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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

Q1 2022 vs. Q4 2021

How the institutions holding Caterpillar Inc changed between Q4 2021 and Q1 2022.

All holders in Q1 2022All holders in Q4 2021

13F holders of CAT: Q4 2021 compared with Q1 2022
MeasureQ4 2021Of which not filed for Q1 2022Q1 2022Change
Holders2,161272,176+42
Shares362.3M208.2K368.8M+6.72M (+1.9%)
Value$74.9B$43.6M$82.0B+$7.15B (+9.5%)

27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so the changes leave them out.

New holders (178)

Institutions that held Caterpillar Inc at the end of Q1 2022 but not at the end of Q4 2021.

Showing the largest 100 of 178 by value.

Institutions new to CAT in Q1 2022
InstitutionSharesValue% of portfolio
Ontario Teachers Pension Plan Board1,943,875$433.1M5.24%
Altshuler Shaham Ltd1,342,260$299.1M2.79%
Vaughan Nelson Investment Management, L.P.459,738$102.4M1.16%
Alyeska Investment Group, L.P.264,430$58.9M0.65%
Bridgewater Associates, LP175,187$39.0M0.16%
Amalgamated Financial Corp.142,184$31.7M0.25%
Vantage Investment Partners, LLC136,500$30.4M1.52%
Natixis Investment Managers International121,050$27.0M0.47%
Simplex Trading, LLC86,290$19.2M0.61%
Moore Capital Management, LP70,178$15.6M0.51%
Impala Asset Management LLC45,000$10.0M0.87%
Element Capital Management LLC41,211$9.18M4.59%
Allen Mooney & Barnes Investment Advisors LLC37,719$8.40M1.86%
SPX Equities Gestao de Recursos Ltda31,400$7.00M0.45%
TRH Financial, LLC29,718$6.62M1.94%
Atria Wealth Solutions, Inc.28,159$6.28M0.10%
Silver Oak Securities, Inc27,081$5.88M1.19%
Hallmark Capital Management Inc21,820$4.86M0.41%
Sabadell Asset Management, S.A S.G.I.I.C21,507$4.64M0.80%
Weiss Multi-Strategy Advisers LLC20,265$4.51M0.11%
Gateway Advisory, LLC19,153$4.27M1.16%
Global Retirement Partners, LLC19,198$3.95M0.31%
ICA Group Wealth Management, LLC17,033$3.81M0.72%
Sciencast Management LP16,668$3.59M0.82%
Country Club Bank15,003$3.35M0.29%
Resolute Capital Asset Partners LLC15,000$3.34M2.13%
Karp Capital Management Corp14,977$3.34M0.49%
Hennessy Advisors Inc14,000$3.12M0.16%
Avitas Wealth Management LLC12,986$2.89M0.52%
Eudaimonia Partners, LLC12,519$2.79M0.47%
Sphera Funds Management Ltd.12,000$2.67M0.45%
Richelieu Gestion PLC11,775$2.62M2.09%
HBK Investments L P10,749$2.40M0.05%
Cliftonlarsonallen Wealth Advisors, LLC10,281$2.29M0.08%
Guardian Investment Management10,057$2.23M1.73%
McGuire Investment Group, LLC9,665$2.15M0.40%
Appian Way Asset Management LP8,800$1.96M0.89%
Icon Advisers Inc7,525$1.68M0.29%
Tudor Investment Corp Et Al7,488$1.67M0.04%
WR Wealth Planners, LLC7,363$1.64M0.98%
WealthPlan Investment Management, LLC7,665$1.61M0.11%
Epoch Investment Partners, Inc.6,896$1.54M0.01%
Affinity Investment Advisors, LLC6,482$1.44M0.59%
Brookfield Asset Management Inc.6,012$1.34M0.01%
World Equity Group, Inc.5,976$1.33M0.29%
Duality Advisers, LP5,809$1.29M0.14%
M Holdings Securities, Inc.5,730$1.28M0.10%
GoalVest Advisory LLC5,404$1.20M0.68%
FORA Capital, LLC5,219$1.16M0.21%
Jade Capital Advisors, LLC5,003$1.11M0.75%
Narwhal Capital Management4,690$1.04M0.12%
Bessemer Securities LLC4,603$1.03M0.30%
Cary Street Partner Investment Advisory LLC4,580$1.02M0.28%
Fund Management at Engine No. 1 LLC4,579$1.02M0.26%
SlateStone Wealth, LLC3,882$865.0K0.19%
SS&H Financial Advisors, Inc.3,640$811.0K0.32%
Sawgrass Asset Management LLC3,345$745.0K0.08%
Hazlett, Burt & Watson, Inc.3,184$709.0K0.56%
CCG Wealth Management, LLC3,121$695.0K0.34%
First Western Trust Bank3,103$692.0K0.04%
WESPAC Advisors SoCal, LLC2,775$618.0K0.19%
Zeke Capital Advisors, LLC2,747$612.0K0.03%
Mendel Money Management2,607$581.0K0.28%
Corton Capital Inc.2,495$556.0K0.24%
Hotaling Investment Management, LLC2,330$519.0K0.20%
Athena Investment Management2,238$500.0K0.39%
Bensler, LLC2,228$496.5K0.10%
MQS Management LLC2,219$494.0K0.40%
Verus Capital Partners, LLC2,191$476.0K0.07%
Longfellow Investment Management Co LLC2,119$473.0K0.08%
BFT Financial Group, LLC2,015$449.0K0.07%
Private Portfolio Partners LLC2,007$447.4K0.11%
Edge Wealth Management LLC2,000$446.0K0.09%
Quaero Capital S.A.2,000$446.0K0.28%
Blueprint Investment Partners LLC1,997$445.0K0.11%
FAI Wealth Management1,965$437.0K0.35%
Camarda Financial Advisors, LLC1,950$434.0K0.21%
Corsair Capital Management, L.P.1,928$430.0K0.11%
Concentric Capital Strategies, LP1,900$423.0K0.16%
Beck Bode, LLC1,872$417.0K0.09%
Vise Technologies, Inc.1,871$417.0K0.16%
Dakota Wealth Management1,819$405.0K0.03%
MCF Advisors LLC1,755$391.0K0.04%
WMG Financial Advisors, LLC1,735$388.0K0.29%
Guardian Wealth Advisors, LLC1,713$382.0K0.16%
Financial Advisors Network, Inc.1,656$369.0K0.09%
Ssi Investment Management LLC1,596$356.0K0.02%
Peddock Capital Advisors, LLC1,553$346.0K0.11%
SAM Advisors, LLC1,540$343.0K0.15%
Balasa Dinverno & Foltz LLC1,537$342.0K0.02%
Heartwood Wealth Advisors LLC1,510$336.0K0.05%
Buckingham Strategic Partners1,504$336.0K0.03%
united american securities inc. (d/b/a uas asset management)1,500$334.0K0.07%
Independent Family Office, LLC1,484$331.0K0.11%
L2 Asset Management, LLC1,435$320.0K0.20%
Asset Management Corp1,410$314.0K0.19%
Monterey Private Wealth, Inc.1,404$313.0K0.15%
Summit Trail Advisors, LLC1,354$302.0K0.02%
apricus wealth, LLC1,250$294.0K0.24%
Petix & Botte Co1,312$292.0K0.09%

