Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Fifth Third Bancorp | 331,156 | $73.8M | 0.30% | +9,206+2.9% | Added |
| Victory Capital Management Inc | 348,726 | $73.4M | 0.07% | −21,717−5.9% | Reduced |
| Toronto Dominion Bank | 326,365 | $72.7M | 0.11% | −25,897−7.4% | Reduced |
| Susquehanna International Group, LLP | 326,131 | $72.7M | 0.11% | −273,918−45.6% | Reduced |
| Public Employees Retirement System of Ohio | 322,813 | $71.9M | 0.25% | −10,644−3.2% | Reduced |
| Two Sigma Advisers, LP | 321,300 | $71.6M | 0.19% | −1,416,500−81.5% | Reduced |
| Ardevora Asset Management LLP | 320,377 | $71.4M | 0.93% | −60,157−15.8% | Reduced |
| State of New Jersey Common Pension Fund D | 318,921 | $71.1M | 0.23% | −856−0.3% | Reduced |
| D. E. Shaw & Co., Inc. | 310,422 | $69.2M | 0.09% | −917,347−74.7% | Reduced |
| Nordea Investment Management AB | 308,652 | $69.1M | 0.09% | +7,961+2.6% | Added |
| BNP Paribas Arbitrage, SA | 303,761 | $67.7M | 0.13% | +70,566+30.3% | Added |
| Huntington National Bank | 302,573 | $67.4M | 0.62% | +14,200+4.9% | Added |
| Ensign Peak Advisors, Inc | 299,119 | $66.6M | 0.14% | +342+0.1% | Added |
| Asset Management One Co.,Ltd. | 297,247 | $66.2M | 0.26% | −11,067−3.6% | Reduced |
| Fullerton Fund Management Co Ltd. | 296,933 | $66.2M | 3.50% | +225,458+315.4% | Added |
| Advisor Group Holdings, Inc. | 307,940 | $65.1M | 0.13% | +4,942+1.6% | Added |
| Swedbank AB | 291,124 | $64.9M | 0.12% | +459+0.2% | Added |
| Mitsubishi UFJ Trust & Banking Corp | 290,529 | $64.7M | 0.15% | −11,947−3.9% | Reduced |
| Two Sigma Investments, LP | 289,517 | $64.5M | 0.19% | −829,899−74.1% | Reduced |
| Markel Group Inc.SuperinvestorMarkel Group | 287,500 | $64.1M | 0.76% | 00.0% | Unchanged |
| Fort Washington Investment Advisors Inc | 283,879 | $63.3M | 0.40% | +4,333+1.6% | Added |
| AQR Capital Management LLC | 283,430 | $63.2M | 0.12% | +1,644+0.6% | Added |
| Allianz Asset Management GmbH | 276,735 | $61.7M | 0.05% | −111,910−28.8% | Reduced |
| Janney Montgomery Scott LLC | 270,259 | $60.2M | 0.26% | −748−0.3% | Reduced |
| Pictet Asset Management SA | 268,695 | $59.9M | 0.07% | +4,189+1.6% | Added |
| Alyeska Investment Group, L.P. | 264,430 | $58.9M | 0.65% | +264,430 | New |
| Voya Investment Management LLC | 260,715 | $58.1M | 0.12% | −10,650−3.9% | Reduced |
| Factory Mutual Insurance Co | 250,800 | $55.9M | 0.76% | 00.0% | Unchanged |
| Canada Pension Plan Investment Board | 247,389 | $55.1M | 0.07% | −298,034−54.6% | Reduced |
| Northwestern Mutual Wealth Management Co | 244,673 | $54.5M | 0.09% | +52,410+27.3% | Added |
| Storebrand Asset Management AS | 243,825 | $54.3M | 0.26% | −9,386−3.7% | Reduced |
| Treasurer of the State of North Carolina | 238,366 | $53.1M | 0.29% | +870+0.4% | Added |
| Tocqueville Asset Management L.P. | 236,005 | $52.6M | 0.79% | +52,855+28.9% | Added |
| Conning Inc. | 234,628 | $52.2M | 1.42% | −16,772−6.7% | Reduced |
| Vontobel Holding Ltd. | 232,641 | $51.9M | 0.45% | +92,108+65.5% | Added |
| Truist Financial Corp | 231,781 | $51.6M | 0.08% | +3,880+1.7% | Added |
| Bank of Nova Scotia | 227,742 | $50.7M | 0.09% | −45,649−16.7% | Reduced |
| Bluestein R H & Co | 221,987 | $49.5M | 2.07% | −3,745−1.7% | Reduced |
| ING Groep NV | 217,463 | $48.5M | 0.49% | −8,455−3.7% | Reduced |
| Clark Capital Management Group, Inc. | 215,210 | $48.0M | 0.54% | +6,854+3.3% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 212,568 | $47.4M | 0.23% | +42,609+25.1% | Added |
| Gateway Investment Advisers LLC | 210,998 | $47.0M | 0.46% | −23,754−10.1% | Reduced |
| M&T Bank Corp | 210,365 | $46.9M | 0.21% | +11,349+5.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 207,778 | $46.3M | 0.21% | +22,443+12.1% | Added |
| Janus Henderson Group PLC | 202,864 | $45.2M | 0.02% | +52,180+34.6% | Added |
| Calamos Advisors LLC | 201,371 | $44.9M | 0.17% | +26,864+15.4% | Added |
| Franklin Resources Inc | 200,942 | $44.8M | 0.02% | −333,740−62.4% | Reduced |
| Royal London Asset Management Ltd | 195,516 | $43.6M | 0.17% | +617+0.3% | Added |
| Bollard Group LLC | 193,077 | $43.0M | 1.38% | −1,150−0.6% | Reduced |
