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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q1 2021

Institutional positions in Caterpillar Inc as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
2,015
No complete 13F data for Q4 2020
Shares held
379.9M
No complete 13F data for Q4 2020
Total value
$88.0B
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 2,015 institutions
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,329 institutionsQ3 2023: 2,409 institutionsQ4 2023: 2,583 institutionsQ1 2024: 2,714 institutionsQ2 2024: 2,713 institutionsQ3 2024: 2,838 institutionsQ4 2024: 3,010 institutionsQ1 2025: 2,903 institutionsQ2 2025: 3,023 institutionsQ3 2025: 3,150 institutionsQ4 2025: 3,542 institutionsQ1 2026: 3,772 institutionsQ2 2026: 4,070 institutions
Value heldQ1 2021: $88.0B
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,772$232.0B
Q4 20253,542$188.7B
Q3 20253,150$159.0B
Q2 20253,023$128.0B
Q1 20252,903$109.0B
Q4 20243,010$123.4B
Q3 20242,838$133.6B
Q2 20242,713$114.5B
Q1 20242,714$127.6B
Q4 20232,583$104.6B
Q3 20232,409$97.3B
Q2 20232,329$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Caterpillar Inc.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding CAT in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Coldstream Capital Management Inc21,771$5.05M0.30%––
TCF National Bank21,721$5.04M0.57%––
MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH21,676$5.03M0.51%––
M&G Investment Management Ltd21,606$5.01M0.04%––
Financial Enhancement Group LLC21,568$5.00M1.02%––
Stonebridge Capital Management Inc21,487$4.98M1.90%––
Veritable, L.P.21,473$4.98M0.08%––
Paradiem, LLC21,279$4.97M1.64%––
BKD Wealth Advisors, LLC21,387$4.96M0.25%––
Fayez Sarofim & Co21,232$4.92M0.02%––
Principle Wealth Partners LLC21,181$4.91M0.59%––
Ipswich Investment Management Co., Inc.21,149$4.90M1.38%––
Bridge Creek Capital Management LLC21,012$4.87M1.88%––
Bogart Wealth, LLC20,996$4.87M0.68%––
Exchange Traded Concepts, LLC20,816$4.83M0.18%––
USS Investment Management Ltd20,676$4.80M0.04%––
Meeder Asset Management Inc20,672$4.79M0.25%––
Argyle Capital Management Inc.20,665$4.79M1.61%––
Community Bank & Trust, Waco, Texas20,549$4.76M1.61%––
Colonial Trust Advisors20,506$4.75M0.62%––
Prospera Financial Services Inc20,315$4.71M0.28%––
Argus Investors' Counsel, Inc.20,215$4.69M1.89%––
HighPoint Advisor Group LLC20,310$4.69M0.54%––
Illinois Municipal Retirement Fund20,048$4.65M0.20%––
Moors & Cabot, Inc.20,044$4.64M0.36%––
Caldwell Trust Co19,913$4.62M0.64%––
Twin Capital Management Inc19,913$4.62M0.46%––
Benjamin F. Edwards & Company, Inc.19,793$4.59M0.25%––
Beacon Financial Group23,344$4.59M0.72%––
Shelton Capital Management19,743$4.58M0.16%––
Beese Fulmer Investment Management, Inc.19,739$4.58M0.55%––
Kestra Private Wealth Services, LLC19,740$4.58M0.32%––
Crestwood Advisors Group LLC19,729$4.58M0.14%––
B & T Capital Management DBA Alpha Capital Management19,670$4.56M1.16%––
Cigna Investments Inc19,652$4.56M0.31%––