Sold out (136)

Institutions that held Caterpillar Inc at the end of Q4 2021 and filed for Q1 2022 without it.

Showing the largest 100 of 136 by value.

Institutions that sold out of CAT in Q1 2022
InstitutionShares, Q4 2021Value, Q4 2021
Renaissance Technologies LLC278,174$57.5M
Nan Shan Life Insurance Co., Ltd.209,500$43.3M
Penserra Capital Management LLC180,736$37.4M
PEAK6 Investments LLC176,738$36.5M
Pinebridge Investments, L.P.163,766$33.9M
Balyasny Asset Management LLC103,779$21.5M
Fred Alger Management, LLC91,038$18.8M
ExodusPoint Capital Management, LP91,017$18.8M
Bridgeway Capital Management, LLC72,650$15.0M
Point72 Asset Management, L.P.62,100$12.8M
Zweig-DiMenna Associates LLC59,000$12.2M
Advisors Asset Management, Inc.52,418$10.8M
Arosa Capital Management LP47,090$9.73M
Twin Tree Management, LP42,195$8.72M
Zenyatta Capital Management LP35,000$7.24M
Inverness Counsel LLC33,713$6.97M
Zurich Insurance Group Ltd32,968$6.82M
Qube Research & Technologies Ltd28,422$5.88M
THRC Management, LLC20,000$4.13M
Aries Wealth Management18,294$3.78M
Aigen Investment Management, LP16,284$3.27M
Graticule Asia Macro Advisors LLC15,500$3.20M
Financial Sense Advisors, Inc.15,484$3.20M
Walled Lake Planning & Wealth Management, LLC15,319$3.17M
HAP Trading, LLC13,143$2.72M
Trexquant Investment LP11,523$2.38M
Marshall Wace, LLP11,497$2.38M
Cornercap Investment Counsel Inc11,443$2.37M
Albar Capital Ltd11,353$2.35M
La Financiere de L'Echiquier10,000$2.07M
Agf Investments Inc.8,456$1.75M
Pensionfund DSM Netherlands8,000$1.65M
Cowen and Company, LLC7,241$1.50M
Y-Intercept (Hong Kong) Ltd6,492$1.34M
Fosun International Ltd5,810$1.21M
Jefferies Group LLC5,500$1.14M
Polar Asset Management Partners Inc.5,375$1.11M
Stevens Capital Management LP4,832$999.0K
Spectrum Asset Management, Inc. (NB/CA)4,810$994.0K
MBB Public Markets I LLC4,682$968.0K
Old West Investment Management, LLC4,458$921.0K
Norris Financial Group, LLC4,441$918.1K
Hancock Whitney Investment Services Inc.4,316$894.0K
Bridgefront Capital, LLC4,263$881.0K
Souders Financial Advisors3,826$791.0K
Golden Green, Inc.3,819$790.0K
Occudo Quantitative Strategies LP3,739$773.0K
Engine No. 1 LLC3,703$766.0K
Cutter & CO Brokerage, Inc.3,676$760.0K
Capital One Financial Corp3,638$752.0K
Meridian Financial Partners LLC3,367$746.0K
Requisite Capital Management, LLC3,202$662.0K
NWK Group, Inc.3,191$660.0K
Affiance Financial, LLC3,110$643.0K
Investors Financial Group, LLC3,107$642.0K
Harvest Investment Services, LLC2,862$591.0K
Sound Financial Strategies Group, LLC2,801$579.0K
All Season Financial Advisors, Inc.2,654$549.0K
LSV Asset Management2,600$538.0K
Barings LLC2,517$520.0K
Van Cleef Asset Management,Inc2,370$490.0K
Virtu Financial LLC2,327$481.0K
Astrantus Ltd2,300$476.0K
Healthcare of Ontario Pension Plan Trust Fund2,271$470.0K
