Caterpillar Inc

CAT

Exchange: NYSE
Industry: Construction Machinery & Equip
SEC CIK: 0000018230

SEC filings (opens in a new tab)

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q1 2021

Institutional positions in Caterpillar Inc as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders: 2,015; No complete 13F data for Q4 2020
Shares held: 379.9M; No complete 13F data for Q4 2020
Total value: $88.0B; No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 2,015 institutions

Value heldQ1 2021: $88.0B

Institutions holding CAT and their total value by quarter
Quarter	Holders	Value
Q2 2026	4,070	$351.1B
Q1 2026	3,773	$232.0B
Q4 2025	3,543	$188.7B
Q3 2025	3,151	$159.0B
Q2 2025	3,023	$128.0B
Q1 2025	2,903	$109.0B
Q4 2024	3,010	$123.4B
Q3 2024	2,838	$133.6B
Q2 2024	2,713	$114.5B
Q1 2024	2,714	$127.6B
Q4 2023	2,583	$104.6B
Q3 2023	2,409	$97.3B
Q2 2023	2,329	$88.0B
Q1 2023	2,284	$82.6B
Q4 2022	2,287	$87.1B
Q3 2022	1,992	$59.2B
Q2 2022	2,077	$65.6B
Q1 2022	2,176	$82.0B
Q4 2021	2,161	$74.9B
Q3 2021	1,943	$71.1B
Q2 2021	2,028	$82.0B
Q1 2021	2,015	$88.0B

