Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Pinnacle Associates Ltd | 62,412 | $13.9M | 0.25% | −6,262−9.1% | Reduced |
| KCM Investment Advisors LLC | 61,982 | $13.8M | 0.51% | +1,765+2.9% | Added |
| Whittier Trust Co | 61,731 | $13.8M | 0.23% | +346+0.6% | Added |
| Badgley Phelps Wealth Managers, LLC | 61,649 | $13.7M | 0.48% | +11,162+22.1% | Added |
| CIBC Asset Management Inc | 61,599 | $13.7M | 0.05% | +6,590+12.0% | Added |
| Lee Danner & Bass Inc | 61,245 | $13.6M | 1.16% | −70−0.1% | Reduced |
| Mercer Global Advisors Inc | 60,810 | $13.6M | 0.08% | −4,988−7.6% | Reduced |
| Texas Capital Bank Wealth Management Services Inc | 60,736 | $13.5M | 1.23% | +7,538+14.2% | Added |
| Blackhill Capital Inc | 60,000 | $13.4M | 1.27% | 00.0% | Unchanged |
| Peapack Gladstone Financial Corp | 59,439 | $13.2M | 0.26% | +559+0.9% | Added |
| Gofen & Glossberg LLC | 59,373 | $13.2M | 0.30% | −459−0.8% | Reduced |
| Nissay Asset Management Corp | 59,186 | $13.2M | 0.11% | +697+1.2% | Added |
| Birmingham Capital Management Co Inc | 58,720 | $13.1M | 4.56% | −200−0.3% | Reduced |
| Beacon Pointe Advisors, LLC | 57,745 | $12.9M | 0.18% | +15,614+37.1% | Added |
| Blue Chip Partners, Inc. | 56,924 | $12.7M | 1.58% | −5,910−9.4% | Reduced |
| American Century Companies Inc | 55,927 | $12.5M | 0.01% | +9,899+21.5% | Added |
| Tufton Capital Management | 55,839 | $12.4M | 2.01% | −482−0.9% | Reduced |
| Brandywine Global Investment Management, LLC | 55,841 | $12.4M | 0.09% | +1,037+1.9% | Added |
| LaFleur & Godfrey LLC | 55,255 | $12.3M | 1.65% | −2,162−3.8% | Reduced |
| Edge Capital Group, LLC | 54,871 | $12.2M | 0.84% | +7,556+16.0% | Added |
| Candriam Luxembourg S.C.A. | 54,529 | $12.2M | 0.08% | −212−0.4% | Reduced |
| D.A. Davidson & Co. | 53,947 | $12.0M | 0.13% | −1,521−2.7% | Reduced |
| Hartford Investment Management Co | 53,873 | $12.0M | 0.31% | −3,687−6.4% | Reduced |
| Oppenheimer Asset Management Inc. | 53,767 | $12.0M | 0.17% | +715+1.3% | Added |
| Scotia Capital Inc. | 53,038 | $11.8M | 0.08% | +1,769+3.5% | Added |
| Becker Capital Management Inc | 52,420 | $11.7M | 0.47% | +76+0.1% | Added |
| Philadelphia Trust Co | 52,314 | $11.7M | 0.92% | −6,123−10.5% | Reduced |
| Cetera Investment Advisers | 52,225 | $11.6M | 0.17% | −78−0.1% | Reduced |
| Oppenheimer & Co Inc | 51,931 | $11.6M | 0.21% | +1,088+2.1% | Added |
| Aptus Capital Advisors, LLC | 51,687 | $11.5M | 0.35% | +4,451+9.4% | Added |
| Dearborn Partners LLC | 51,147 | $11.4M | 0.43% | +120.0% | Added |
| Transform Wealth, LLC | 51,028 | $11.4M | 1.27% | +822+1.6% | Added |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 50,655 | $11.3M | 0.02% | −4,490−8.1% | Reduced |
