Caterpillar Inc

CAT

Exchange: NYSE
Industry: Construction Machinery & Equip
SEC CIK: 0000018230

SEC filings (opens in a new tab)

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q1 2021

Institutional positions in Caterpillar Inc as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders: 2,015; No complete 13F data for Q4 2020
Shares held: 379.9M; No complete 13F data for Q4 2020
Total value: $88.0B; No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 2,015 institutions

Value heldQ1 2021: $88.0B

Institutions holding CAT and their total value by quarter
Quarter	Holders	Value
Q2 2026	4,070	$351.1B
Q1 2026	3,773	$232.0B
Q4 2025	3,543	$188.7B
Q3 2025	3,151	$159.0B
Q2 2025	3,023	$128.0B
Q1 2025	2,903	$109.0B
Q4 2024	3,010	$123.4B
Q3 2024	2,838	$133.6B
Q2 2024	2,713	$114.5B
Q1 2024	2,714	$127.6B
Q4 2023	2,583	$104.6B
Q3 2023	2,409	$97.3B
Q2 2023	2,329	$88.0B
Q1 2023	2,284	$82.6B
Q4 2022	2,287	$87.1B
Q3 2022	1,992	$59.2B
Q2 2022	2,077	$65.6B
Q1 2022	2,176	$82.0B
Q4 2021	2,161	$74.9B
Q3 2021	1,943	$71.1B
Q2 2021	2,028	$82.0B
Q1 2021	2,015	$88.0B

