Caterpillar Inc

CAT

Exchange: NYSE
Industry: Construction Machinery & Equip
SEC CIK: 0000018230

SEC filings (opens in a new tab)

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q1 2021

Institutional positions in Caterpillar Inc as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders: 2,015; No complete 13F data for Q4 2020
Shares held: 379.9M; No complete 13F data for Q4 2020
Total value: $88.0B; No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 2,015 institutions

Value heldQ1 2021: $88.0B

Institutions holding CAT and their total value by quarter
Quarter	Holders	Value
Q2 2026	4,070	$351.1B
Q1 2026	3,773	$232.0B
Q4 2025	3,543	$188.7B
Q3 2025	3,151	$159.0B
Q2 2025	3,023	$128.0B
Q1 2025	2,903	$109.0B
Q4 2024	3,010	$123.4B
Q3 2024	2,838	$133.6B
Q2 2024	2,713	$114.5B
Q1 2024	2,714	$127.6B
Q4 2023	2,583	$104.6B
Q3 2023	2,409	$97.3B
Q2 2023	2,329	$88.0B
Q1 2023	2,284	$82.6B
Q4 2022	2,287	$87.1B
Q3 2022	1,992	$59.2B
Q2 2022	2,077	$65.6B
Q1 2022	2,176	$82.0B
Q4 2021	2,161	$74.9B
Q3 2021	1,943	$71.1B
Q2 2021	2,028	$82.0B
Q1 2021	2,015	$88.0B