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Caterpillar Inc.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding CAT in Q1 2021
Institution	Shares	Value	% of portfolio	Change in shares	Action
Cresset Asset Management, LLC	15,347	$3.56M	0.06%	–	–
Stratos Wealth Partners, LTD.	15,342	$3.56M	0.10%	–	–
Federated Hermes, Inc.	15,161	$3.52M	0.01%	–	–
Kentucky Retirement Systems Insurance Trust Fund	15,139	$3.51M	0.38%	–	–
Virginia Retirement Systems Et Al	15,100	$3.50M	0.03%	–	–
Leavell Investment Management, Inc.	15,019	$3.48M	0.28%	–	–
Kentucky Farm Bureau Mutual Insurance Co	15,000	$3.48M	1.07%	–	–
Advent Capital Management	15,000	$3.48M	0.07%	–	–
RBF Capital, LLC	15,000	$3.48M	0.22%	–	–
Raymond James Trust N.A.	14,936	$3.46M	0.12%	–	–
Cullen/Frost Bankers, Inc.	14,891	$3.45M	0.08%	–	–
Great Valley Advisor Group, Inc.	14,847	$3.44M	0.33%	–	–
Williams Jones Wealth Management, LLC.	14,831	$3.44M	0.05%	–	–
Roundview Capital LLC	14,750	$3.42M	0.43%	–	–
Ci Investments Inc.	14,553	$3.37M	0.01%	–	–
Slow Capital, Inc.	14,215	$3.35M	0.73%	–	–
Stonnington Group, LLC	14,104	$3.35M	0.81%	–	–
Investment Management of Virginia LLC	14,406	$3.34M	0.67%	–	–
Sandy Spring Bank	14,403	$3.34M	0.19%	–	–
Avidian Wealth Solutions, LLC	14,321	$3.32M	0.28%	–	–
FRG Family Wealth Advisors LLC	14,214	$3.30M	0.67%	–	–
Mid Atlantic Financial Management Inc	14,189	$3.29M	0.24%	–	–
Redpoint Investment Management Pty Ltd	14,183	$3.29M	0.28%	–	–
Claraphi Advisory Network, LLC	14,143	$3.28M	0.90%	–	–
Iowa State Bank	14,101	$3.27M	0.98%	–	–
Ieq Capital, LLC	14,066	$3.26M	0.13%	–	–
K.J. Harrison & Partners Inc	14,000	$3.25M	0.50%	–	–
Allstate Corp	13,951	$3.23M	0.10%	–	–
HC Financial Advisors Inc	13,945	$3.23M	1.97%	–	–
Markston International LLC	13,885	$3.22M	0.36%	–	–
Blue Edge Capital, LLC	13,835	$3.21M	0.71%	–	–
Gotham Asset Management, LLC	13,776	$3.19M	0.14%	–	–
North Star Investment Management Corp.	13,750	$3.19M	0.30%	–	–
Financial & Tax Architects, LLC	13,696	$3.18M	1.78%	–	–
Sumitomo Life Insurance Co	13,695	$3.17M	0.13%	–	–
Eukles Asset Management	13,608	$3.15M	2.04%	–	–
Mission Creek Capital Partners, Inc.	13,503	$3.13M	0.47%	–	–
Webster Bank, N. A.	13,420	$3.11M	0.35%	–	–
DT Investment Partners, LLC	13,417	$3.11M	0.45%	–	–
FIL Ltd	13,380	$3.10M	0.00%	–	–
Douglass Winthrop Advisors, LLC	13,245	$3.07M	0.08%	–	–
Logan Capital Management Inc	13,212	$3.06M	0.15%	–	–
Compagnie Lombard Odier SCmA	13,175	$3.05M	0.07%	–	–
Oliver Luxxe Assets LLC	13,099	$3.04M	0.91%	–	–
Waycross Partners, LLC	13,027	$3.02M	1.68%	–	–
Pacific Wealth Strategies Group, Inc.	13,025	$3.02M	1.27%	–	–
Pallas Capital Advisors LLC	12,427	$3.02M	0.67%	–	–
Winton Group Ltd	12,985	$3.01M	0.17%	–	–
CBOE Vest Financial, LLC	12,976	$3.01M	1.73%	–	–
New England Investment & Retirement Group, Inc.	12,941	$3.00M	0.73%	–	–
Mutual Advisors, LLC	12,937	$3.00M	0.21%	–	–
Bessemer Group Inc	12,889	$2.99M	0.01%	–	–
Bank of the West	12,798	$2.97M	0.33%	–	–
Ogorek Anthony Joseph	12,757	$2.96M	1.46%	–	–
Azimuth Capital Management LLC	12,721	$2.95M	0.14%	–	–
Haverford Trust Co	12,666	$2.94M	0.04%	–	–
EagleClaw Capital Managment, LLC	12,675	$2.94M	0.84%	–	–
IndexIQ Advisors LLC	12,640	$2.93M	0.10%	–	–
SageGuard Financial Group, LLC	12,593	$2.92M	1.36%	–	–
Voya Financial Advisors, Inc.	12,519	$2.92M	0.12%	–	–
Inscription Capital, LLC	12,585	$2.92M	1.00%	–	–
American Portfolios Advisors	12,571	$2.91M	0.13%	–	–
Homrich & Berg	12,549	$2.91M	0.08%	–	–
Barbara Oil Co.	12,500	$2.90M	1.40%	–	–
Segment Wealth Management, LLC	12,470	$2.89M	0.38%	–	–
Guyasuta Investment Advisors Inc	12,453	$2.89M	0.23%	–	–
Cambridge Advisors Inc.	12,438	$2.88M	0.74%	–	–
Atlantic Union Bankshares Corp	12,419	$2.88M	0.29%	–	–
Evercore Wealth Management, LLC	12,361	$2.87M	0.06%	–	–
Jump Financial, LLC	12,339	$2.86M	0.27%	–	–
First Horizon Advisors, Inc.	12,319	$2.86M	0.17%	–	–
Savant Capital, LLC	12,185	$2.83M	0.15%	–	–
Wetherby Asset Management Inc	12,163	$2.82M	0.21%	–	–
Asset Dedication, LLC	12,035	$2.80M	0.63%	–	–
Pinnacle Holdings, LLC	12,045	$2.79M	1.29%	–	–
La Financiere de L'Echiquier	12,000	$2.78M	0.11%	–	–
J.P. Marvel Investment Advisors, LLC	11,971	$2.78M	0.66%	–	–
Ameritas Investment Partners, Inc.	12,427	$2.77M	0.11%	–	–
Massmutual Trust Co FSB	11,904	$2.76M	0.13%	–	–
Two Sigma Investments, LP	11,879	$2.75M	0.01%	–	–
Miracle Mile Advisors, LLC	11,868	$2.75M	0.16%	–	–
USA Financial Portformulas Corp	11,840	$2.75M	2.23%	–	–
Gables Capital Management Inc.	11,795	$2.73M	1.52%	–	–
Foster & Motley Inc	11,781	$2.73M	0.25%	–	–
AdvisorNet Financial, Inc	11,689	$2.71M	0.19%	–	–
Providence Wealth Advisors, LLC	11,667	$2.71M	1.99%	–	–
AlphaCrest Capital Management LLC	11,598	$2.69M	0.15%	–	–
Country Club Trust Company, n.a.	11,517	$2.68M	0.25%	–	–
Quantitative Systematic Strategies LLC	11,563	$2.68M	0.41%	–	–
Symmetry Investments LP	11,500	$2.67M	0.86%	–	–
Osborne Partners Capital Management, LLC	11,499	$2.67M	0.24%	–	–
Mitchell Capital Management Co	11,486	$2.66M	0.65%	–	–
Trustcore Financial Services, LLC	11,472	$2.66M	0.31%	–	–
ExodusPoint Capital Management, LP	11,442	$2.65M	0.05%	–	–
Knights of Columbus Asset Advisors LLC	11,435	$2.65M	0.26%	–	–
Deane Retirement Strategies, Inc.	11,363	$2.64M	1.42%	–	–
Bailard, Inc.	11,296	$2.62M	0.10%	–	–
Profund Advisors LLC	11,283	$2.62M	0.10%	–	–
Trust Co of Vermont	11,161	$2.59M	0.19%	–	–
Greenleaf Trust	11,147	$2.58M	0.03%	–	–