Wesbanco Bank Inc19,632$4.55M0.18%––
Usca Ria LLC19,578$4.54M0.30%––
NWK Group, Inc.19,546$4.53M1.98%––
Sompo Asset Management Co., Ltd.19,500$4.52M1.03%––
Marketfield Asset Management LLC19,442$4.51M3.03%––
Reliant Investment Management, LLC19,400$4.50M2.20%––
Summitry LLC19,372$4.49M0.29%––
Searle & Co.19,364$4.49M2.00%––
Level Four Advisory Services, LLC19,241$4.46M0.35%––
Focus Financial Network, Inc.19,225$4.46M0.52%––
Community Bank, N.A.19,160$4.44M0.56%––
Palladium Partners LLC19,113$4.43M0.22%––
Montgomery Investment Management Inc19,023$4.41M1.69%––
National Asset Management, Inc.18,933$4.37M0.15%––
Monte Financial Group, LLC18,841$4.37M2.68%––
Freestone Capital Holdings, LLC18,736$4.34M0.24%––
Great Lakes Advisors, LLC18,682$4.33M0.07%––
Loveless Wealth Management LLC18,660$4.33M2.86%––
First Midwest Bank Trust Division18,640$4.32M0.59%––
Aries Wealth Management18,564$4.32M1.94%––
Avantax Planning Partners, Inc.18,467$4.28M0.22%––
IBM Retirement Fund18,444$4.28M0.30%––
Krilogy Financial LLC18,398$4.27M0.45%––
Northeast Investment Management18,333$4.25M0.25%––
Robbins Farley LLC17,474$4.24M3.73%––
Terry L. Blaker18,122$4.20M0.28%––
Canandaigua National Corp17,813$4.13M0.70%––
Physicians Financial Services, Inc.17,555$4.07M1.74%––
Drexel Morgan & Co.17,522$4.06M1.03%––
South Dakota Investment Council17,485$4.05M0.07%––
BP PLC17,409$4.04M0.14%––
Next Century Growth Investors LLC17,418$4.04M0.31%––
Fusion Capital, LLC17,367$4.03M2.62%––
Wedbush Securities Inc17,224$3.99M0.22%––
Walleye Trading LLC17,225$3.99M0.14%––
Stillwater Investment Management, LLC17,175$3.98M1.14%––
Channing Capital Management, LLC17,166$3.98M0.14%––
Security National Trust Co17,131$3.97M0.93%––
First National Trust Co16,994$3.94M0.26%––
McMillion Capital Management Inc16,873$3.91M2.29%––
BBVA USA Bancshares, Inc.16,830$3.90M0.19%––
Kiley Juergens Wealth Management, LLC16,786$3.89M2.03%––
Monument Capital Management16,733$3.88M1.56%––
Meridian Wealth Management, LLC16,722$3.88M0.56%––
Family Legacy, Inc.16,652$3.86M1.84%––
Hayek Kallen Investment Management16,605$3.85M1.73%––
Duality Advisers, LP16,580$3.84M0.33%––
Barnett & Company, Inc.16,550$3.84M2.04%––
World Asset Management Inc16,763$3.82M0.34%––
Malaga Cove Capital, LLC16,430$3.82M1.63%––
Abbrea Capital, LLC16,291$3.78M0.62%––
Siemens Fonds Invest GmbH16,289$3.78M0.37%––
G&S Capital LLC16,068$3.73M2.17%––
LeJeune Puetz Investment Counsel LLC15,981$3.71M1.45%––
Eudaimonia Partners, LLC15,906$3.69M0.77%––
TCI Wealth Advisors, Inc.15,854$3.68M1.66%––
Lido Advisors, LLC15,808$3.67M0.11%––
Avantax Advisory Services, Inc.15,687$3.64M0.08%––
Sowell Financial Services LLC15,349$3.64M0.13%––
Griffin Asset Management, Inc.15,582$3.61M0.46%––
BLB&B Advisors, LLC15,570$3.61M0.28%––
Walled Lake Planning & Wealth Management, LLC15,501$3.59M2.49%––
Global Retirement Partners, LLC15,446$3.58M0.42%––
Beacon Investment Advisory Services, Inc.15,433$3.58M0.16%––
Kames Capital plc15,336$3.56M0.05%––