Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Assenagon Asset Management S.A. | 130,298 | $29.0M | 0.09% | −135,808−51.0% | Reduced |
| Gabelli Funds LLC | 128,265 | $28.6M | 0.19% | −370−0.3% | Reduced |
| Tower Research Capital LLC (TRC) | 127,126 | $28.3M | 0.27% | +64,359+102.5% | Added |
| S&CO Inc | 126,864 | $28.3M | 1.98% | −655−0.5% | Reduced |
| InterOcean Capital Group, LLC | 125,198 | $27.9M | 1.20% | +49,092+64.5% | Added |
| Natixis Investment Managers International | 121,050 | $27.0M | 0.47% | +121,050 | New |
| Yousif Capital Management, LLC | 120,914 | $26.9M | 0.29% | +1,407+1.2% | Added |
| Wesleyan Assurance Society | 118,550 | $26.4M | 3.22% | +800+0.7% | Added |
| Forsta Ap-Fonden | 117,100 | $26.1M | 0.30% | −4,200−3.5% | Reduced |
| Adams Diversified Equity Fund, Inc. | 115,100 | $25.6M | 1.02% | 00.0% | Unchanged |
| Ilmarinen Mutual Pension Insurance Co | 114,000 | $25.4M | 0.32% | +54,000+90.0% | Added |
| MML Investors Services, LLC | 113,281 | $25.2M | 0.18% | +5,212+4.8% | Added |
| Rathbone Brothers plc | 112,002 | $25.0M | 0.25% | +24,768+28.4% | Added |
| ARK Investment Management LLCSuperinvestorARK Invest | 111,481 | $24.8M | 0.10% | −32,720−22.7% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 111,036 | $24.7M | 0.05% | +18,203+19.6% | Added |
| Nichols & Pratt Advisers LLP | 109,971 | $24.5M | 1.78% | −1,510−1.4% | Reduced |
| Sabal Trust CO | 109,617 | $24.4M | 1.69% | +2,456+2.3% | Added |
| Vaughan David Investments LLC | 108,535 | $24.2M | 0.71% | +166+0.2% | Added |
| Bradley Foster & Sargent Inc | 108,297 | $24.1M | 0.52% | +1,101+1.0% | Added |
| Edmond de Rothschild Holding S.A. | 105,518 | $23.5M | 0.52% | +39,526+59.9% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 105,277 | $23.5M | 0.14% | −10,688−9.2% | Reduced |
| Colony Group LLC | 103,782 | $23.1M | 0.35% | +5,624+5.7% | Added |
| Citadel Advisors LLC | 103,102 | $23.0M | 0.03% | −155,242−60.1% | Reduced |
| Mariner, LLC | 102,573 | $22.9M | 0.09% | +53,422+108.7% | Added |
| Thrivent Financial for Lutherans | 103,477 | $22.8M | 0.04% | −22,691−18.0% | Reduced |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 101,774 | $22.7M | 0.08% | −5,265−4.9% | Reduced |
| Associated Banc-Corp | 101,487 | $22.6M | 0.87% | −2,317−2.2% | Reduced |
| Xponance, Inc. | 100,332 | $22.4M | 0.37% | +408+0.4% | Added |
| Tredje AP-fonden | 100,112 | $22.3M | 0.46% | +3,200+3.3% | Added |
| Paralel Advisors LLC | 100,000 | $22.3M | 1.23% | 00.0% | Unchanged |
| Busey Wealth Management | 98,930 | $22.0M | 0.88% | −790−0.8% | Reduced |
| Glenmede Trust Co NA | 98,477 | $21.9M | 0.11% | −10,200−9.4% | Reduced |
| Daiwa Securities Group Inc. | 85,878 | $21.6M | 0.14% | +3,792+4.6% | Added |
| Utah Retirement Systems | 96,558 | $21.5M | 0.29% | −1,800−1.8% | Reduced |
| Asahi Life Asset Management Co., Ltd. | 96,552 | $21.5M | 2.96% | +5,026+5.5% | Added |
| Chilton Capital Management LLC | 96,388 | $21.5M | 1.13% | +1,868+2.0% | Added |
| Erste Asset Management GmbH | 96,193 | $21.5M | 0.41% | +52,984+122.6% | Added |
| Chartwell Investment Partners, LLC | 96,065 | $21.4M | 0.71% | −13,609−12.4% | Reduced |
| State of Alaska, Department of Revenue | 95,236 | $21.2M | 0.22% | −3,945−4.0% | Reduced |
| Regions Financial Corp | 94,768 | $21.1M | 0.17% | −250.0% | Reduced |
| Congress Wealth Management LLC | 94,628 | $21.1M | 0.46% | +16,137+20.6% | Added |
| Employees Retirement System of Texas | 92,000 | $20.5M | 0.24% | 00.0% | Unchanged |
| Front Barnett Associates LLC | 91,883 | $20.5M | 2.06% | +1,492+1.7% | Added |
| Tiaa, FSB | 91,802 | $20.4M | 0.07% | +65,202+245.1% | Added |
| Private Advisor Group, LLC | 90,397 | $20.1M | 0.15% | +2,307+2.6% | Added |
| Wilbanks Smith & Thomas Asset Management LLC | 93,998 | $20.1M | 0.80% | +590+0.6% | Added |
| CIBC World Markets Inc. | 89,533 | $19.9M | 0.07% | +24,757+38.2% | Added |
| Public Employees Retirement Association of Colorado | 89,103 | $19.9M | 0.09% | −6,957−7.2% | Reduced |
| Comerica Bank | 83,792 | $19.7M | 0.14% | +824+1.0% | Added |
