25,080$5.82M0.57%––
Northwestern Mutual Investment Management Company, LLC24,720$5.73M0.10%––
Regentatlantic Capital LLC24,603$5.71M0.19%––
Brookstone Capital Management24,507$5.68M0.22%––
GWM Advisors LLC24,448$5.67M0.17%––
Silverleafe Capital Partners, LLC24,282$5.63M2.32%––
Northwest Investment Counselors, LLC24,245$5.62M1.60%––
NBT Bank N A24,151$5.60M0.81%––
Mizuho Securities USA LLC23,846$5.53M0.53%––
Oak Harvest Investment Services23,717$5.50M2.10%––
Sandbar Asset Management LLP23,486$5.45M0.72%––
Albar Capital Ltd23,465$5.44M2.02%––
Citizens National Bank Trust Department23,299$5.40M1.64%––
Brown Brothers Harriman & Co22,975$5.33M0.03%––
Signet Financial Management, LLC22,846$5.30M0.99%––
Biechele Royce Advisors22,666$5.26M2.65%––
L & S Advisors Inc22,663$5.25M0.60%––
Simmons Bank22,562$5.23M0.39%––
Tiaa, FSB22,546$5.23M0.02%––
Bank Julius Baer & Co. Ltd, Zurich22,480$5.21M0.04%––
People's United Financial, Inc.22,476$5.21M0.12%––
Alerus Financial NA22,450$5.21M0.55%––
Welch Group, LLC22,423$5.20M0.37%––
Bank of Hawaii22,358$5.18M0.31%––
Mathes Company, Inc.22,316$5.17M2.00%––
Retirement Group, LLC22,184$5.14M2.33%––
Synovus Financial Corp22,088$5.12M0.06%––
SG Americas Securities, LLC22,067$5.12M0.03%––
City Holding Co22,063$5.12M0.97%––
Federation des caisses Desjardins du Quebec22,024$5.11M0.06%––
Advisor Partners LLC21,923$5.08M0.36%––