| AXA S.A. | 192,202 | $42.8M | 0.12% | −8,154−4.1% | Reduced |
| Country Trust Bank | 188,324 | $42.0M | 1.17% | −16,311−8.0% | Reduced |
| Abeille Asset Management SA | 186,562 | $41.6M | 1.19% | +175,619+1,604.9% | Added |
| Financial Counselors Inc | 186,398 | $41.5M | 0.86% | +6,363+3.5% | Added |
| Chiron Investment Management, LLC | 185,623 | $41.4M | 4.86% | −13,712−6.9% | Reduced |
| Man Group plc | 181,912 | $40.5M | 0.14% | −250,573−57.9% | Reduced |
| Blair William & Co | 180,076 | $40.1M | 0.14% | −5,706−3.1% | Reduced |
| Rockefeller Capital Management L.P. | 178,793 | $39.8M | 0.19% | +33,185+22.8% | Added |
| Standard Life Aberdeen plc | 177,652 | $39.8M | 0.10% | −37,077−17.3% | Reduced |
| American International Group, Inc. | 177,921 | $39.6M | 0.22% | −4,606−2.5% | Reduced |
| Nisa Investment Advisors, LLC | 177,429 | $39.5M | 0.28% | −27,096−13.2% | Reduced |
| Manning & Napier Group, LLC | 176,743 | $39.4M | 0.38% | −13,968−7.3% | Reduced |
| Bridgewater Associates, LP | 175,187 | $39.0M | 0.16% | +175,187 | New |
| CIBC World Markets Corp | 171,476 | $38.2M | 0.30% | +41,489+31.9% | Added |
| MetLife Investment Management | 168,081 | $37.5M | 0.24% | +48,564+40.6% | Added |
| Jane Street Group, LLC | 166,233 | $37.0M | 0.07% | −62,980−27.5% | Reduced |
| United Capital Financial Advisers, LLC | 165,103 | $36.8M | 0.18% | +5,056+3.2% | Added |
| Heritage Investors Management Corp | 164,618 | $36.7M | 1.47% | +2,240+1.4% | Added |
| Criteria Caixa, S.A.U. | 163,528 | $36.4M | 4.27% | +1,025+0.6% | Added |
| Shellback Capital, LP | 163,005 | $36.3M | 4.81% | −136,995−45.7% | Reduced |
| Robeco Institutional Asset Management B.V. | 162,188 | $36.1M | 0.09% | −141,739−46.6% | Reduced |
| Varma Mutual Pension Insurance Co | 161,343 | $36.0M | 0.42% | +12,000+8.0% | Added |
| Minneapolis Portfolio Management Group, LLC | 161,330 | $35.9M | 4.08% | −2,847−1.7% | Reduced |
| Umb Bank N A | 160,872 | $35.8M | 0.47% | +7,077+4.6% | Added |
| Hyman Charles D | 159,286 | $35.5M | 2.24% | +763+0.5% | Added |
| Keybank National Association | 154,663 | $34.5M | 0.15% | −3,147−2.0% | Reduced |
| Commerce Bank | 153,271 | $34.2M | 0.23% | −41,461−21.3% | Reduced |
| Glenview Trust Co | 151,101 | $33.7M | 1.09% | +10,151+7.2% | Added |
| Group One Trading, L.P. | 149,238 | $33.3M | 0.73% | +1,888+1.3% | Added |
| Arizona State Retirement System | 148,434 | $33.1M | 0.27% | −1,508−1.0% | Reduced |
| Willis Investment Counsel | 145,658 | $32.5M | 1.72% | −346−0.2% | Reduced |
| United Services Automobile Association | 144,112 | $32.1M | 0.60% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 144,047 | $32.1M | 0.06% | +4,088+2.9% | Added |
| Susquehanna Fundamental Investments, LLC | 143,823 | $32.0M | 0.62% | +27,623+23.8% | Added |
| Creative Planning | 143,713 | $32.0M | 0.05% | +10,108+7.6% | Added |
| Aviva PLC | 143,363 | $31.9M | 0.16% | −192,897−57.4% | Reduced |
| Teacher Retirement System of Texas | 143,006 | $31.9M | 0.16% | −31,567−18.1% | Reduced |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 142,472 | $31.7M | 0.67% | +17,326+13.8% | Added |
| Meyer Handelman Co | 142,216 | $31.7M | 1.22% | −200−0.1% | Reduced |
| Amalgamated Bank | 142,184 | $31.7M | 0.25% | +3,874+2.8% | Added |
| Amalgamated Financial Corp. | 142,184 | $31.7M | 0.25% | +142,184 | New |
| Banco Bilbao Vizcaya Argentaria, S.A. | 141,402 | $31.6M | 0.43% | +13,409+10.5% | Added |
| Handelsbanken Fonder AB | 141,632 | $31.6M | 0.18% | −3,125−2.2% | Reduced |
| DnB Asset Management AS | 140,851 | $31.4M | 0.19% | +14,558+11.5% | Added |
| National Bank of Canada | 134,268 | $30.6M | 0.12% | +74,443+124.4% | Added |
| Vantage Investment Partners, LLC | 136,500 | $30.4M | 1.52% | +136,500 | New |
| State of Michigan Retirement System | 136,472 | $30.4M | 0.18% | +296+0.2% | Added |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 136,369 | $30.4M | 0.30% | −16,380−10.7% | Reduced |
| USS Investment Management Ltd | 135,989 | $30.3M | 0.25% | +9,259+7.3% | Added |
| Foundry Partners, LLC | 135,332 | $30.2M | 1.54% | +10,940+8.8% | Added |
| M&G Investment Management Ltd | 132,732 | $29.6M | 0.06% | +57,233+75.8% | Added |