Caterpillar Inc

CAT

Exchange: NYSE
Industry: Construction Machinery & Equip
SEC CIK: 0000018230

SEC filings (opens in a new tab)

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q1 2021

Institutional positions in Caterpillar Inc as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders: 2,015; No complete 13F data for Q4 2020
Shares held: 379.9M; No complete 13F data for Q4 2020
Total value: $88.0B; No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 2,015 institutions

Value heldQ1 2021: $88.0B

Institutions holding CAT and their total value by quarter
Quarter	Holders	Value
Q2 2026	4,070	$351.1B
Q1 2026	3,773	$232.0B
Q4 2025	3,543	$188.7B
Q3 2025	3,151	$159.0B
Q2 2025	3,023	$128.0B
Q1 2025	2,903	$109.0B
Q4 2024	3,010	$123.4B
Q3 2024	2,838	$133.6B
Q2 2024	2,713	$114.5B
Q1 2024	2,714	$127.6B
Q4 2023	2,583	$104.6B
Q3 2023	2,409	$97.3B
Q2 2023	2,329	$88.0B
Q1 2023	2,284	$82.6B
Q4 2022	2,287	$87.1B
Q3 2022	1,992	$59.2B
Q2 2022	2,077	$65.6B
Q1 2022	2,176	$82.0B
Q4 2021	2,161	$74.9B
Q3 2021	1,943	$71.1B
Q2 2021	2,028	$82.0B
Q1 2021	2,015	$88.0B