| Gulf International Bank (UK) Ltd | 87,400 | $19.5M | 0.29% | 00.0% | Unchanged |
| Levin Capital Strategies, L.P. | 87,259 | $19.4M | 1.91% | 00.0% | Unchanged |
| Simplex Trading, LLC | 86,290 | $19.2M | 0.61% | +86,290 | New |
| IFM Investors Pty Ltd | 85,017 | $18.9M | 0.29% | +13,262+18.5% | Added |
| Stock Yards Bank & Trust Co | 84,842 | $18.9M | 1.05% | +3,175+3.9% | Added |
| Banco Santander, S.A. | 84,232 | $18.8M | 0.20% | −197−0.2% | Reduced |
| British Columbia Investment Management Corp | 83,609 | $18.6M | 0.12% | −12,669−13.2% | Reduced |
| Cutler Investment Counsel LLC | 83,404 | $18.6M | 2.58% | +2,416+3.0% | Added |
| First National Trust Co | 80,015 | $17.8M | 0.92% | +11,300+16.4% | Added |
| Jennison Associates LLC | 79,574 | $17.7M | 0.01% | −33,055−29.3% | Reduced |
| Mackay Shields LLC | 77,754 | $17.3M | 0.15% | −3,054−3.8% | Reduced |
| Kestra Advisory Services, LLC | 77,254 | $17.2M | 0.18% | +4,447+6.1% | Added |
| Swiss Life Asset Management Ltd | 77,224 | $17.2M | 0.24% | −2,340−2.9% | Reduced |
| Old National Bancorp | 77,087 | $17.2M | 0.63% | +294+0.4% | Added |
| Ossiam | 77,009 | $17.2M | 0.45% | +49,518+180.1% | Added |
| Mutual of America Capital Management LLC | 76,738 | $17.1M | 0.18% | +764+1.0% | Added |
| Westchester Capital Management, Inc. | 75,905 | $16.9M | 4.36% | −261−0.3% | Reduced |
| Public Sector Pension Investment Board | 75,901 | $16.9M | 0.11% | −14,360−15.9% | Reduced |
| Norinchukin Bank, The | 74,915 | $16.7M | 0.22% | +2,859+4.0% | Added |
| FineMark National Bank & Trust | 74,706 | $16.6M | 0.66% | +1,122+1.5% | Added |
| Capital International Ltd | 74,413 | $16.6M | 0.94% | +46,262+164.3% | Added |
| Kovitz Investment Group Partners, LLC | 74,373 | $16.6M | 0.32% | +4,245+6.1% | Added |
| Westpac Banking Corp | 73,924 | $16.5M | 0.19% | −19,006−20.5% | Reduced |
| Janney Capital Management LLC | 73,794 | $16.4M | 1.17% | +721+1.0% | Added |
| Marco Investment Management LLC | 72,842 | $16.2M | 1.65% | +5,595+8.3% | Added |
| Captrust Financial Advisors | 72,577 | $16.2M | 0.10% | +4,687+6.9% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 72,379 | $16.1M | 0.16% | +4,481+6.6% | Added |
| Stephens Inc | 72,125 | $16.1M | 0.26% | −11,630−13.9% | Reduced |
| CCM Investment Advisers LLC | 72,111 | $16.1M | 2.19% | +72+0.1% | Added |
| Quadrature Capital Ltd | 71,662 | $16.0M | 0.64% | −16,319−18.5% | Reduced |
| Meitav Dash Investments Ltd | 71,950 | $15.9M | 0.24% | +70,967+7,219.4% | Added |
| AE Wealth Management LLC | 71,398 | $15.9M | 0.11% | −2,600−3.5% | Reduced |
| Capital International Inc | 71,284 | $15.9M | 0.18% | +33,586+89.1% | Added |
| NorthCrest Asset Manangement, LLC | 71,100 | $15.8M | 0.75% | +1,890+2.7% | Added |
| Illinois Municipal Retirement Fund | 70,407 | $15.7M | 0.46% | −6,846−8.9% | Reduced |
| Moore Capital Management, LP | 70,178 | $15.6M | 0.51% | +70,178 | New |
| Texas Permanent School Fund | 70,165 | $15.6M | 0.21% | −4,446−6.0% | Reduced |
| Ausdal Financial Partners, Inc. | 69,167 | $15.4M | 2.10% | +7,495+12.2% | Added |
| Grassi Investment Management | 69,004 | $15.4M | 1.62% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 67,892 | $15.1M | 0.18% | +5,205+8.3% | Added |
| KBC Group NV | 67,170 | $15.0M | 0.06% | +9,285+16.0% | Added |
| Delta Asset Management LLC | 66,571 | $14.8M | 1.43% | −198−0.3% | Reduced |
| Millennium Management LLC | 66,445 | $14.8M | 0.02% | −504,600−88.4% | Reduced |
| Independent Advisor Alliance | 66,081 | $14.7M | 0.71% | −148−0.2% | Reduced |
| SEI Investments Co | 65,643 | $14.6M | 0.03% | +9,695+17.3% | Added |
| Fiduciary Trust Co | 65,375 | $14.6M | 0.26% | +269+0.4% | Added |
| Integrated Advisors Network LLC | 65,200 | $14.5M | 0.85% | +1,511+2.4% | Added |
| Ashfield Capital Partners, LLC | 64,810 | $14.4M | 0.93% | −101−0.2% | Reduced |
| Community Bank of Raymore | 64,625 | $14.4M | 4.02% | 00.0% | Unchanged |
| Brown Advisory Inc | 64,306 | $14.3M | 0.02% | −9,325−12.7% | Reduced |
| Ziegler Capital Management, LLC | 62,727 | $14.0M | 0.59% | −5,117−7.5% | Reduced |