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Caterpillar Inc.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding CAT in Q1 2021
Institution	Shares	Value	% of portfolio	Change in shares	Action
Naples Global Advisors, LLC	8,477	$1.97M	0.30%	–	–
Private Trust Co NA	8,456	$1.96M	0.32%	–	–
Lincoln National Corp	8,447	$1.96M	0.05%	–	–
Court Place Advisors, LLC	8,443	$1.96M	0.61%	–	–
Monetary Management Group Inc	8,427	$1.95M	0.63%	–	–
Park National Corp	8,401	$1.95M	0.09%	–	–
HBK Sorce Advisory LLC	8,387	$1.95M	0.12%	–	–
Vestmark Advisory Solutions, Inc.	8,381	$1.94M	0.17%	–	–
Venture Visionary Partners LLC	8,340	$1.93M	0.16%	–	–
DHJJ Financial Advisors, Ltd.	8,328	$1.93M	1.12%	–	–
Truvestments Capital LLC	8,283	$1.92M	1.09%	–	–
Van Eck Associates Corp	8,275	$1.92M	0.01%	–	–
Cubist Systematic Strategies, LLC	8,264	$1.92M	0.02%	–	–
Fruth Investment Management	8,253	$1.91M	0.60%	–	–
Buckingham Strategic Wealth, LLC	8,249	$1.91M	0.09%	–	–
SeaCrest Wealth Management, LLC	8,231	$1.91M	0.25%	–	–
Probity Advisors, Inc.	8,195	$1.90M	0.42%	–	–
Anchor Investment Management, LLC	8,168	$1.89M	0.29%	–	–
Rathbone Brothers plc	8,157	$1.89M	0.02%	–	–
Diversified Trust Co	8,101	$1.88M	0.07%	–	–
AMG National Trust Bank	8,097	$1.88M	0.06%	–	–
Essex Financial Services, Inc.	8,015	$1.86M	0.33%	–	–
Windsor Group LTD	8,010	$1.86M	0.44%	–	–
Cohen Klingenstein LLC	8,000	$1.85M	0.09%	–	–
Horizon Investments, LLC	7,948	$1.84M	0.07%	–	–
Coastline Trust Co	7,940	$1.84M	0.24%	–	–
Cobblestone Capital Advisors LLC	7,926	$1.84M	0.13%	–	–
Livforsakringsbolaget Skandia, Omsesidigt	7,913	$1.83M	0.13%	–	–
Boston Private Wealth LLC	7,914	$1.83M	0.03%	–	–
Horizon Kinetics Asset Management LLC	7,888	$1.83M	0.04%	–	–
TD Private Client Wealth LLC	7,888	$1.83M	0.09%	–	–
Wealthspire Advisors, LLC	7,803	$1.81M	0.04%	–	–
RSM US Wealth Management LLC	7,800	$1.81M	0.12%	–	–
Phoenix Holdings Ltd.	7,792	$1.81M	0.04%	–	–
Gifford Fong Associates	7,800	$1.81M	0.39%	–	–
Strategic Financial Services, Inc,	7,745	$1.80M	0.15%	–	–
Agf Investments Inc.	7,696	$1.78M	0.01%	–	–
WealthPLAN Partners, LLC	7,616	$1.78M	0.14%	–	–
Washington Trust Bank	7,657	$1.77M	0.22%	–	–
MAI Capital Management	7,642	$1.77M	0.04%	–	–
Washington Trust Co	7,629	$1.77M	0.05%	–	–
Gamble Jones Investment Counsel	7,623	$1.77M	0.12%	–	–
Quest Investment Management LLC	7,588	$1.76M	0.16%	–	–
Argent Advisors, Inc.	7,551	$1.75M	1.13%	–	–
JustInvest LLC	7,547	$1.75M	0.26%	–	–
Smith, Salley & Associates	7,544	$1.75M	0.16%	–	–
Bahl & Gaynor Inc	7,530	$1.75M	0.01%	–	–
RB Capital Management, LLC	7,524	$1.75M	0.77%	–	–
D. Scott Neal, Inc.	7,514	$1.74M	0.78%	–	–
Boenning & Scattergood, Inc.	7,480	$1.73M	0.33%	–	–
Cascade Investment Advisors, Inc.	7,463	$1.73M	1.13%	–	–
V Wealth Advisors LLC	7,423	$1.72M	0.32%	–	–
Pinnacle Financial Partners Inc	7,806	$1.71M	0.08%	–	–
Conning Inc.	7,353	$1.71M	0.05%	–	–
Princeton Global Asset Management LLC	7,349	$1.70M	0.55%	–	–
Ameritas Investment Company, LLC	7,348	$1.70M	0.15%	–	–
Fort Pitt Capital Group, LLC	7,333	$1.70M	0.08%	–	–
Atlas Brown,Inc.	7,320	$1.70M	0.80%	–	–
Sheaff Brock Investment Advisors, LLC	7,314	$1.70M	0.18%	–	–
Plimoth Trust Co LLC	7,282	$1.69M	0.50%	–	–
Signaturefd, LLC	7,173	$1.66M	0.07%	–	–
Amarillo National Bank	7,171	$1.66M	0.42%	–	–
HawsGoodwin Investment Management LLC	7,165	$1.66M	0.53%	–	–
Citizens Financial Group Inc	7,143	$1.66M	0.09%	–	–
Wealthcare Advisory Partners LLC	7,138	$1.66M	0.12%	–	–
Fma Advisory Inc	7,131	$1.65M	0.51%	–	–
Veracity Capital LLC	7,115	$1.65M	0.77%	–	–
Capital Wealth Planning, LLC	7,100	$1.65M	0.05%	–	–
Investors Asset Management of Georgia Inc	7,085	$1.64M	0.95%	–	–
WBH Advisory Inc	7,080	$1.64M	0.27%	–	–
Meitav Dash Investments Ltd	7,058	$1.64M	0.05%	–	–
Moloney Securities Asset Management, LLC	7,069	$1.64M	0.32%	–	–
M Holdings Securities, Inc.	7,060	$1.64M	0.15%	–	–
MidWestOne Financial Group, Inc.	7,039	$1.63M	0.40%	–	–
Tiemann Investment Advisors, LLC	7,013	$1.63M	0.81%	–	–
BCM Advisors, LLC	7,000	$1.61M	0.49%	–	–
Ar Asset Management Inc	6,905	$1.60M	0.48%	–	–
Eidelman Virant Capital	7,006	$1.60M	0.65%	–	–
Symmetry Partners, LLC	6,879	$1.59M	0.11%	–	–
Adell Harriman & Carpenter Inc	6,825	$1.58M	0.19%	–	–
Proequities, Inc.	6,814	$1.58M	0.11%	–	–
DCM Advisors, LLC	6,816	$1.58M	0.92%	–	–
Vident Investment Advisory, LLC	6,805	$1.58M	0.05%	–	–
J.W. Cole Advisors, Inc.	6,807	$1.58M	0.15%	–	–
Staley Capital Advisers Inc	6,800	$1.58M	0.09%	–	–
Harfst & Associates, Inc.	6,773	$1.57M	0.47%	–	–
Westwood Holdings Group Inc.	6,765	$1.57M	0.02%	–	–
Founders Financial Securities LLC	6,753	$1.57M	0.36%	–	–
Atlantic Trust, LLC	6,698	$1.55M	1.15%	–	–
Brookfield Asset Management Inc.	6,679	$1.55M	0.01%	–	–
Sequent Asset Management, LLC	6,600	$1.53M	0.94%	–	–
Rational Advisors LLC	6,563	$1.52M	0.28%	–	–
Thomas White International Ltd	6,542	$1.52M	0.23%	–	–
Franklin Street Advisors Inc	6,500	$1.51M	0.14%	–	–
Mastrapasqua Asset Management Inc	6,500	$1.51M	0.18%	–	–
Lester Murray Antman dba SimplyRich	6,493	$1.51M	0.60%	–	–
Hoylecohen, LLC	6,477	$1.50M	0.15%	–	–
Mattern Wealth Management LLC	6,475	$1.50M	0.53%	–	–
Legacy Bridge, LLC	6,448	$1.50M	0.97%	–	–
Altium Wealth Management LLC	6,440	$1.49M	0.12%	–	–