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Caterpillar Inc.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding CAT in Q1 2021
Institution	Shares	Value	% of portfolio	Change in shares	Action
Cahill Financial Advisors Inc	6,396	$1.48M	0.36%	–	–
Novak Financial Planning, LLC	6,393	$1.48M	0.81%	–	–
Bragg Financial Advisors, Inc	6,389	$1.48M	0.10%	–	–
Duff & Phelps Investment Management Co	6,385	$1.48M	0.02%	–	–
First Hawaiian Bank	6,348	$1.47M	0.06%	–	–
Corient Capital Partners, LLC	6,345	$1.47M	0.13%	–	–
Kingsview Wealth Management, LLC	6,310	$1.47M	0.09%	–	–
Snow Capital Management LP	6,319	$1.47M	0.21%	–	–
Valley Brook Capital Group	6,300	$1.46M	1.32%	–	–
International Assets Investment Management, LLC	17,259	$1.45M	0.13%	–	–
Paloma Partners Management Co	6,254	$1.45M	0.04%	–	–
Thompson Siegel & Walmsley LLC	6,193	$1.44M	0.02%	–	–
Equitable Holdings, Inc.	6,185	$1.43M	0.03%	–	–
Veriti Management LLC	6,176	$1.43M	0.38%	–	–
Farmers Trust Co	6,150	$1.43M	0.33%	–	–
Douglas Lane & Associates, LLC	6,138	$1.42M	0.02%	–	–
Sunflower Bank, N.A.	6,112	$1.42M	0.23%	–	–
Investment House LLC	6,106	$1.42M	0.11%	–	–
Exane Derivatives	6,099	$1.41M	0.43%	–	–
Aurora Private Wealth, Inc.	6,091	$1.41M	0.59%	–	–
Fairfield, Bush & Co.	6,020	$1.40M	0.40%	–	–
HWG Holdings LP	6,016	$1.40M	0.84%	–	–
Financial Architects, Inc	6,003	$1.39M	0.22%	–	–
Centaurus Financial, Inc.	5,976	$1.39M	0.14%	–	–
Global Trust Asset Management, LLC	5,977	$1.39M	0.76%	–	–
Cornell Pochily Investment Advisors, Inc.	5,978	$1.39M	0.66%	–	–
SOL Capital Management CO	5,959	$1.38M	0.29%	–	–
Castleark Management LLC	5,950	$1.38M	0.05%	–	–
Wellington Shields Capital Management, LLC	5,950	$1.38M	0.13%	–	–
Procyon Private Wealth Partners, LLC	5,953	$1.38M	0.63%	–	–
Meiji Yasuda Life Insurance Co	5,944	$1.38M	0.03%	–	–
Sequoia Financial Advisors, LLC	5,936	$1.38M	0.06%	–	–
Barings LLC	5,915	$1.37M	0.03%	–	–
Smith, Moore & Co.	5,915	$1.37M	0.22%	–	–
Parallel Advisors, LLC	5,901	$1.37M	0.06%	–	–
Verdence Capital Advisors LLC	5,890	$1.37M	0.23%	–	–
Beaton Management Co. Inc.	5,883	$1.36M	0.94%	–	–
Cerity Partners LLC	5,842	$1.35M	0.03%	–	–
CAPROCK Group, Inc.	5,765	$1.34M	0.15%	–	–
Legacy Wealth Partners, Inc.	5,762	$1.34M	0.78%	–	–
Ethic Inc.	5,759	$1.33M	0.24%	–	–
Keudell/Morrison Wealth Management	5,756	$1.33M	0.77%	–	–
Palumbo Wealth Management LLC	5,753	$1.33M	1.01%	–	–
Cypress Capital Management LLC (WY)	5,735	$1.33M	1.17%	–	–
Intellectus Partners, LLC	5,737	$1.33M	0.37%	–	–
CFM Wealth Partners LLC	5,736	$1.33M	0.40%	–	–
Westshore Wealth, LLC	5,726	$1.33M	0.76%	–	–
Clarius Group, LLC	5,725	$1.33M	0.13%	–	–
OPSEU Pension Plan Trust Fund	5,765	$1.33M	0.34%	–	–
Everett Harris & Co	5,702	$1.32M	0.02%	–	–
Personal Capital Advisors Corp	5,699	$1.32M	0.01%	–	–
Weatherly Asset Management L. P.	5,690	$1.32M	0.18%	–	–
First Dallas Securities Inc.	5,690	$1.32M	1.12%	–	–
Penobscot Investment Management Company, Inc.	5,670	$1.31M	0.21%	–	–
Belpointe Asset Management LLC	5,658	$1.31M	0.11%	–	–
Gamco Investors, Inc. Et Al	5,646	$1.31M	0.01%	–	–
Optimum Investment Advisors	5,630	$1.30M	0.38%	–	–
Kovack Advisors, Inc.	5,565	$1.29M	0.17%	–	–
St Germain D J Co Inc	5,553	$1.29M	0.09%	–	–
Jackson Square Capital, LLC	5,534	$1.28M	0.49%	–	–
Private Asset Management Inc	5,500	$1.27M	0.18%	–	–
Birinyi Associates Inc	5,500	$1.27M	0.49%	–	–
Viking Fund Management LLC	5,500	$1.27M	0.38%	–	–
Beech Hill Advisors, Inc.	5,500	$1.27M	0.53%	–	–
Barber Financial Group, Inc.	5,500	$1.27M	0.19%	–	–
AXS Investments LLC	5,494	$1.27M	0.45%	–	–
L2 Asset Management, LLC	5,492	$1.27M	1.31%	–	–
Van Strum & Towne Inc.	5,484	$1.27M	0.64%	–	–
Tudor Investment Corp Et Al	5,483	$1.27M	0.03%	–	–
Integrated Wealth Concepts LLC	5,467	$1.27M	0.05%	–	–
Rothschild Investment Corp	5,460	$1.27M	0.11%	–	–
Wintrust Investments LLC	5,455	$1.26M	0.13%	–	–
Checchi Capital Advisers, LLC	5,454	$1.26M	0.17%	–	–
Wolff Financial Management LLC	5,413	$1.25M	0.58%	–	–
IHT Wealth Management, LLC	5,402	$1.25M	0.09%	–	–
Arbor Trust Wealth Advisors, LLC	5,410	$1.25M	0.84%	–	–
Sawgrass Asset Management LLC	5,388	$1.25M	0.10%	–	–
SevenBridge Financial Group, LLC	5,377	$1.25M	0.45%	–	–
RMB Capital Management, LLC	5,329	$1.24M	0.05%	–	–
Argent Trust Co	5,331	$1.24M	0.09%	–	–
Orleans Capital Management Corp	5,325	$1.24M	0.84%	–	–
Aspen Investment Management Inc	5,323	$1.23M	0.69%	–	–
Lavaca Capital LLC	5,320	$1.23M	0.71%	–	–
Cypress Capital Group	5,315	$1.23M	0.17%	–	–
Tempus Wealth Planning, LLC	5,300	$1.23M	1.30%	–	–
Garrison Point Advisors, LLC	5,290	$1.23M	0.95%	–	–
RFG Advisory, LLC	5,281	$1.22M	0.13%	–	–
Resources Investment Advisors, LLC.	5,276	$1.22M	0.06%	–	–
Sentry Investment Management LLC	5,270	$1.22M	0.34%	–	–
Institute for Wealth Management, LLC.	5,214	$1.21M	0.23%	–	–
Essex Savings Bank	5,588	$1.21M	0.53%	–	–
Longfellow Investment Management Co LLC	5,185	$1.20M	0.14%	–	–
Schnieders Capital Management LLC	5,185	$1.20M	0.36%	–	–
Nachman Norwood & Parrott, Inc	5,185	$1.20M	0.13%	–	–
Trustmark National Bank Trust Department	5,182	$1.20M	0.10%	–	–
CPWM, LLC	5,174	$1.20M	0.10%	–	–
Eastern Bank	5,167	$1.20M	0.06%	–	–
Investment Partners, Ltd.	5,134	$1.19M	0.58%	–	–
Hixon Zuercher, LLC	5,099	$1.18M	0.78%	–	–
Park Avenue Securities LLC	5,092	$1.18M	0.03%	–	–