Pluribus Labs, LLC2,254$466.0K
Vahanian & Associates Financial Planning Inc.2,250$465.0K
Rockwood Wealth Management, LLC2,147$443.9K
Mosaic Advisors LLC1,890$391.0K
Independent Solutions Wealth Management, LLC1,864$385.4K
NuWave Investment Management, LLC1,717$355.0K
Connor, Clark & Lunn Investment Management Ltd.1,567$324.0K
Magnetar Financial LLC1,557$322.0K
XTX Topco Ltd1,550$320.0K
Graham Capital Management, L.P.1,527$315.0K
Industrial Alliance Investment Management Inc.1,524$315.0K
Castle Rock Wealth Management, LLC1,356$291.0K
BCS Wealth Management1,395$288.0K
Eudaimonia Advisors LLC1,341$277.0K
Calton & Associates, Inc.1,318$272.0K
Northstar Asset Management LLC1,300$269.0K
Prelude Capital Management, LLC1,297$268.0K
Gyon Technologies Capital Management, LP1,276$264.0K
Stelac Advisory Services LLC1,234$255.0K
DCM Advisors, LLC1,225$254.0K
Chemistry Wealth Management LLC1,220$252.0K
Winning Points Advisors, LLC1,830$249.0K
Keebeck Alpha, LP1,160$240.0K
BlueCrest Capital Management Ltd1,154$239.0K
CFO4Life Group, LLC1,153$238.0K
Platte River Wealth Advisors, LLC1,070$235.0K
Eubel Brady & Suttman Asset Management Inc1,120$232.0K
Capstone Wealth Management Group, LLC1,120$232.0K
RDA Financial Network1,103$228.0K
Vista Finance, LLC1,086$224.0K
Morningstar Investment Services LLC1,076$222.0K
ACG Wealth1,057$218.0K
Main Street Financial Solutions, LLC1,025$212.0K
Ascent Group, LLC979$210.0K
Azzad Asset Management Inc1,000$206.7K
Arlington Financial Advisors, LLC975$202.0K

Not filed for Q1 2022 yet (27)

Institutions that held Caterpillar Inc at the end of Q4 2021 and haven't filed a 13F for Q1 2022. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding CAT in Q4 2021 that haven't filed for Q1 2022
InstitutionShares, Q4 2021Value, Q4 2021
Andra AP-fonden45,500$9.41M
Vantis Investment Advisers L.P.28,100$5.81M
Columbia Asset Management23,691$4.90M
First Midwest Bank Trust Division15,976$3.30M
Country Club Trust Company, n.a.14,451$2.98M
Crescent Capital Consulting, LLC9,886$2.04M
6 Meridian9,437$1.95M
NEXT Financial Group, Inc8,769$1.81M
Carroll Financial Associates, Inc.8,488$1.75M
Tdam USA Inc.6,938$1.43M
HawsGoodwin Investment Management LLC6,682$1.38M
Evernest Financial Advisors, LLC3,860$1.22M
Resource Management, LLC4,017$830.0K
Metatron Capital SICAV plc3,680$760.8K
Harbour Investments, Inc.3,366$696.0K
Legg Mason Asset Management (Japan) Co., Ltd.3,206$663.0K
Clear Perspective Advisors, LLC3,013$623.0K
Weybosset Research & Management LLC1,550$320.0K
Mission Financial Group, LLC507$290.6K
Johanson Financial Advisors, Inc.1,364$282.0K
Reilly Financial Advisors, LLC1,304$270.0K
Quest Capital Management Inc1,149$238.0K
Markston International LLC1,137$235.0K
Grace Capital1,100$227.0K
Truehand, Inc577$119.0K
Bell Investment Advisors, Inc264$55.0K
MD Financial Management Inc.200$41.0K