| RiverFront Investment Group, LLC | 50,695 | $11.3M | 0.36% | +24,530+93.8% | Added |
| Advisors Capital Management, LLC | 50,666 | $11.3M | 0.31% | +48,912+2,788.6% | Added |
| Richard C. Young & CO., LTD. | 50,188 | $11.2M | 1.43% | +1,615+3.3% | Added |
| Clear Harbor Asset Management, LLC | 49,870 | $11.1M | 1.28% | +307+0.6% | Added |
| GWM Advisors LLC | 49,705 | $11.1M | 0.19% | +2,076+4.4% | Added |
| James Investment Research Inc | 49,688 | $11.1M | 1.16% | −629−1.3% | Reduced |
| Atria Investments LLC | 49,666 | $11.1M | 0.19% | +3,624+7.9% | Added |
| TD Waterhouse Canada Inc. | 49,646 | $11.1M | 0.11% | −592−1.2% | Reduced |
| Howe & Rusling Inc | 48,527 | $10.8M | 1.25% | +49+0.1% | Added |
| Nomura Holdings Inc | 48,673 | $10.7M | 0.08% | +27,591+130.9% | Added |
| Central Trust Co | 47,179 | $10.5M | 0.30% | +241+0.5% | Added |
| MUFG Americas Holdings Corp | 47,093 | $10.5M | 0.20% | −3,512−6.9% | Reduced |
| Quilter Plc | 46,841 | $10.4M | 0.28% | −710−1.5% | Reduced |
| Greenwood Gearhart Inc | 46,626 | $10.4M | 1.43% | +1,604+3.6% | Added |
| Davenport & Co LLC | 46,453 | $10.4M | 0.07% | +500+1.1% | Added |
| Baker Avenue Asset Management, LP | 46,404 | $10.3M | 0.56% | +42,981+1,255.7% | Added |
| Jacobs & Co | 46,333 | $10.3M | 1.14% | −247−0.5% | Reduced |
| First American Trust, FSB | 46,026 | $10.3M | 1.42% | +2,718+6.3% | Added |
| Mastrapasqua Asset Management Inc | 45,210 | $10.1M | 1.13% | −2,948−6.1% | Reduced |
| SG Americas Securities, LLC | 45,144 | $10.1M | 0.09% | −5,442−10.8% | Reduced |
| Dai-Ichi Life Insurance Company, Ltd | 45,104 | $10.1M | 0.16% | −1,169−2.5% | Reduced |
| American Assets Investment Management, LLC | 45,000 | $10.0M | 1.06% | 00.0% | Unchanged |
| Impala Asset Management LLC | 45,000 | $10.0M | 0.87% | +45,000 | New |
| O'Shaughnessy Asset Management, LLC | 44,934 | $10.0M | 0.17% | +11,972+36.3% | Added |
| Clifford Swan Investment Counsel LLC | 44,897 | $10.0M | 0.37% | −375−0.8% | Reduced |
| CIBC Private Wealth Group, LLC | 44,892 | $10.0M | 0.02% | +1,617+3.7% | Added |
| Snowden Capital Advisors LLC | 44,205 | $9.85M | 0.39% | +8,426+23.6% | Added |
| Capital International Sarl | 44,166 | $9.84M | 0.49% | +30,094+213.9% | Added |
| Schonfeld Strategic Advisors LLC | 44,062 | $9.82M | 0.11% | −225,542−83.7% | Reduced |
| Securian Asset Management, Inc | 44,012 | $9.81M | 0.19% | −697−1.6% | Reduced |
| Callahan Advisors, LLC | 43,826 | $9.77M | 1.11% | +2,220+5.3% | Added |
| Culbertson A N & Co Inc | 43,784 | $9.76M | 1.84% | +805+1.9% | Added |
| Oregon Public Employees Retirement Fund | 43,685 | $9.73M | 0.10% | −700−1.6% | Reduced |
| Steward Partners Investment Advisory, LLC | 43,363 | $9.66M | 0.15% | −141−0.3% | Reduced |