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Caterpillar Inc.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding CAT in Q1 2021
Institution	Shares	Value	% of portfolio	Change in shares	Action
Old Port Advisors	11,103	$2.57M	1.01%	–	–
Loudon Investment Management, LLC	11,087	$2.57M	1.84%	–	–
Strategic Wealth Advisors Group, LLC	11,065	$2.57M	0.13%	–	–
MEMBERS Trust Co	11,014	$2.55M	0.09%	–	–
Graticule Asia Macro Advisors LLC	11,000	$2.55M	0.43%	–	–
Pflug Koory, LLC	10,973	$2.54M	1.41%	–	–
Spirit of America Management Corp	10,925	$2.53M	0.60%	–	–
Resources Management Corp	10,895	$2.53M	0.38%	–	–
Telos Capital Management, Inc.	10,861	$2.52M	0.36%	–	–
Boyd Watterson Asset Management LLC	10,861	$2.52M	1.10%	–	–
Strategic Capital Advisers, Inc.	10,826	$2.51M	2.18%	–	–
Tower Bridge Advisors	10,782	$2.50M	0.19%	–	–
Lowe Brockenbrough & Co Inc	10,766	$2.50M	0.24%	–	–
Heritage Trust Co	10,746	$2.49M	0.38%	–	–
Valeo Financial Advisors, LLC	10,710	$2.48M	0.12%	–	–
Nomura Holdings Inc	10,719	$2.48M	0.02%	–	–
Mitchell McLeod Pugh & Williams Inc	10,653	$2.47M	1.03%	–	–
FLC Capital Advisors	10,612	$2.46M	0.77%	–	–
First Citizens Bank & Trust Co	10,597	$2.46M	0.12%	–	–
Jacobi Capital Management LLC	10,549	$2.45M	0.36%	–	–
CWM, LLC	11,228	$2.44M	0.02%	–	–
Modus Advisors, LLC	10,534	$2.44M	1.13%	–	–
Bowen Hanes & Co Inc	10,504	$2.44M	0.08%	–	–
Los Angeles Capital Management LLC	10,440	$2.42M	0.01%	–	–
Frontier Wealth Management LLC	10,406	$2.41M	0.19%	–	–
King Luther Capital Management Corp	10,390	$2.41M	0.01%	–	–
Whalerock Point Partners, LLC	10,370	$2.40M	1.06%	–	–
Beck Capital Management, LLC	10,319	$2.39M	0.90%	–	–
Donaldson Capital Management, LLC	10,315	$2.39M	0.13%	–	–
Kinloch Capital, LLC	10,306	$2.39M	1.84%	–	–
Carroll Financial Associates, Inc.	10,244	$2.38M	0.15%	–	–
Boltwood Capital Management	10,179	$2.36M	1.05%	–	–
Vestcor Inc	10,159	$2.36M	0.09%	–	–
Mairs & Power Inc	10,135	$2.35M	0.02%	–	–
Princeton Capital Management LLC	10,121	$2.35M	0.79%	–	–
Thomas Story & Son LLC	10,100	$2.34M	0.88%	–	–
Murphy Capital Management Inc	10,073	$2.33M	0.29%	–	–
Capital Investment Counsel, Inc	10,055	$2.33M	0.62%	–	–
Man Group plc	10,022	$2.32M	0.01%	–	–
Ambassador Advisors, LLC	10,013	$2.32M	0.52%	–	–
Hanson & Doremus Investment Management	9,928	$2.30M	0.53%	–	–
First National Bank & Trust Co of Newtown	9,904	$2.30M	0.50%	–	–
Stolper Co	9,908	$2.30M	1.18%	–	–
Crescent Capital Consulting, LLC	9,861	$2.29M	0.50%	–	–
Whitener Capital Management, Inc.	9,833	$2.28M	0.99%	–	–
Holderness Investments Co	9,826	$2.28M	0.82%	–	–
Dorsey & Whitney Trust CO LLC	9,751	$2.26M	0.23%	–	–
F3Logic, LLC	9,812	$2.25M	0.32%	–	–
Cumberland Advisors Inc	9,700	$2.25M	0.56%	–	–
Ingalls & Snyder LLC	9,686	$2.25M	0.11%	–	–
Asset Management Group, Inc.	9,664	$2.24M	0.49%	–	–
F/M Investments LLC	9,647	$2.24M	1.77%	–	–
Hudock, Inc.	9,633	$2.23M	0.70%	–	–
Triangle Securities Wealth Management	9,618	$2.23M	0.81%	–	–
Morse Asset Management, Inc	9,600	$2.23M	0.57%	–	–
Kistler-Tiffany Companies, LLC	9,575	$2.22M	0.57%	–	–
San Francisco Sentry Investment Group (Ca)	9,523	$2.21M	0.94%	–	–
Bryn Mawr Trust Co	9,470	$2.20M	0.09%	–	–
D. E. Shaw & Co., Inc.	9,461	$2.19M	0.00%	–	–
Ropes Wealth Advisors LLC	9,160	$2.19M	0.38%	–	–
Ellsworth Advisors, LLC	9,427	$2.19M	1.32%	–	–
Rafferty Asset Management, LLC	9,420	$2.18M	0.02%	–	–
Wellington Shields & Co., LLC	9,400	$2.18M	0.78%	–	–
Burleson & Company, LLC	9,402	$2.18M	0.36%	–	–
Palisade Asset Management, LLC	9,389	$2.18M	0.28%	–	–
NEXT Financial Group, Inc	9,385	$2.18M	0.19%	–	–
Convergence Investment Partners, LLC	9,332	$2.16M	0.99%	–	–
Adirondack Trust Co	9,319	$2.16M	1.15%	–	–
Dana Investment Advisors, Inc.	9,319	$2.16M	0.10%	–	–
Nicholas Hoffman & Company, LLC.	9,313	$2.16M	0.44%	–	–
Trust Co of Toledo NA	9,292	$2.15M	0.39%	–	–
Murphy, Middleton, Hinkle & Parker, Inc.	9,285	$2.15M	1.25%	–	–
DuPont Capital Management Corp	9,272	$2.15M	0.05%	–	–
Tdam USA Inc.	9,244	$2.14M	0.13%	–	–
Liberty One Investment Management, LLC	9,235	$2.14M	0.38%	–	–
Focused Wealth Management, Inc	9,205	$2.13M	0.38%	–	–
MV Capital Management, Inc.	9,196	$2.13M	0.39%	–	–
Baldwin Investment Management, LLC	9,178	$2.13M	0.39%	–	–
1st Source Bank	9,162	$2.13M	0.14%	–	–
Jaffetilchin Investment Partners, LLC	9,108	$2.11M	0.25%	–	–
Costello Asset Management, INC	9,034	$2.10M	1.45%	–	–
Papp L Roy & Associates	9,010	$2.09M	0.30%	–	–
Sandhill Capital Partners LLC	8,945	$2.07M	0.18%	–	–
TrinityPoint Wealth, LLC	8,913	$2.07M	0.48%	–	–
Meiji Yasuda Asset Management Co Ltd.	8,905	$2.06M	0.15%	–	–
QS Investors, LLC	8,864	$2.06M	0.02%	–	–
McKinley Carter Wealth Services, Inc.	8,839	$2.05M	0.18%	–	–
Trust Investment Advisors	8,819	$2.04M	2.01%	–	–
Oxbow Advisors, LLC	8,727	$2.02M	0.25%	–	–
Oarsman Capital, Inc.	8,719	$2.02M	0.87%	–	–
Spreng Capital Management, Inc.	8,715	$2.02M	1.41%	–	–
United Bank	8,700	$2.02M	0.28%	–	–
BI Asset Management Fondsmaeglerselskab A/S	8,687	$2.01M	0.08%	–	–
Radnor Capital Management, LLC	8,657	$2.01M	0.65%	–	–
True North Advisors, LLC	8,642	$2.00M	0.48%	–	–
Seeyond	8,593	$1.99M	0.20%	–	–
Johnson Investment Counsel Inc	8,568	$1.99M	0.03%	–	–
Capital Asset Advisory Services LLC	8,535	$1.98M	0.30%	–	–
Financial Advocates Investment Management	9,952	$1.98M	0.15%	–	–
Columbia Trust Co 01012016	8,505	$1.97M	1.22%	–	–