| Nikko Asset Management Americas, Inc. | 43,203 | $9.64M | 0.07% | −4,729−9.9% | Reduced |
| McRae Capital Management Inc | 42,799 | $9.54M | 2.15% | +3,057+7.7% | Added |
| First Horizon Advisors, Inc. | 42,659 | $9.51M | 0.52% | −5,793−12.0% | Reduced |
| Elo Mutual Pension Insurance Co | 42,544 | $9.48M | 0.27% | +944+2.3% | Added |
| Bokf, NA | 42,424 | $9.45M | 0.16% | −4,311−9.2% | Reduced |
| Hantz Financial Services, Inc. | 41,845 | $9.32M | 0.27% | +2,747+7.0% | Added |
| Maryland State Retirement & Pension System | 41,799 | $9.31M | 0.25% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 41,317 | $9.21M | 0.28% | +482+1.2% | Added |
| Element Capital Management LLC | 41,211 | $9.18M | 4.59% | +41,211 | New |
| Noesis Capital Mangement Corp | 41,152 | $9.17M | 2.21% | +4,167+11.3% | Added |
| Prio Wealth Limited Partnership | 40,895 | $9.11M | 0.30% | −168−0.4% | Reduced |
| Charter Trust Co | 40,547 | $9.03M | 0.81% | −988−2.4% | Reduced |
| Allied Investment Advisors, LLC | 40,480 | $9.02M | 2.94% | +2,417+6.3% | Added |
| Pittenger & Anderson Inc | 39,140 | $8.72M | 0.43% | +292+0.8% | Added |
| CBOE Vest Financial, LLC | 39,135 | $8.72M | 1.58% | +5,245+15.5% | Added |
| Atwater Malick LLC | 38,950 | $8.68M | 4.19% | +810+2.1% | Added |
| Teachers Retirement System of the State of Kentucky | 38,699 | $8.62M | 0.08% | −1,684−4.2% | Reduced |
| Dowling & Yahnke LLC | 38,460 | $8.57M | 0.37% | −1,696−4.2% | Reduced |
| Churchill Management Corp | 38,250 | $8.52M | 0.15% | +165+0.4% | Added |
| Allen Mooney & Barnes Investment Advisors LLC | 37,719 | $8.40M | 1.86% | +37,719 | New |
| Prospera Financial Services Inc | 36,981 | $8.24M | 0.35% | +7,859+27.0% | Added |
| Wealthfront Advisers LLC | 36,957 | $8.23M | 0.04% | −8,344−18.4% | Reduced |
| Folger Nolan Fleming Douglas Capital Management, Inc | 36,517 | $8.14M | 0.91% | +49+0.1% | Added |
| Steel Peak Wealth Management LLC | 36,467 | $8.13M | 0.49% | +26,384+261.7% | Added |
| LS Investment Advisors, LLC | 36,402 | $8.11M | 1.29% | +30,360+502.5% | Added |
| Wolverine Trading, LLC | 36,338 | $8.11M | 0.24% | +574+1.6% | Added |
| Louisiana State Employees Retirement System | 34,100 | $8.02M | 0.19% | +200+0.6% | Added |
| Guggenheim Capital LLC | 35,537 | $7.92M | 0.05% | −44,792−55.8% | Reduced |
| Parsons Capital Management Inc | 35,425 | $7.89M | 0.60% | −62−0.2% | Reduced |
| Gluskin Sheff & Assoc Inc | 35,219 | $7.85M | 0.34% | −338−1.0% | Reduced |
| Bogart Wealth, LLC | 34,974 | $7.79M | 0.67% | +4,477+14.7% | Added |
| Parallax Volatility Advisers, L.P. | 34,930 | $7.78M | 0.18% | −21,210−37.8% | Reduced |
| Kentucky Retirement Systems | 34,480 | $7.68M | 0.31% | +1,988+6.1% | Added |